Harwood v. Johnson

388 S.E.2d 439, 326 N.C. 231, 1990 N.C. LEXIS 17
CourtSupreme Court of North Carolina
DecidedFebruary 7, 1990
Docket37PA89
StatusPublished
Cited by46 cases

This text of 388 S.E.2d 439 (Harwood v. Johnson) is published on Counsel Stack Legal Research, covering Supreme Court of North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Harwood v. Johnson, 388 S.E.2d 439, 326 N.C. 231, 1990 N.C. LEXIS 17 (N.C. 1990).

Opinion

FRYE, Justice.

This is a civil action in which plaintiff seeks declaratory relief and money damages from various defendants for their failure to release him, on parole, six months prior to his maximum release date, in accordance with N.C.G.S. § 15A-1371(f). The Court of Appeals held that the trial court erred in dismissing plaintiffs claim for monetary damages against defendant Williams (the parole case analyst) on grounds of negligence, willful and deliberate conduct, and false imprisonment, but was correct in dismissing the complaint as to all other defendants. We now hold that the complaint states a claim for relief, 1 under 42 U.S.C. § 1983 and for false imprison *235 ment, against members of the Parole Commission named in their individual capacities.

After introduction of the parties, plaintiffs complaint, filed in the Superior Court, Wake County, set forth the following facts:

On 29 April 1980, Randy Harwood was convicted on two counts of breaking and entering and one count of carrying a concealed weapon. He was sentenced to a prison term of ten to fourteen years. Mr. Harwood was scheduled to complete the maximum term of his sentence on 23 December 1986. Since Mr. Harwood was incarcerated prior to the Fair Sentencing Act, he alleged that the Parole Commission was required to release him on parole, six months prior to his maximum release date, pursuant to N.C.G.S. § 15A-1371(f). Section 1371(f) provides:

Mandatory Parole at End of Felony Term. — No later than six months prior to completion of his maximum term, the Parole Commission must parole every person convicted of a felony and sentenced to a maximum term of not less than 18 months of imprisonment, unless:
(1) The person is to serve a period of probation following his imprisonment;
(2) The person has been re-imprisoned following parole as provided in G.S. 15A-1373(e); or
(3) The Parole Commission finds facts demonstrating a strong likelihood that the health or safety of the person or public would be endangered by his release at that time.

N.C.G.S. § 15A-1371(f) (1988) (emphasis added). Mr. Harwood alleged that he was entitled to be released, on parole, on 14 June 1986 2 since none of the three exceptions in the statute applied to him. He was not released on that date.

On 10 August 1986, and again on 4 September 1986, Mr. Harwood, still incarcerated, wrote the Parole Commission citing § 1371(f) and inquired into being released on parole. Plaintiffs case analyst, defendant Gwen Williams, replied in conclusory terms that the Parole Commission had broad discretion in determining parole *236 eligibility and that plaintiff or the public would be endangered by his parole.

On 29 August 1986, Mr. Harwood filed a petition for writ of habeas corpus to the Superior Court, Rowan County, alleging that his detention after 13 June 1986 was unlawful.

On 16 October 1986 the writ issued, and on 22 October 1986 a hearing on Mr. Harwood’s initial petition was held. At the hearing the State conceded and the court found that none of the exceptions in § 1371(f) applied to Mr. Harwood’s case. The court ruled that the Parole Commission failed to follow the mandatory provisions of N.C.G.S. § 15A-1371(f), and that the detention and incarceration of plaintiff after 13 June 1986 was unlawful. The court then ordered the immediate release of plaintiff on parole and directed the Parole Commission to expedite the process. Mr. Harwood was released on parole on 21 November 1986, such parole to terminate on 23 December 1986.

Mr. Harwood subsequently filed this action against the Secretary of the North Carolina Department of Correction, the Chairman and the members of the Parole Commission, and a parole case analyst, personally and in their official capacities, seeking declaratory relief and damages for the unlawful imprisonment. Plaintiff also named as a defendant the Superintendent of the Rowan County Prison Unit, in his official capacity only. Plaintiff specifically alleged claims for relief for compensation for losses sustained due to his unlawful detention, for violation of his rights, and for the mental anguish caused by defendants. The trial court, after considering the briefs and arguments of counsel, concluded that defendants’ motion to dismiss should be granted and dismissed plaintiff’s complaint.

The Court of Appeals affirmed the trial court’s dismissal as to all claims against all defendants, with the exception of certain claims against defendant Williams, the parole case analyst.

Plaintiff gave notice of appeal to this Court on the grounds that the Court of Appeals’ decision involved substantial constitutional questions arising under the Fourteenth Amendment of the United States Constitution and article I, section 19 of the North Carolina Constitution. In the alternative, plaintiff petitioned this Court for discretionary review. Defendant Williams petitioned this Court for discretionary review of the Court of Appeals’ decision reversing the trial court’s dismissal of plaintiff’s claims against her. Plaintiff’s and defendant Williams’ petitions for discretionary review were allowed by this Court on 2 March 1989.

*237 The essential question before this Court by virtue of plaintiffs appeal and our grant of both petitions for discretionary review is whether plaintiff’s complaint states any claim for relief cognizable in the courts of this State. The Court of Appeals concluded that all of plaintiff’s state claims were barred by the doctrine of sovereign immunity with the exception of the claims against the case analyst, which were found to be cognizable due to the allegations that she willfully and deliberately denied plaintiff’s rights, and because the case analyst is a public employee rather than a public official. As to plaintiff’s federal law claims under 42 U.S.C. § 1983, the Court of Appeals held that the actions of the parole case analyst did not deprive plaintiff of a constitutional right since she had no authority to grant or deny parole. As to the remaining defendants, the Court of Appeals held that plaintiff could not prevail in a § 1983 action because plaintiff failed to allege that these defendants’ actions constituted more than “mere negligence.”

For clarity we shall treat the claims against the parties in their official capacities separately from the individual claims. We consider first the allegations against the parties in their official capacities.

I. Official Capacities

A. State Claims

Plaintiff alleges that all named defendants acted in their official capacities in handling his release. As the Court of Appeals noted, with the exception of defendant Williams, a public employee, all of the defendants’ official capacities involved employment as public officials with the State of North Carolina.

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Bluebook (online)
388 S.E.2d 439, 326 N.C. 231, 1990 N.C. LEXIS 17, Counsel Stack Legal Research, https://law.counselstack.com/opinion/harwood-v-johnson-nc-1990.