White v. Trew, 366 NC 360

736 S.E.2d 166, 366 N.C. 360, 2013 WL 285601, 2013 N.C. LEXIS 49
CourtSupreme Court of North Carolina
DecidedJanuary 25, 2013
Docket33PA12
StatusPublished
Cited by55 cases

This text of 736 S.E.2d 166 (White v. Trew, 366 NC 360) is published on Counsel Stack Legal Research, covering Supreme Court of North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
White v. Trew, 366 NC 360, 736 S.E.2d 166, 366 N.C. 360, 2013 WL 285601, 2013 N.C. LEXIS 49 (N.C. 2013).

Opinions

JACKSON, Justice.

In this appeal we consider whether sovereign immunity bars a libel suit by a tenured public university professor against his department head for an unfavorable annual review when the complaint does not specify whether the department head is being sued in his official or individual capacity. We hold that when the complaint does not specify the capacity in which a public official is being sued for actions taken in the course and scope of his employment, we will pre[361]*361sume that the public official is being sued only in his official capacity. Accordingly, we reverse the decision of the Court of Appeals.

During the 2006-2007 academic year, defendant Robert J. Trew was head of the Department of Electrical and Computer Engineering at North Carolina State University (“N.C. State”). Plaintiff Mark W. White was a tenured associate professor in the department. At that time N.C. State required that every faculty member receive an annual review. N.C. State, Reg. 05.20.3(1) (2005). Specifically, the University’s regulation stated: “It is the responsibility of each department head to review the performance of each faculty member and to keep the appropriate dean apprised of the status of the reviews.” Id. The regulation further provided that when writing the annual review, the department head “may consult with the tenured faculty of the department and may seek such other advice as the department head deems appropriate in the conduct of the review.” Id. 05.20.3(2.3) (2005). The regulation also stated: “The department head will provide a written summary of the review and the faculty member may provide a written response. The written summary and any response will become part of the personnel file.” Id. 05.20.3(2.4) (2005). Once it became part of the personnel file, this information was “open for inspection and examination” by “any individual in the chain of administrative authority above” the faculty member. 25 NCAC 1C .0304(d) (June 2008); see also N.C.G.S. § 126-24 (2011).

In accordance with N.C. State’s regulations, defendant, in his role as department head, wrote an annual review of plaintiff for the 2006-2007 academic year. In the annual review defendant concluded that plaintiff did not meet the department’s expectations and had “engaged in extremely disruptive behavior and conduct.” Defendant also listed “[s]pecific instances of unprofessional behavior” by plaintiff. Defendant shared the annual review with College of Engineering Dean Louis Martin-Vega and N.C. State’s in-house counsel.

On 17 September 2007, plaintiff received a copy of the annual review. In response, plaintiff sent a “rebuttal letter” to Dean Martin-Vega, demanding that the dean correct alleged “falsities” in the annual review. Dean Martin-Vega took no action. As a result, on 14 November 2007, plaintiff filed a university grievance petition pursuant to section 126-25 of the North Carolina General Statutes, alleging that defendant had made “highly inaccurate and misleading” statements in the annual review and demanding that the review be corrected or removed from plaintiff’s personnel file.

[362]*362Subsequently, on 11 September 2008, while the grievance process-was on hold, plaintiff filed a complaint in Superior Court, Wake County, alleging that the annual review “contained numerous false and defamatory statements.” Plaintiff alleged that these “statements ha[d] been published and made available to faculty and administrators at NCSU.” Plaintiff further alleged that “defendant’s false accusations about the plaintiff . . . were willful, unjustified and malicious, and were motivated by personal hatred, spite or ill-will visa-vis the plaintiff.” On 13 October 2008, defendant filed an answer and motion to dismiss pursuant to various provisions of Rule 12(b) of the North Carolina Rules of- Civil Procedure. Defendant denied the material allegations of the complaint and asserted a number of defenses, including qualified privilege and sovereign immunity. After a hearing the trial court denied defendant’s motion to dismiss on 22 December 2010.

Defendant appealed to the Court of Appeals, which unanimously affirmed the trial court’s order denying defendant’s motion to dismiss. White v. Trew, — N.C. App. —, —, 720 S.E.2d 713, 720 (2011). The court concluded that sovereign immunity did not bar plaintiff’s claim because “plaintiff sought to sue defendant in his individual capacity and drafted the complaint in such a way that clearly indicated this intent.” Id. at —, 720 S.E.2d at 718. The court also held that “giving the review to the Dean and the staff of the office of'general counsel constitute^] publication for the purposes of libel.” Id. at —, 720 S.E.2d at 720. We allowed defendant’s petition for discretionary review.

Defendant argues that the trial court erred by denying his motion to dismiss because the complaint indicates that plaintiff filed suit against defendant in his official, rather than individual, capacity, and thus, sovereign immunity bars plaintiff’s claim. Previously we have not set forth the appropriate standard of review for a trial court’s denial of a motion to dismiss that raises sovereign immunity as grounds for dismissal; however, we have reviewed de novo a trial court’s denial of other Rule 12 motions to dismiss that also were immediately appealable. See Harris v. Matthews, 361 N.C. 265, 271, 643 S.E.2d 566, 570 (2007). Moreover, although not explicitly stated previously, it is apparent that we have employed a de novo standard of review in other cases involving sovereign immunity. See, e.g., Meyer v. Walls, 347 N.C. 97, 104-14, 489 S.E.2d 880, 883-90 (1997); Harwood v. Johnson, 326 N.C. 231, 237-38, 388 S.E.2d 439, 442-43 [363]*363(1990). Therefore, we review the trial court’s denial of defendant’s motion to dismiss de novo.

It is well settled that pursuant to “the doctrine of sovereign immunity, the State is immune from suit absent waiver of immunity.” Meyer, 347 N.C. at 104, 489 S.E.2d at 884. The North Carolina Torts Claims Act provides a limited waiver of immunity and authorizes recovery against the State for negligent acts of its “officer[s], employee[s], involuntary servants] or agent[s].” N.C.G.S. § 143-291(a) (2011). But intentional acts of these individuals are not compensable. Collins v. N.C. Parole Comm’n, 344 N.C. 179, 183, 473 S.E.2d 1, 3 (1996) (citing Jenkins v. N.C. Dep’t of Motor Vehicles, 244 N.C. 560, 94 S.E.2d 577 (1956)). A suit against a public official in his official capacity “is a suit against the State.” Harwood, 326 N.C. at 238, 388 S.E.2d at 443. Therefore, sovereign immunity bars an intentional tort claim against a public official in his official capacity. See id.

In the case sub judice defendant, as head of the Department of Electrical and Computer Engineering at N.C. State, a public university position that certainly requires “deliberation, decision and judgment,” falls within the definition of a public official. Meyer, 347 N.C.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Creech v. City of Raleigh
Court of Appeals of North Carolina, 2026
Howell v. Cooper
Supreme Court of North Carolina, 2025
Hwang v. Cairns
Supreme Court of North Carolina, 2025
Wynn v. Frederick
Supreme Court of North Carolina, 2023
Williams v. Charlotte-Mecklenburg Sch. Bd. of Educ.
Court of Appeals of North Carolina, 2023
JORDAN v. CHATHAM COUNTY SCHOOLS
M.D. North Carolina, 2023
Owen v. Goodwin
W.D. North Carolina, 2023
Colon v. Davis
N.D. New York, 2023
Dieckhaus v. Bd. of Governors of The Univ. of N.C.
Court of Appeals of North Carolina, 2023
MCDOUGALD v. KERSEY
M.D. North Carolina, 2022
Lannan v. Bd. of Governors of the Univ. of N.C.
Court of Appeals of North Carolina, 2022
Sorensson v. Buck
E.D. North Carolina, 2022
Reaves v. Pierce
E.D. North Carolina, 2022
Cedarbrook Residential Ctr.
Court of Appeals of North Carolina, 2021
State v. Kinston Charter Acad.
Supreme Court of North Carolina, 2021
Fox v. Johnson
Court of Appeals of North Carolina, 2021

Cite This Page — Counsel Stack

Bluebook (online)
736 S.E.2d 166, 366 N.C. 360, 2013 WL 285601, 2013 N.C. LEXIS 49, Counsel Stack Legal Research, https://law.counselstack.com/opinion/white-v-trew-366-nc-360-nc-2013.