Hart v. Dan Chase Taxidermy Supply Co.

86 F.3d 320, 1996 WL 346330
Court of Appeals for the Second Circuit·Decided June 26, 1996·No. No. 1077, Docket 95-7603·Published·Cited by 23 cases

Opinion

CALABRESI, Circuit Judge:

In Carol Barnhart Inc. v. Economy Cover Corp., 773 F.2d 411, 418-19 (2d Cir.1985), we held that mannequins of human torsos were not copyrightable sculptural works. The parties before us today dispute whether the Copyright Act protects not human forms, but rather forms designed to hold up fish skins. This case therefore presents a modest question: Is taxidermy different?1 We hold that it is.

The parties also dispute whether the district court acted prematurely in considering, as part of its copyrightability inquiry, whether there are so few ways of expressing the idea of a fish mannequin that the idea and its expression effectively “merge.” We hold that it did consider the merger doctrine too early, and therefore vacate and remand for further proceedings.

I. Background

The plaintiffs are designers of taxidermy mannequins, which are used to mount animal skins. The plaintiffs registered their creations with the United States Copyright Office, and claim that the defendant, Dan Chase Taxidermy Supply Co. (“Dan Chase”), is infringing their copyrights by selling exact duplicates of their products.

After an evidentiary hearing, the district court concluded that almost all of the animal mannequins at issue (bear, moose, sheep, deer, steer, and antelope) had enough artistic detail to be copyrightable. 884 F.Supp. 71, 77 (N.D.N.Y.1995). The only exceptions were fish mannequins. The fish, the court found, had “no meaningful detail ... that is not commanded by the idea of a realistic fish.” 884 F.Supp. at 76. Accordingly, it held that the fish “exemplif[ied] the merger of idea and expression” and were not copyrightable. Id. The court dismissed the plaintiffs’ claims with regard to the fish and directed that the case proceed to trial to determine whether the other animal mannequins had, in fact, been copied by Dan Chase.

The parties settled as to all the other animals, and no trial ensued. Because of the settlement, only the fish-carving plaintiffs remain to appeal, and they contest the district court’s ruling that their fish mannequins were not copyrightable.

II. Discussion

Since the plaintiffs registered their fish mannequins with the U.S. Copyright Office, their works enjoy a presumption of protection, 17 U.S.C. § 410(c), and Dan Chase bears the burden of proving that the registered copyrights are invalid, Barnhart, 773 F.2d at 414.

The Copyright Act covers “[plictorial, graphic, and sculptural works” which include “three-dimensional works of fine, graphic, and applied art, ... diagrams, [and] models ... includ[ing] works of artistic craftsmanship insofar as their form but not their mechanical or utilitarian aspects are concerned.” 17 U.S.C. § 101. The Act does not, however, protect “useful articles” — that is, articles “having an intrinsic utilitarian function that is not merely to portray the appearance of the article or to convey information.” Id. A useful article will “be considered a pictorial, graphic, or sculptural work only if, and only to the extent that, such design incorporates pictorial, graphic, or sculptural features that can be identified separately from, and are capable of existing independently of, the utilitarian aspects of the article.” Id.

Mannequins straddle the line between utilitarian and sculptural works, and so one is tempted to describe them as “useful sculptures.” On the one hand, the district court accepted testimony that each sculptor’s “intent and purpose in creating the animal mannequins at issue was to make lifelike forms and to capture his or her individual perception of the animals.” 884 F.Supp. at 74. Such testimony supports the view that the mannequins are artistic expressions that qualify as protectable “sculptural works.” Yet the products indisputably serve a very practical purpose: They act as a mount for animal skins. Id. This characteristic suggests that they may be no more than “useful articles,” and, as such, not copyrightable. In fact, however, many objects are both useful and works of artistic craftsmanship. Even [322] useful articles, moreover, can gain copyright protection for any “physically or conceptually separable” artistic features. Barnhart, 773 F.2d at 418.

The district court in this case, however, did not decide whether the fish mannequins were useful articles, and if they were, whether they nevertheless had any “physically or conceptually separable” artistic features that were copyrightable. (It merely noted that “most” of the animal forms in dispute were not useful articles, 884 F.Supp. at 74, and that “many” of the forms also had conceptually separable artistic aspects, id. at 75.) Instead, it held that “even if the fish mannequins are sculptural works or have artistic separable parts, the fish mannequins ... are not copyrightable” because “there are [so] few ways in which to express the idea of a realistic fish body in a mannequin [that] the expression merges with the idea.” Id. at 77.

A. Merger of Idea and Expression

We have explained the merger doctrine in the following way:

The fundamental copyright principle that only the expression of an idea and not the idea itself is protectable has produced a corollary maxim that even expression is not protected in those instances where there is only one or so few ways of expressing an idea that protection of the expression would effectively accord protection to the idea itself.

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Hart v. Dan Chase Taxidermy Supply Co., 86 F.3d 320, 1996 WL 346330 (2d Cir. 1996).

86 F.3d 320 (Hart v. Dan Chase Taxidermy Supply Co.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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