Harry Truman Ailor and Betty Darlene Lynch v. City of Maynardville, Tennessee

368 F.3d 587, 58 ERC (BNA) 1590, 2004 U.S. App. LEXIS 9527, 2004 WL 1087330
CourtCourt of Appeals for the Sixth Circuit
DecidedMay 17, 2004
Docket01-6562
StatusPublished
Cited by55 cases

This text of 368 F.3d 587 (Harry Truman Ailor and Betty Darlene Lynch v. City of Maynardville, Tennessee) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Harry Truman Ailor and Betty Darlene Lynch v. City of Maynardville, Tennessee, 368 F.3d 587, 58 ERC (BNA) 1590, 2004 U.S. App. LEXIS 9527, 2004 WL 1087330 (6th Cir. 2004).

Opinions

SUHRHEINRICH, J. delivered the opinion of the court, in which ROGERS, J. joined. COLE, J. (pp. 601-02), delivered a separate opinion concurring in part and dissenting in part.

OPINION

SUHRHEINRICH, Circuit Judge.

Plaintiffs-Appellants Betty Lynch (“Lynch”) and Harry Ailor (“Ailor”) (collectively “Plaintiffs”) appeal from the order of the district court granting summary judgment in favor of Defendant-Appellee City of Maynardville, Tennessee (“City”), in this action brought pursuant to the Clean Water Act1 (“CWA”), and the Resource Conservation and Recovery Act2 (“RCRA”). For the reasons that follow, we AFFIRM the judgment of the lower court.

I. Background

A. Clean Water Act

The Federal Water Pollution Control Act, or Clean Water Act, 33 U.S.C. §§ 1251-1387 (2001), mandates that toxic discharges into the nation’s waterways be monitored and regulated. To accomplish this, the CWA authorizes the Administrator of the Environmental Protection Agency (“EPA”) or authorized state agencies, to issue National Pollutant Discharge Elimination System (“NPDES”) permits. 33 U.S.C. § 1342. Permit holders are subject to state and federal enforcement actions, as well as suits by private citizens. See 33 U.S.C. §§ 1319 (“State enforcement, compliance orders”) and 1365 (“Citizen suits”).

The CWA’s citizen’s suit provision permits any individual who has an interest which is or may be adversely affected to sue to enforce any limitation established by a NPDES permit. § 1365(a) and (g). The CWA limits the remedies available to citizen plaintiffs to injunctive relief, the assessment of civil penalties, and attorney’s fees. See 33 U.S.C. § 1365(a), (d); see also Friends of the Earth, Inc. v. Laidlaw Envtl. Servs., Inc., 528 U.S. 167, 175, 120 S.Ct. 693, 145 L.Ed.2d 610 (2000). No compensatory damages are authorized under the CWA. See Middlesex County Sewerage Auth. v. Nat’l Sea Clammers Ass’n, 453 U.S. 1, 18, 101 S.Ct. 2615, 69 L.Ed.2d 435 (1981). Furthermore, civil penalties are payable to the United States Treasury. Laidlaw, 528 U.S. at 175, 120 S.Ct. 693. The CWA also “does not permit citizen suits for wholly past violations.” Gwaltney of Smithfield v. Chesapeake Bay Found., Inc., 484 U.S. 49, 64, 108 S.Ct. 376, 98 L.Ed.2d 306 (1987); see also Steel Co. v. Citizens for a Better Env’t., 523 U.S. 83, 106-07, 118 S.Ct. 1003, 140 L.Ed.2d 210 (1998) (holding that citizen plaintiffs lack standing to seek civil penalties for wholly past violations).

Citizen suits are merely intended to supplement, not supplant, enforcement by state and federal government agencies. Gwaltney, 484 U.S. at 60, 108 S.Ct. 376. Such agency suits trump the CWA’s citizen suit provision, provided that: (1) they are initiated prior to the commencement of a citizen’s suit, § 1319(g)(A)(i); (2) are dili[591]*591gently prosecuted, id.; and (3) are brought in a court of the United States or any State court. § 1365(b)(1)(B). See generally Jones v. City of Lakeland, 224 F.3d 518 (6th Cir.2000) (en banc). Likewise, where a “State has commenced and is diligently prosecuting an action under a State law comparable to” the CWA, citizen suits are precluded. § 1319(g)(6)(A)(ii). However, in Lakeland, this Court held that an action under the Tennessee Water Quality Control Act is not comparable to 33 U.S.C. § 1365(a)(1)(B) and/or 33 U.S.C. § 1319(g)(6). Lakeland, 224 F.3d at 524. Lakeland also held that a proceeding before the Tennessee Department of Environment and Conservation (“TDEC”) is not “court enforcement” for purposes of §§ 1319(a) and 1365(b). Id. at 521-22.

B. Facts

The City owns and operates a sewage treatment plant along Bull Run Creek. In the past, the treatment plant has overflowed, discharging raw sewage and other pollutants into the creek. Plaintiff Lynch owns approximately 100 acres of land in Union County, along Bull Run Creek, downstream from the plant. Plaintiff Ai-lor owned approximately 36 acres of land along Bull Run Creek, downstream from the plant until approximately October of 2000. Both parties have obtained drinking water from private wells located on their property.

The City

The City operates its sewage treatment plant under an NPDES permit. Because of repeated violations of its NPDES permit in the early 1990s, the Tennessee Department of Environment and Conservation (“TDEC”) commenced enforcement proceedings against the City in 1993. On November 16, 1993, J.W. Luna, the Commissioner of the TDEC, issued an Order and Assessment against the City, in which he found that “[f]rom January 1991, thru December 1992, the [City’s] self monitoring information revealed the following NPDES permit violations”:

Biochemical Oxygen Demand.99 violations
Total Suspended Solids. 4 violations
Ammonia.27 violations
Fecal Coliform . 9 violations
Chlorine. 9 violations

The Commissioner also found that the City failed to submit an Industrial User Survey to the Tennessee Division of Water Pollution Control within one hundred twenty (120) days after the NPDES permit was issued.

The Commissioner found that “[b]y discharging wastewater effluent from the plant in violation of the terms and conditions of the NPDES permit,” the City had violated Tenn.Code Ann. § 69 — 3—108(b)(3) and (6), which makes it unlawful to discharge any wastes in excess of the amount allowed by the permit. The Order further found that, by failing to submit an Industrial User Survey, the City had violated Tenn.Code Ann. § 69-3-114(b) (2003). The Order and Assessment therefore required the City to do the following:

1. The Respondent [the City] shall initiate a continuous collection system rehabilitation program within sixty (60) days of entry of this Order.

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368 F.3d 587, 58 ERC (BNA) 1590, 2004 U.S. App. LEXIS 9527, 2004 WL 1087330, Counsel Stack Legal Research, https://law.counselstack.com/opinion/harry-truman-ailor-and-betty-darlene-lynch-v-city-of-maynardville-ca6-2004.