Gwaltney of Smithfield, Ltd. v. Chesapeake Bay Foundation, Inc.

484 U.S. 49, 108 S. Ct. 376, 98 L. Ed. 2d 306, 1987 U.S. LEXIS 5030, 9 Fed. R. Serv. 3d 1029, 56 U.S.L.W. 4017, 18 Envtl. L. Rep. (Envtl. Law Inst.) 20142, 26 ERC (BNA) 1857
Supreme Court of the United States·Decided December 1, 1987·No. 86-473·Published·Cited by 943 cases

Opinions

[52]*52Justice Marshall

delivered the opinion of the Court.

In this case, we must decide whether § 505(a) of the Clean Water Act, also known as the Federal Water Pollution Control Act, 33 U. S. C. § 1365(a), confers federal jurisdiction over citizen suits for wholly past violations.

I

The Clean Water Act (Act), 86 Stat. 816, 33 U. S. C. § 1251 et seq. (1982 ed. and Supp. Ill), was enacted in 1972 “to restore and maintain the chemical, physical, and biological integrity of the Nation’s waters.” § 1251(a). In order to achieve these goals, § 301(a) of the Act makes unlawful the discharge of any pollutant into navigable waters except as authorized by specified sections of the Act. 33 U. S. C. § 1311(a).

One of these specified sections is §402, which establishes the National Pollutant Discharge Elimination System (NPDES). 33 U. S. C. §1342. Pursuant to § 402(a), the Administrator of the Environmental Protection Agency (EPA) may issue permits authorizing the discharge of pollutants in accordance with specified conditions. § 1342(a). Pursuant to § 402(b), each State may establish and administer its own permit program if the program conforms to federal guidelines and is approved by the Administrator. § 1342(b). The Act calls for the Administrator to suspend the issuance of federal permits as to waters subject to an approved state program. § 1342(c)(1).

The holder of a federal NPDES permit is subject to enforcement action by the Administrator for failure to comply [53]*53with the conditions of the permit. The Administrator’s enforcement arsenal includes administrative, civil, and criminal sanctions. § 1319. The holder of a state NPDES permit is subject to both federal and state enforcement action for failure to comply. §§ 1319, 1342(b)(7). In the absence of federal or state enforcement, private citizens may commence civil actions against any person “alleged to be in violation of” the conditions of either a federal or state NPDES permit. § 1365(a)(1). If the citizen prevails in such an action, the court may order injunctive relief and/or impose civil penalties payable to the United States Treasury. § 1365(a).

The Commonwealth of Virginia established a federally approved state NPDES program administered by the Virginia State Water Control Board (Board). Va. Code § 62.1-44.2 et seq. (1950). In 1974, the Board issued a NPDES permit to ITT-Gwaltney authorizing the discharge of seven pollutants from the company’s meatpacking plant on the Pagan River in Smithfield, Virginia. The permit, which was reissued in 1979 and modified in 1980, established effluent limitations, monitoring requirements, and other conditions of discharge. In 1981, petitioner Gwaltney of Smithfield acquired the assets of ITT-Gwaltney and assumed obligations under the permit.

Between 1981 and 1984, petitioner repeatedly violated the conditions of the permit by exceeding effluent limitations on five of the seven pollutants covered. These violations are chronicled in the Discharge Monitoring Reports that the permit required petitioner to maintain. See 9 Record, Exh. 10. The most substantial of the violations concerned the pollutants fecal coliform, chlorine, and total Kjeldahl nitrogen (TEN). Between October 27, 1981, and August 30, 1984, petitioner violated its TKN limitation 87 times, its chlorine limitation 34 times, and its fecal coliform limitation 31 times. 9 Record, Stipulation, p. 3. Petitioner installed new equipment to improve its chlorination system in March 1982, and its last reported chlorine violation occurred in October 1982. [54]*54Id., at 7-8. The new chlorination system also helped to control the discharge of fecal coliform, and the last recorded fecal coliform violation occurred in February 1984. 9 Record, Exh. 10-A. Petitioner installed an upgraded wastewater treatment system in October 1983, and its last reported TKN violation occurred on May 15, 1984. 9 Record, Stipulation, p. 10.

Respondents Chesapeake Bay Foundation and Natural Resources Defense Council, two nonprofit corporations dedicated to the protection of natural resources, sent notice in February 1984 to Gwaltney, the Administrator of EPA, and the Virginia State Water Control Board, indicating respondents’ intention to commence a citizen suit under the Act based on petitioner’s violations of its permit conditions. Respondents proceeded to file this suit in June 1984, alleging that petitioner “has violated . . . [and] will continue to violate its NPDES permit.” 1 Record, Doc. No. 1, p. 5. Respondents requested that the District Court provide declaratory and injunctive relief, impose civil penalties, and award attorney’s fees and costs. The District Court granted partial summary judgment for respondents in August 1984, declaring Gwaltney “to have violated and to be in violation” of the Act. No. 84-0366-R (ED Va. Aug. 30,1984). The District Court then held a trial to determine the appropriate remedy.

Before the District Court reached a decision, Gwaltney moved in May 1985 for dismissal of the action for want of subject-matter jurisdiction under the Act. Gwaltney argued that the language of § 505(a), which permits private citizens to bring suit against any person “alleged to be in violation” of the Act,1 requires that a defendant be violating the Act at [55]*55the time of suit. Gwaltney urged the District Court to adopt the analysis of the Fifth Circuit in Hamker v. Diamond Shamrock Chemical Co., 756 F. 2d 392 (1985), which held that “a complaint brought under [§ 505] must allege a violation occurring at the time the complaint is filed.” Id., at 395. Gwaltney contended that because its last recorded violation occurred several weeks before respondents filed their complaint, the District Court lacked subject-matter jurisdiction over respondents’ action. See 4 Record, Doc. No. 44.

The District Court rejected Gwaltney’s argument, concluding that § 505 authorizes citizens to bring enforcement actions on the basis of wholly past violations. The District Court found that “[t]he words ‘to be in violation’ may reasonably be read as comprehending unlawful conduct that occurred solely prior to the filing of the lawsuit as well as unlawful conduct that continues into the present.” 611 F. Supp. 1542, 1547 (ED Va. 1985). In the District Court’s view, this construction of the statutory language was supported by the legislative history and the underlying policy goals of the Act. Id., at 1550. The District Court held in the alternative that respondents satisfied the jurisdictional requirements of §505 because their complaint alleged in good faith that Gwaltney was continuing tú violate its permit at the time the suit was filed. Id., at 1549, n. 8.

[56]*56The Court of Appeals affirmed, expressly rejecting the Fifth Circuit’s approach in Hawker and holding that §505 “can be read to comprehend unlawful conduct that occurred only prior to the filing of a lawsuit as well as unlawful conduct that continues into the present.” 791 F. 2d 804, 309 (CA4 1986).

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Gwaltney of Smithfield, Ltd. v. Chesapeake Bay Foundation, Inc., 484 U.S. 49, 108 S. Ct. 376, 98 L. Ed. 2d 306, 1987 U.S. LEXIS 5030, 9 Fed. R. Serv. 3d 1029, 56 U.S.L.W. 4017, 18 Envtl. L. Rep. (Envtl. Law Inst.) 20142, 26 ERC (BNA) 1857 (1987).

484 U.S. 49 (Gwaltney of Smithfield, Ltd. v. Chesapeake Bay Foundation, Inc.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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