Harold Martin v. Department of Justice

488 F.3d 446, 376 U.S. App. D.C. 293, 2007 U.S. App. LEXIS 12636, 2007 WL 1574605
CourtCourt of Appeals for the D.C. Circuit
DecidedJune 1, 2007
Docket05-5207, 06-5048
StatusPublished
Cited by175 cases

This text of 488 F.3d 446 (Harold Martin v. Department of Justice) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Harold Martin v. Department of Justice, 488 F.3d 446, 376 U.S. App. D.C. 293, 2007 U.S. App. LEXIS 12636, 2007 WL 1574605 (D.C. Cir. 2007).

Opinion

Opinion for the Court filed by Circuit Judge GRIFFITH.

GRIFFITH, Circuit Judge.

We review this consolidated appeal after ten years of litigation during which appellants Harold Martin and the National Association of Criminal Defense Lawyers, Inc. (the “NACDL”) have repeatedly attempted to use the Freedom of Information Act (“FOIA”), 5 U.S.C. § 552, to obtain government documents that they allege were wrongfully withheld under Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963) during Martin’s criminal conviction in Texas in 1994. Before us are appeals of summary judgv ments by the U.S. District Court for the District of Columbia in favor of the Federal Bureau of Investigation (“FBI”), the Executive Office of the United States Attorneys (“EOUSA”), and the Federal Deposit Insurance Corporation (“FDIC” or “the Corporation”), each of which denied appellants’ FOIA requests. We affirm the district court’s judgment that Martin is collaterally estopped from further litigation in pursuit of one of the requested documents and that the remaining requested documents were properly withheld by the government under exemptions to FOIA.

I.

In 1994, Harold Martin was convicted by a jury in Texas of thirty counts of fraud- *450 related crimes involving a loan scheme targeting Broadway Bank & Trust Company (“Broadway Bank”) that caused its financial failure. See United States v. Martin, Crim. No. 93-0316, Mem. Op. at 2 (N.D.Tex. May 21, 1999). Martin was sentenced to more than ten years in prison and ordered to pay more than twenty-seven million dollars in restitution. See id. His conviction was affirmed on appeal. Since that time, Martin has with limited success sought government documents that he alleges were wrongfully withheld during his trial and that would, according to his argument, at least affect his sentencing and possibly exculpate him entirely. Martin has pursued two avenues for relief. First, in a post-conviction collateral challenge to his sentence, he alleged prosecu-torial misconduct, prompting the district court in Texas to obtain and review the documents that Martin alleged were improperly withheld. The court found nothing in these documents that would affect Martin’s guilt or sentencing, and therefore nothing to demonstrate government wrongdoing. Based on those findings, Martin’s post-conviction challenge was dismissed. Second, Martin (and eventually the NACDL) made numerous requests to obtain these same documents from the government through FOIA, alleging that they demonstrate government wrongdoing. This appeal involves those requests. We first summarize the Texas federal district court’s review of Martin’s claim of prosecu-torial misconduct. That court’s conclusion that no prosecutorial misconduct occurred bears on appellants’ present claim that the documents they seek are of public interest because they demonstrate government wrongdoing. We then summarize the procedural history of the FOIA requests themselves.

In 1997, three years after his conviction, Martin asked the district court that sentenced him to “vacate, set aside or correct [his] sentence” pursuant to 28 U.S.C. § 2255, “claiming ... that [his] sentence was imposed in violation of the Constitution or laws of the United States ... or is otherwise subject to collateral attack.” Martin alleged that the prosecution had improperly withheld potentially exculpatory evidence relating to a main government witness, John Generelli (a former Vice President at Broadway Bank), who was allegedly investigated for wrongful conduct relating to the same bank fraud for which Martin was tried. Martin argued that this alleged withholding of evidence contravened the rule in Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963), that “the suppression by the prosecution of evidence favorable to an accused upon request violates due process where the evidence is material either to guilt or to punishment, irrespective of the good faith or bad faith of the prosecution,” id. at 87, 83 S.Ct. 1194. A magistrate judge held a hearing on Martin’s § 2255 motion, see United States v. Martin, Crim. No. 93-0316 (N.D.Tex. Jul. 23, 1998), and ordered the government to present testimony regarding “the existence of any additional documents relating to Generelli in the possession of the government and/or FDIC [before Martin’s criminal trial.]” Id. at 11.

In response to the court’s order, the Department of Justice (“DOJ”) directed the FBI and FDIC to provide the Department with all documents pertaining to the financial failure of Broadway Bank, see United States v. Martin, Crim. No. 93-0316, Mem. Op. at 4 n. 5 (N.D.Tex. May 21, 1999) (citation omitted), and subsequently delivered to the magistrate judge all documents relating to Generelli that the Department received from those agencies. Id. The DOJ also produced documents culled from its own review of related FBI files in Newark, New Jersey — where Broadway Bank was located — and Dallas, Texas — where Martin was tried and con *451 victed. 1 Id. Following an evidentiary hearing, the magistrate judge found that the documents, “viewed most liberally, establish that Generelli was suspected of engaging in bank fraud in the [fraudulent loan scheme for which Martin was convicted] and other loan programs,” id. at 17. The court denied Martin’s § 2255 motion, however, concluding that he had “failed to establish as he must that the government’s failure to disclose the alleged Brady documents materially affected his conviction or sentence.” Id. at 18.

Martin’s unsuccessful post-conviction litigation in federal district court in Texas is prologue to the matter before us: the FOIA appeals. Beginning in 1996, even before filing his § 2255 motion, Martin made FOIA requests of the FBI, the EOUSA, and the FDIC to obtain the same information he argued had been wrongfully withheld at his trial and that the district court had reviewed in dismissing his § 2255 motion. The record before us is congested in large part as a result of Martin’s failure to exhaust all available administrative remedies in his pursuit of these documents under FOIA, resulting in numerous premature attempts to seek relief in the federal district and appellate courts for the District of Columbia. Thankfully, it is not necessary for us to recount Martin’s decade-long colloquy with those courts and the involved government agencies. Suffice it to say that, with regard to the FOIA requests on appeal before us, the extensive case history only reveals Martin’s procedural missteps and subsequent corrections.

A. The 1991 Report

Martin seeks a 1991 “Report of Apparent Crime” filed by Broadway Bank with the FDIC (“1991 Report”) that describes the fraudulent loan scheme for which Martin was convicted and mentions former Senior Vice President of Broadway Bank, John Generelli.

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Bluebook (online)
488 F.3d 446, 376 U.S. App. D.C. 293, 2007 U.S. App. LEXIS 12636, 2007 WL 1574605, Counsel Stack Legal Research, https://law.counselstack.com/opinion/harold-martin-v-department-of-justice-cadc-2007.