Hardy v. Bureau of Alcohol, Tobacco, Firearms, and Explosives

243 F. Supp. 3d 155, 2017 U.S. Dist. LEXIS 41281, 2017 WL 1102649
CourtDistrict Court, District of Columbia
DecidedMarch 22, 2017
DocketCivil Action No. 2015-1649
StatusPublished
Cited by77 cases

This text of 243 F. Supp. 3d 155 (Hardy v. Bureau of Alcohol, Tobacco, Firearms, and Explosives) is published on Counsel Stack Legal Research, covering District Court, District of Columbia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hardy v. Bureau of Alcohol, Tobacco, Firearms, and Explosives, 243 F. Supp. 3d 155, 2017 U.S. Dist. LEXIS 41281, 2017 WL 1102649 (D.D.C. 2017).

Opinion

MEMORANDUM OPINION

BERYL A. HOWELL, Chief Judge

The plaintiff, David T. Hardy, a self-described “attorney and internet blogger who disseminates information relating to firearms law issues,” Compl. ¶ 4, ECF No. 2, initiated this lawsuit against the Bureau of Alcohol, Tobacco, Firearms and Explosives (“ATF”), the Department of Justice (“DOJ”) and DOJ’s Office of Inspector General (“OIG”), claiming that the agencies violated the Freedom of Information Act (“FOIA”), 5 U.S.C. § 522, by improperly withholding responsive documents he requested regarding ATF’s policies on registered handguns and certain documents “givén to” OIG “in connection with” an OIG report on ATF’s National Firearms Registration and Transfer Record (“NFRTR”). See Compl. ¶¶10, 18, 21. Pending before the Court are the defendants’ Motion for Summary Judgment, Defs.’ Mot. Summ. J. (“Defs.’ Mot.”), ECF No. 22, and the plaintiffs cross-motion for summary judgment, Pl.’s Cross-Mot. Summ. J. and Opp’n to Defs.’ Mot. (“Pl.’s Opp’n”) at 1, ECF No. 24. For the reasons stated below, both motions are granted in part and denied in part. 1

I. BACKGROUND

On March 18, 2015, OIG received a FOIA request from the plaintiff seeking “any statements, surveys, or reports of interviews given” to OIG “in connection with OIG Report No. 1-2007-006,” titled “The Bureau of Alcohol, Tobacco, Firearms and Explosives’ National Firearms Registration and Transfer Record, June *160 2007,” (the “NFRTR Report”), which had been prepared by OIG’s Evaluation and Inspections Division. Compl., Ex. 3, FOIA Request to OIG, ECF No. 2-3; Defs.’ Mot,, Ex. 2, Decl. of Deborah M. Waller (“Waller Decl.”) ¶ 3, ECF Ño. 22-2, and Ex. 4, NFRTR Report, ECF No. 22-4. 2 The report gathered information about the NFRTR (“NFRTR”), an electronic database that contains records on almost two million weapons regulated by the National Firearms Act (“NFA”). NFRTR Report at 2. OIG examined ATF’s “effectiveness in maintaining the records of registrations and transfers of NFA weapons in the NFRTR ... in response to requests from members of Congress who had received letters from citizens expressing concern about the accuracy and completeness of the NFRTR.” Id at 3. OIG’s review included interviews, data analyses and document reviews, an electronic survey, a site visit to an NFA Branch, which is responsible for maintaining the NFRTR, and a demonstration of the NFRTR database. Id. at 24-26.

According to both parties, the requested-records at issue fall into one of three categories: “(1) records of interviews and notes of telephone interviews, (2) survey results, a draft survey, survey data summaries, and survey data analysis, and (3) miscellaneous work papers, including indexes of materials and interviews; and summaries of a document and emails that were reviewed.” Defs.’ Mot., Ex. 3, Decl. of Nina S. Pelletier (“Pelletier Decl.”) ¶5, ECF No. 22-3; 3 see also Pl.’s Response to Defs,’ Stmt. Of Undisputed Material Facts & FL’s Stmt, Of Material Facts. Supp. Cross-Mot. Summ J. (“Pl.’s SUMF”) at 3, ECF No. 24.

In August 2015, OIG prepared a re-sponsé to the plaintiffs request, advising that OIG deemed the responsive records “reflective] of the deliberative processes of the OIG” and exempt from disclosure pursuant to the “deliberative ' process” privilege under Exemption 5 of FOIA but, due to a clerical error, this letter was not actually delivered to the plaintiff until After litigation had already commenced. Waller Decl. ¶¶ 5-6; see also 5 U.S.C. § 552(b)(5) (“Exemption. 5”) (exempting materials that are “pre-decisional” and “deliberative”).

In January 2016, after litigation in this matter had begun, OIG reviewed sixty documents related to the NFRTR Report and “determined that portions of the records that were directly quoted in the final report could be segregated and released without compromising the deliberative processes of the OIG,” Waller Decl. ¶ 7. The following month, on February 26, 2016, OIG provided the plaintiff approximately forty pages of highly redacted documents, consisting of records of interviews from which OIG redacted the location, the participants, the inspector, and nearly all of the summaries of discussion during the interview, see Pl.’s Mot., Ex. 1 at 1-21, ECF No. 24-1, along with an index of responsive records withheld under claim of exemption, pursuant to Vaughn v. Rosen, 484 F.2d 820 (D.C, Cir. 1973) (the “Vaughn Index”), Waller Decl. ¶ 7; PL’s SUMF at 4, ¶¶ 5-6, 4 The Vaughn Index reflects the *161 withholding, in whole or in part, by OIG of sixty responsive documents totaling 511 pages, primarily on the basis of the deliberative process privilege under Exemption 5. See Defs.’ Mot., Ex. 6, Vaughn Index, EOF No. 22-2.

The plaintiff contends that OIG has improperly withheld documents under Exemption 5. Pl.’s Opp’n at 8-16. 5 If application of this exemption is not declared improper, the plaintiff requests that the Court conduct an in camera review of the withheld documents, starting with a sample of 79 pages, to determine whether they were properly withheld. Id. at 16.

II. LEGAL STANDARD

Federal Rule of Civil Procedure 56 provides that summary judgment shall be granted “if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a). The moving party bears the burden of demonstrating the “absence of a genuine issue of material fact” in dispute, Celotex Corp. v. Catrett, 477 U.S. 317, 323, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986), while the nonmov-ing party must present specific facts supported by materials in the record that. would be admissible at trial and that could enable a reasonable jury to find, in its favor, see Anderson v. Liberty Lobby, Inc. (“Liberty Lobby"), 477 U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986); Allen v. Johnson, 795 F.3d 34, 38 (D.C. Cir. 2015) (noting that, on summary judgment, appropriate inquiry is “whether, on the evidence so viewed, ‘a reasonable jury could return a verdict for the nonmoving party’ ” (quoting Liberty Lobby, 477 U.S, at 248, 106 S.Ct. 2505)). “[Tjhese -general standards under [Rjule 56 apply with equal force in the FOIA context,” Washington Post Co. v. U.S.

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Cite This Page — Counsel Stack

Bluebook (online)
243 F. Supp. 3d 155, 2017 U.S. Dist. LEXIS 41281, 2017 WL 1102649, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hardy-v-bureau-of-alcohol-tobacco-firearms-and-explosives-dcd-2017.