Haberman v. Gerber Products Company

236 F. App'x 592
CourtCourt of Appeals for the Federal Circuit
DecidedMay 29, 2007
Docket2006-1490, 2006-1516
StatusUnpublished
Cited by5 cases

This text of 236 F. App'x 592 (Haberman v. Gerber Products Company) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Haberman v. Gerber Products Company, 236 F. App'x 592 (Fed. Cir. 2007).

Opinion

ROBINSON, Chief District Judge.

This is a patent infringement case dealing with spill-proof drinking containers for children and infants, commonly referred to as “sippy cups.” Plaintiff-appellant Mandy N. Haberman (“Haberman”) appeals the entry of final judgment that U.S. Patent No. 6,116,457 (“the '457 patent”) is invalid as anticipated following a jury trial in the United States District Court for the Western District of Wisconsin. Gerber Products Company (“Gerber”) cross-appeals the judgment of infringement. Gerber also cross-appeals the district court’s denial of its motion to amend its answer and pleadings to assert an inequitable conduct counterclaim, and the denial of attorney fees. Because we believe that the district court incorrectly concluded that a reasonable jury could find that the '457 patent is invalid as anticipated, we reverse the judgment of invalidity and remand for a determination on obviousness. Because we find that the jury had before it evidence sufficient to support its finding of no infringement, we vacate the district court’s grant of judgment as a matter of law on this issue and remand with instructions to enter judgment on the verdict. We further conclude that the district court did not err in denying Gerber’s motion for leave to amend its pleadings or in refusing to grant Gerber attorney fees, and affirm on those grounds.

I. BACKGROUND

A. The Technology and Patent

The '457 patent covers a spill-proof trainer, or sippy cup, invented by Haber-man, who also owns the patent. The sippy cup contains a lid that is fitted to the open top of a cup-shaped container. The lid contains an upwardly-projecting mouthpiece with an opening. The '457 patent provides an improved slit valve that prevents the flow of liquid from the interior of the cup through the mouthpiece unless a predetermined level of suction is applied, thereby avoiding spills that would occur when the cup is shaken or dropped by a child. The slit valve has a flexible membrane which is dished in the direction opposite to the flow direction of the liquid. In normal conditions, the dished membrane is closed under its own resilience. Upon the application of suction on the mouthpiece, the flexible membrane opens, allowing the free flow of liquid through the mouthpiece.

Claim 1, the only independent claim, reads:

An article through which or from which a drinking liquid is taken by a consumer, the article having a spout provided with a valve comprising a membrane of resiliently flexible material, said membrane being provided with at least one split adapted such that the liquid may be drawn from or through said article by the sole application of a predetermined level of suction in the region of said valve, characterized in that the membrane has a normal condition in *594 which it is dished inwardly of the article, opposite the direction through which the drinking liquid is taken in use of the article and is adapted to close up by returning to the normal inwardly dished condition under its own residence when such suction is removed.

'457 patent col.4 11.16-28 (emphasis added). The application that eventually issued as the '457 patent, filed September 2, 1996, did not recite the “sole application of a predetermined level of suction” limitation in claim 1. The examiner rejected the claims as being anticipated by British Patent No. 2,279,130, which generally describes a leakage-resistant valve with deformable closure elements, and as obvious in view of a combination of references. In response, Haberman added the limitations that the slit is adapted such that the liquid may be drawn through it “by the sole application of a predetermined level of suction,” and that the valve “is adapted to close up under its own resilience when such suction is removed.” Thereafter, Haberman further limited the independent claim to require that the valve comprises a “membrane of resiliently flexible material.” The examiner subsequently issued a Notice of Allowability, and the '457 patent issued on September 12, 2000.

B. The Accused Product and the Prior Art

Gerber sells a line of spill-proof sippy cups for infants, as well as replacement valves for use in its cups. Gerber’s sippy cups utilize a valve which curves inwardly such that it is convex to the interior of the cup. The district court found that Gerber uses a valve as described in U.S. Patent No. 5,954,237 to Lampe (“Lampe” or “the Lampe patent”) as the valve for its sippy cups. 1 Lampe discloses a container for holding liquids which is “particularly suited to the food and beverage industry, and in particular for fluids such as isotonic and non-isotonic sports drinks.” Lampe patent col.l 11.59-65. The invention of Lampe relates “particularly to a dispensing valve closure with an inner seal,” which is advantageous to maintain product integrity and protect from leakage. Lampe patent col.1 11.5-6; col.2 11.1-4. Lampe teaches that “any suitable self-sealing valve” can be used, a particular example being the valve described in U.S. Patent No. 5,213,236 to Brown (“the Brown patent” or “Brown”), which patent is incorporated by reference. Brown discloses a self-sealing dispensing valve for packaging (“the Brown valve”), which is useful for viscous products such as soaps, shampoos, detergents, cleaners, and the like. The Brown valve includes a marginal flange that seals an opening of the container, a valve head with an orifice which opens and closes in response to the application and release of pressure, and a connector sleeve between the valve flange and valve head. Brown patent col.2 11.32-41.

C. The Litigation Below

Haberman filed suit against Gerber, Playtex Products, Inc. (“Playtex”), and Wal-Mart Stores, Inc. (“Wal-Mart”) in the United States District Court for the Western District of Wisconsin for infringement of U.S. Patent Nos. 6,102,245 (“the '245 patent”) and the '457 patent. Haberman reached settlement with Playtex and WalMart, dismissed them from the suit, and subsequently proceeded against Gerber.

On October 14, 2005, Gerber filed two separate motions for summary judgment, seeking: (1) a declaration of non-infringe- *595 merit of independent claims 1, 5,12, and 15 of the '245 patent; and (2) judgment that claims 1-2 and 4-6 of the '457 patent are invalid as anticipated by Lampe or, alternatively, invalid as obvious in view of Lampe alone or “in combination with other prior-art.” In denying both motions, the district court specifically found that Lampe did not anticipate the claims of the '457 patent because “Lampe does not disclose to use a valve which operates by the sole application of suction.” Haberman v. Playtex Products, Inc. et al., 403 F.Supp.2d 708, 719 (W.D.Wis.2005). The court further noted that “[i]n fact, Lampe teaches away from that principle disclosing that the valve is operated solely by increasing internal pressure in the container by squeezing the sides.” Id.

Also on October 14, 2005, Gerber filed a motion to file a second amended answer and counterclaims, wherein Gerber sought to allege unenforceability of Haberman’s patents due to inequitable conduct before the United States Patent and Trademark Office (“PTO”).

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Bluebook (online)
236 F. App'x 592, Counsel Stack Legal Research, https://law.counselstack.com/opinion/haberman-v-gerber-products-company-cafc-2007.