Richardson-Vicks Inc. v. The Upjohn Company, Defendant/cross-Appellant, and McNeil Inc. And Johnson & Johnson

122 F.3d 1476
CourtCourt of Appeals for the Federal Circuit
DecidedNovember 21, 1997
Docket96-1214, 96-1237
StatusPublished
Cited by147 cases

This text of 122 F.3d 1476 (Richardson-Vicks Inc. v. The Upjohn Company, Defendant/cross-Appellant, and McNeil Inc. And Johnson & Johnson) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Richardson-Vicks Inc. v. The Upjohn Company, Defendant/cross-Appellant, and McNeil Inc. And Johnson & Johnson, 122 F.3d 1476 (Fed. Cir. 1997).

Opinion

PLAGE R, Circuit Judge.

In this case, a jury found the patent on a popular cough and cold formula not invalid for obviousness and not unenforceable. Subsequently, the trial judge overturned the jury verdict. Plaintiff appeals the trial judge’s action. Because the trial judge acted within the scope of her authority in granting judgment as a matter of law (“ JMOL”), and on all the facts of record reached the correct conclusion of invalidity for obviousness, the judgment is affirmed.

I. Background

Plaintiff Riehardson-Vicks Inc. (“RVI”) is the assignee of Reexamination Certificate B1 4,552,899 (“the ’899 patent”). The patent is addressed to an over-the-counter (“OTC”) medicine that combines, in various ratios, two well-known ingredients, the analgesic ibuprofen and the decongestant pseudoephedrine. The combination is sold for the relief of cough, cold, and flu symptoms.

Claims 36, 37, 47, and 48 were asserted at trial. Claim 36 is a composition-of-matter claim which recites a 1.5:1 to 8:1 dose ratio range of ibuprofen to pseudoephedrine. Claim 37, also a composition-of-matter claim, which depends from claim 36, requires 200 mg of ibuprofen and 30 mg of pseudoephedrine. Claims 47 and 48 are method-of-use claims which correspond, respectively, to claims 36 and 37. The claims each require that the ibuprofen and pseudoephedrine be present in a “combinatory immixture,” which the trial judge understood to mean in a single unit dosage, such as a single tablet or capsule.

Defendants market OTC medicines — Motrin IB Sinus® and Sine-Ad IB Sinus®— *1478 which contain the same ingredients in similar ratios. At the close of evidence, the trial court pursuant to Federal Rule of Civil Procedure 50 found as a matter of law that defendants’ accused products infringed the asserted claims of the ’899 patent. That finding is not at issue, so the only questions on appeal relate to the validity and enforceability of the patent.

The original patent application was filed on April 9, 1984 and the patent issued on November 12, 1985. In 1990, RVI requested reexamination of the patent in light of certain Japanese publications. Independently, MeNeil-PPC, Inc. (“McNeil”), which is owned by Johnson & Johnson, requested reexamination, citing additional prior art not considered by the examiner in issuing the original patent. Both requests were granted by the United States Patent and Trademark Office (“PTO”) on the ground that, as required by statute, each raised “a substantial new question of patentability.” See 35 U.S.C. § 303 (1994). Subsequently the two reexaminations were merged into a single reexamination proceeding pursuant to 37 C.F.R. § 1.565(e). A reexamination certificate was ultimately issued on October 20, 1992.

In 1993 RVI filed a complaint in the United States District Court of Delaware, charging Upjohn, McNeil, and Johnson & Johnson (collectively “defendants”) with infringement of claims 36-37 and 47-48 of the ’899 patent. Defendants denied liability and counterclaimed for a declaratory judgment that the patent is invalid, not infringed, and that intervening rights bar recovery.

Defendants later moved for summary judgment that the asserted claims are invalid due to prior invention of a third party, that the claims are invalid because they are anticipated or obvious, and that the claims are unenforceable because of patent misuse, arguing that RVI had impermissibly expanded the physical and temporal scope of the ’899 patent with anti-competitive effect. The trial court denied all of these motions.

The case proceeded to trial. As noted above, the trial judge granted RVI’s motion for judgment of infringement as a matter of law. The questions of validity and enforceability, however, were left to the jury. By verdict rendered May 10, 1995, the jury found, inter alia, that the defendants had failed to prove that the claims were invalid for obviousness or prior invention, or that RVI had impermissibly broadened the scope of the ’899 patent so as to constitute patent misuse. The jury then awarded RVI a reasonable royalty of seven percent of the infringing sales.

Following the adverse verdict, defendants renewed their motion for JMOL under Fed. R.Civ.P. 50(b) or, in the alternative, for a new trial under Fed.R.Civ.P. 59. The trial court concluded that there was “no legally sufficient evidentiary basis for a reasonable jury to have found for plaintiff on the issues of obviousness and prior invention.” Accordingly, the judge granted the defendants’ renewed motion for JMOL on both counts. In the alternative, the court conditionally granted the defendants’ motion for a new trial on the issue of obviousness should its judgment be overturned on appeal, but denied the motion for a new trial on the issue of prior invention. The trial court also awarded defendants intervening rights in the event that the JMOL was overturned on appeal. In view of our upholding on the ground of obviousness the trial court’s judgment of invalidity, we need not address any of the other questions raised by the appeal.

II. Discussion

A. Standard of Review

RVI states the general rule that, in reviewing a jury’s verdict on a motion for JMOL, the question before the trial court is whether the jury verdict is supported by substantial evidence. That of course refers to whether the factual findings of the jury, expressed or implied in the verdict, are supported by substantial evidence in the record. RVI argues that on appeal of the grant of JMOL, the appellate court applies the same standard anew, without deference to the trial court’s judgment in the matter, citing Or *1479 thokinetics, Inc. v. Safety Travel Chairs, Inc., 806 F.2d 1565, 1 USPQ2d 1081 (Fed.Cir. 1986), so that its burden in this case is only to show that the jury verdicts are supported by substantial evidence. Brief for Plaintiff at 31.

The difficulty with RVI’s position is that, although the argument has merit when the issue is purely one of fact, it does not follow when the issue involves a question of law. It is black letter law that the ultimate question of obviousness is a question of law. See Graham v. John Deere Co., 383 U.S. 1, 17, 86 S.Ct. 684, 693-94, 15 L.Ed.2d 545, 148 USPQ 459, 467 (1966) {citing Great A. & P. Tea Co. v. Supermarket Equip. Co., 340 U.S. 147, 155, 71 S.Ct. 127, 131-32, 95 L.Ed. 162, 87 USPQ 303, 309 (1950)); In re Donaldson Co., 16 F.3d 1189

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Bluebook (online)
122 F.3d 1476, Counsel Stack Legal Research, https://law.counselstack.com/opinion/richardson-vicks-inc-v-the-upjohn-company-defendantcross-appellant-and-cafc-1997.