Gregory Branum v. Clifford Clark, David Hanson, Paul Szarmach, George Stein, and Ross Geoghegan

927 F.2d 698, 18 Fed. R. Serv. 3d 1203, 1991 U.S. App. LEXIS 3943
CourtCourt of Appeals for the Second Circuit
DecidedMarch 11, 1991
Docket994, Docket 90-7883
StatusPublished
Cited by541 cases

This text of 927 F.2d 698 (Gregory Branum v. Clifford Clark, David Hanson, Paul Szarmach, George Stein, and Ross Geoghegan) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gregory Branum v. Clifford Clark, David Hanson, Paul Szarmach, George Stein, and Ross Geoghegan, 927 F.2d 698, 18 Fed. R. Serv. 3d 1203, 1991 U.S. App. LEXIS 3943 (2d Cir. 1991).

Opinion

KEARSE, Circuit Judge:

Plaintiff Gregory Branum, a dematricu-lated graduate student at the State University of New York at Binghamton (“SUNY-Binghamton”), appeals from an August 24, 1990 order of the United States District Court for the Northern District of New York, Thomas J. McAvoy, Judge, denying his motion for relief from a judgment entered on April 20, 1990, dismissing his complaint against university officials for damages and equitable relief in connection with his dematriculation. Branum also seeks to appeal from the April 20 judgment itself. On appeal, he contends principally that the court (1) should have viewed his complaint more liberally and declined to dismiss it in light of his then-pro se status, (2) should have granted him relief from the judgment because he did not receive adequate notice of the hearing on the motion to dismiss, and (3) should have given him leave to amend the complaint. For the reasons below, we vacate the order and remand to the district court for further proceedings.

I. BACKGROUND

Branum commenced the present action pro se in September 1989. His complaint indicated that from 1976 to 1986, he was a graduate student in the mathematics department at SUNY-Binghamton, receiving an M.A. degree in 1978 and thereafter pursuing a doctorate. The named defendants were the university’s president, vice president for academic affairs, vice provost for graduate studies, and the chairmen of the mathematics department and the mathematics graduate program. The focus of the controversy is the difficulty experi *701 enced by Branum, a minority student, in being “admitted to candidacy” for the Ph.D. degree, i.e., achieving the status of having passed all requirements for that degree except the most important one, the writing of a dissertation.

A. The Events According to the Pro Se Complaint

From the complaint, which annexed as exhibits copies of, inter alia, memoranda to or from various of the defendants, the following picture can be gleaned. After receiving his M.A. degree in 1978, Branum was encouraged to pursue his doctorate. For the next five years, he experienced difficulty in finding a dissertation advisor (an essential step, according to department officials), in getting lecturing assignments, and in gaining access to university facilities. In 1983, he was assigned an acting advisor, Professor Peter Hilton; according to Hilton, the unduly prolonged process of admitting Branum formally to candidacy for the Ph.D. was not the fault of Branum but was attributable to the fact that there was no one on the SUNY-Binghamton faculty with sufficient expertise on Branum’s topic. Nonetheless, by 1985 Branum had made sufficient progress that Hilton recommended his admission to candidacy for the Ph.D.

After receiving this recommendation, the graduate committee of the mathematics department decided to require Branum to take preliminary closed-book examinations, a practice it had abandoned in 1977 as unsound. Though no other student after 1977 had been required to take such examinations, Branum was to be required to take them in order to be admitted to candidacy. Branum protested the requirement, especially in light of certain practical difficulties, and sought to institute a student grievance proceeding. He had inquired as to the availability and effect of such a proceeding, and the university’s provost for graduate studies had replied (a) that Bra-num “would be accorded the same due process given to all students at SUNY-Binghamton, if [he] were to be involved in a grievance situation,” and (b) that “students involved in a grievance would not be dismissed from their program by the Graduate School until the on-campus conclusion of due process with respect to their case.”

Branum’s pleas for a prompt grievance proceeding with respect to the examination requirement apparently fell on deaf ears, and an examination committee was appointed. Nonetheless, no examination was conducted during the 1985-1986 school year; nor was there any grievance hearing during that period. On October 1, 1986, Bra-num received a notice from the university’s vice provost for graduate studies that he was being dismissed from the doctoral program, effective at the end of the spring 1986 semester. Branum had received no prior notice or opportunity to be heard with respect to his dematriculation.

Seeking to reverse this decision, Branum filed a grievance against several faculty members, including the chairman of the mathematics department, defendant David Hanson. In January 1987, a six-person grievance committee was appointed. All of the members of the committee were appointed by Hanson. Further, one of the members was a faculty member then under consideration for tenure, and the key recommendation with respect to his tenure was to be made by Hanson. Two other members of the committee were doctoral candidates whose thesis advisors were two faculty members against whom Branum’s grievance was filed. Branum protested the conflicts of interest on the part of these grievance committee members. The complaint attached as exhibits 8 and 9 memo-randa from two mathematics department professors also protesting this lack of fairness in the committee membership.

The complaint also annexed a protest from the Graduate Student Organization (“GSO”), both questioning the fairness of the grievance committee and stating that GSO had received reports that the treatment of Branum was the product of racial discrimination. The complaint itself alleged that “[r]acism, both institutional and personal, was marshalled around the admission to candidacy status as an excuse to keep [Branum] from being employed as a lecturer in either the Fall 1986 or Spring *702 1987 semester.” The complaint also alleged that, in contrast to the treatment of Branum, a grievance filed by one of the department’s Caucasian graduate students, together with that student’s protests of conflict of interest, had been handled promptly.

Apparently all of the protests on Bra-num’s behalf were unsuccessful. The complaint sought a judgment vacating Bra-num’s dematriculation, ordering that he be given a hearing and be reinstated in the doctoral program, and awarding him money damages.

B. The Proceedings Leading to the Dismissal of the Complaint

In December 1989, defendants moved alternatively (1) for dismissal of the complaint pursuant to Fed.R.Civ.P. 12(b)(6) for failure to state a claim on which relief may be granted, (2) for a more definite statement pursuant to Fed.R.Civ.P. 8(a), or (3) for summary judgment. In support of their Rule 8(a) and 12(b)(6) motions, defendants argued that Branum had failed to specify the alleged acts of wrongdoing on the part of each defendant. In support of their motion for summary judgment, they argued (1) that exhibits 8 and 9 to the complaint “overwhelmingly suggest that plaintiff was offered an opportunity for a hearing before his dismissal,” and “indicate that it was he who refused to pursue these remedies because he did not like the arrangements”; (2) that Branum was “let ...

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927 F.2d 698, 18 Fed. R. Serv. 3d 1203, 1991 U.S. App. LEXIS 3943, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gregory-branum-v-clifford-clark-david-hanson-paul-szarmach-george-ca2-1991.