Glencore Finance (Bermuda) Ltd. v. Plurinational State of Bolivia

CourtDistrict Court, District of Columbia
DecidedJanuary 9, 2026
DocketCivil Action No. 2023-3031
StatusPublished

This text of Glencore Finance (Bermuda) Ltd. v. Plurinational State of Bolivia (Glencore Finance (Bermuda) Ltd. v. Plurinational State of Bolivia) is published on Counsel Stack Legal Research, covering District Court, District of Columbia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Glencore Finance (Bermuda) Ltd. v. Plurinational State of Bolivia, (D.D.C. 2026).

Opinion

UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA

GLENCORE FINANCE (BERMUDA) LTD.,

Petitioner, Case No. 23-cv-3031 (CRC) v.

PLURINATIONAL STATE OF BOLIVIA,

Respondent.

OPINION AND ORDER

In 2023, Glencore Finance (Bermuda) Ltd. (“Glencore”) petitioned this Court to

recognize and enforce a foreign arbitral award that it obtained against the Plurinational State of

Bolivia (“Bolivia”). Because Bolivia is a foreign state, Glencore had to effectuate service

according to the Foreign Sovereign Immunities Act (“FSIA”). Following the FSIA’s

instructions, Glencore first prepared a Letter Rogatory to Bolivia pursuant to the Inter-American

Convention on Letters Rogatory and Additional Protocol (together, the “IACAP”). After that

method of service proved unsuccessful, the Court sent a copy of the service documents directly

to Bolivia’s Ministry of Foreign Affairs.

Bolivia now specially appears in this case and moves to dismiss the petition, claiming

that service was improper because Glencore addressed the Letter Rogatory to the wrong Bolivian

government entity. That is, Bolivia contends that Glencore—quite literally—failed a box-

checking exercise. The Court disagrees. Because Glencore complied with the service

requirements of both the IACAP and the FSIA, the Court denies Bolivia’s motion to dismiss. I. Background

A. Underlying Arbitration

Prior to 2007, Glencore owned four mining assets in Bolivia: (1) the Vinto Tin Smelter;

(2) the Antimony Smelter; (3) tin concentrates stored at the Antimony Smelter; and (4) the

Colquiri Mine. First Am. Pet. to Recognize and Enforce a Foreign Arbitral Award (“First Am.

Pet.”) ¶¶ 2, 16. But between 2007 and 2012, Bolivia nationalized all of those holdings through a

series of supreme decrees. Id. ¶¶ 17–19. Glencore did not receive payment for the assets, so it

initiated arbitration against Bolivia pursuant to the Agreement between the Government of the

United Kingdom of Great Britain and Northern Ireland and the Government of the Republic of

Bolivia for the Promotion and Protection of Investments, May 24, 1988, 1640 U.N.T.S. 3,

extended to the British overseas territory of Bermuda on December 9, 1992 (the “Treaty”). Id.

¶¶ 3, 23. The protracted arbitration proceeded before a three-member tribunal for seven years.

Id. ¶¶ 25–31.

In September 2023, the tribunal concluded that Bolivia violated the Treaty by failing to

compensate Glencore for its mining assets. Id. ¶ 31. Accordingly, the tribunal ordered Bolivia

to pay Glencore more than $253 million, plus post-award interest. Id. ¶¶ 32–34. The following

month, Glencore petitioned this Court to enforce the arbitral award. See Pet. to Recognize and

Enforce a Foreign Arbitral Award ¶¶ 50–51. After the tribunal issued a corrected arbitration

award clarifying the accrual of interest, Glencore filed an Amended Petition. See First Am. Pet.

¶¶ 36–37.

B. Attempts to Effectuate Service on Bolivia

After filing the Amended Petition, Glencore attempted to serve Bolivia according to the

FSIA’s requirements for service upon a foreign state. See 28 U.S.C. § 1608(a). Glencore first

2 tried to effectuate service pursuant to the IACAP, which is the relevant “international convention

on service of judicial documents.” Id. § 1608(a)(2). To comply with the IACAP, Glencore

moved this Court to issue a Letter Rogatory.1 See Mot. for Issuance of a Letter Rogatory (ECF

No. 18). The Court granted the motion in December 2023. See Order (ECF No. 19); Letter

Rogatory (ECF No. 20).

After the Court issued the Letter Rogatory, Glencore sent the letter and service

documents to ABC Legal Services (“ABC Legal”), a contractor designated by the United States

Central Authority to effectuate service of letters rogatory under the IACAP. See Declaration of

Thomas W. Walsh (ECF No. 39-1) (“Walsh Decl.”) ¶ 10. ABC Legal then sent the documents

via DHL to Bolivia’s Ministry of Foreign Affairs. See id. ¶¶ 11–12; id., Ex. F (DHL Shipment

Receipt); id., Ex. G (Proof of Delivery). In the following months, Glencore sent a series of

letters to the Ministry’s General Director of Legal Affairs to confirm receipt of the service

documents; it did not receive a response.2 See Walsh Decl. ¶¶ 13–16.

Unbeknownst to Glencore or the Court, the Ministry of Foreign Affairs forwarded the

Letter Rogatory to Bolivia’s Supreme Court of Justice in June 2024. See Declaration of John M.

Conlon (ECF No. 36-2) (“Conlon Decl.”), Ex. A. On July 10, 2024, the Supreme Court of

Justice issued an “Official Letter” addressing the Letter Rogatory. In the Official Letter, the

Supreme Court of Justice explained that the Letter Rogatory listed the Ministry of Foreign

Affairs as both the “Responding Authority” (i.e., the entity responsible for effectuating service

1 A letter rogatory is “a formal request from a court in which an action is pending[] to a foreign court to perform some judicial act,” including “the serving of a summons.” 22 C.F.R. § 92.54. 2 The person Glencore attempted to contact had not worked at the Ministry of Foreign Affairs since August 2022. See Declaration of John M. Conlon (ECF No. 36-2), Ex. C.

3 under the IACAP) and the “recipient for the notification” (i.e., the entity being served on behalf

of Bolivia). Id. at 1 (translation). The court also acknowledged the Ministry of Foreign Affairs’

assertion that it was not responsible for “ensuring and defending the interests of the State.” Id. at

2–3 (translation). Accordingly, the Supreme Court of Justice concluded that the service

documents should be returned to this Court “for the purpose of specifying the recipient for the

notification, considering the background and Bolivian legislation that applies in this case

(especially art. 4 of Law No. 465 that limits the jurisdictions of the [Ministry of Foreign

Affairs]).” Id. at 3 (translation). In a July 18, 2024 letter, Bolivian authorities attempted to

forward the Official Letter to “the competent authorities of the United States of America.”

Conlon Decl., Ex. B (translation). Neither Glencore nor the Court received the Official Letter.

See Walsh Decl. ¶ 16.

Over a year after ABC Legal sent the Letter Rogatory, Glencore moved on to the FSIA’s

next method of service: mailing a copy of the service documents directly to the Ministry of

Foreign Affairs. See Notice & Request (ECF No. 27); 28 U.S.C. § 1608(a)(3). In April 2025,

the Clerk of the Court dispatched a copy of the service documents via FedEx delivery. See

Certificate of Clerk (ECF No. 31). The Ministry of Foreign Affairs received the documents on

May 6, 2025. See Proof of Service (ECF No. 32).

Bolivia now appears for the special and limited purpose of moving to dismiss Glencore’s

Amended Petition.3 It asserts that Glencore failed to properly effectuate service under the

IACAP and FSIA, so the Court lacks personal jurisdiction over Bolivia. In response, Glencore

maintains that service was proper, and because Bolivia failed to address the merits of the

3 In the alternative, Bolivia asks the Court to quash Glencore’s previous attempts to effectuate service on Bolivia.

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