ORDER
SCOTT O. WRIGHT, Chief Judge.
Presently pending before the Court is defendant Niehouse’s motion to dismiss Count V of the first amended complaint. Counts I through IV, asserted solely by plaintiff Charles Fritts, involve a § 1983 claim as well as pendent state law claims for assault, battery, and false imprisonment. Count V is a loss of consortium claim asserted solely by Charles Fritts’s wife, Joyce Fritts.-
The difficult legal issue presented here is whether the Court has subject matter jurisdiction over Joyce Fritts's consortium claim. The jurisdictional bases of Charles Fritts’s lawsuit are 28 U.S.C. §§ 1331, 1343. Diversity does not exist between the plaintiffs and defendants. Defendant Niehouse contends that, in the absence of an independent basis of subject matter jurisdiction, Count V must be dismissed. Plaintiffs rely upon
United Mine Workers of America v. Gibbs,
383 U.S. 715, 86 S.Ct.
1130, 16 L.Ed.2d 218 (1966), and assert that the consortium claim is cognizable under the Court’s pendent jurisdiction.
In analyzing this issue, the Court has considered four plausible arguments: (1) the Court has independent subject matter jurisdiction over the consortium claim; (2) the Court has ancillary jurisdiction over the consortium claim; (3) the Court has pendent jurisdiction over the consortium claim; and (4) the Court lacks jurisdiction over the consortium claim. For the reasons set forth below, the Court must reject the first three alternatives and accept the last one. Consequently, Count V will be dismissed, not as a matter of discretion, but for want of federal subject matter jurisdiction.
I.
No Independent Subject Matter Jurisdiction over Count V
The weakest argument in support of jurisdiction over Joyce Fritts’s consortium claim is that the Court has independent subject matter jurisdiction under either 28 U.S.C. § 1331 or 28 U.S.C. § 1343. The problem with this argument is that the right of consortium is grounded solely in state law.
E.g., Manley v. Horton,
414 S.W.2d 254 (Mo.1967);
Shepherd v. Consumers Cooperative Ass’n,
384 S.W.2d 635 (Mo.1964) (en banc). The right of consortium has never been identified as a substantive federal right.
E.g., Buikema v. Hayes,
562 F.Supp. 910 (N.D.Ill.1983);
Walters v. Village of Oak Lawn,
548 F.Supp. 417 (N.D.Ill.1982);
Leopold v. Birkett,
523 F.Supp. 525 (E.D.N.Y.1981). Thus, the consortium claim is not directly cognizable under the federal question jurisdictional statute nor under the civil rights jurisdictional statute because Joyce Fritts has not alleged any deprivation of a federal right.
See Missouri ex rel. Gore v. Wochner,
620 F.2d 183 (8th Cir.),
cert. denied,
449 U.S. 875, 101 S.Ct. 218, 66 L.Ed.2d 96 (1980) (no § 1343 jurisdiction over state law claim);
Schantz v. White Lightning,
502 F.2d 67 (8th Cir.1974) (no § 1331 jurisdiction over state tort claim);
see also Parratt v. Taylor,
451 U.S. 527, 544, 101 S.Ct. 1908, 1917, 68 L.Ed.2d 420 (1981) (not every deprivation of state law rights by state officers is actionable under 42 U.S.C. § 1983).
II.
No Ancillary Jurisdiction over Count V
The second argument in support of federal court jurisdiction over Joyce Fritts’s consortium claim is that it is ancillary to her husband’s cause of action. Although the distinction between “ancillary jurisdiction” and “pendent jurisdiction” is less than clear in situations like the one presented here,
the term “ancillary juris
diction” is employed in the instant case only in analyzing whether, treating Count V as an application by Joyce Fritts to intervene as of right, intervention would be permitted.
Ancillary jurisdiction is said to exist where a nonparty is granted leave to intervene as of right pursuant to Fed.R. Civ.P. 24(a).
E.g., Owen Equip. & Erection Co. v. Kroger,
437 U.S. at 375 n. 18, 98 S.Ct. at 2403 n. 18. Thus, if Joyce Fritts’s consortium claim satisfies the requirements of Fed.R. Civ.P. 24(a)(2), ancillary jurisdiction over Count V would exist.
In order to intervene as of right, a prospective intervenor must establish four conditions: (1) her motion must be timely; (2) she must have a significantly protectable interest relating to the subject matter of the primary lawsuit; (3) the disposition of the primary lawsuit must threaten to impair her ability to protect that interest; and (4) her interest must not be adequately represented by existing parties.
United Nuclear Corp. v. Cannon,
696 F.2d 141, 143 (1st Cir.1982). The first two parts of this test are easily satisfied in
the instant case.
Moreover, although it is unclear whether an adverse decision on Charles Fritts’s claim would bar a subsequent action by Joyce Fritts,
there is a sufficiently strong possibility of such an occurrence to hold that the third part of the intervention test also has been met. Thus, the focal issue concerning intervention is whether Joyce Fritts’s interests would be adequately represented by her husband.
A prospective intervenor’s burden of showing inadequacy of representation has been described as “minimal.”
Trbovich v. United Mine Workers of America,
404 U.S. 528, 538 n. 10, 92 S.Ct. 630, 636 n. 10, 30 L.Ed.2d 686 (1972). Nevertheless, the Court finds that Joyce Fritts’s interests would be fully represented by her husband in this lawsuit. Both spouses have been diligently represented by the same counsel throughout this matter. In addition, the interests of both spouses are identical.
Free access — add to your briefcase to read the full text and ask questions with AI
ORDER
SCOTT O. WRIGHT, Chief Judge.
Presently pending before the Court is defendant Niehouse’s motion to dismiss Count V of the first amended complaint. Counts I through IV, asserted solely by plaintiff Charles Fritts, involve a § 1983 claim as well as pendent state law claims for assault, battery, and false imprisonment. Count V is a loss of consortium claim asserted solely by Charles Fritts’s wife, Joyce Fritts.-
The difficult legal issue presented here is whether the Court has subject matter jurisdiction over Joyce Fritts's consortium claim. The jurisdictional bases of Charles Fritts’s lawsuit are 28 U.S.C. §§ 1331, 1343. Diversity does not exist between the plaintiffs and defendants. Defendant Niehouse contends that, in the absence of an independent basis of subject matter jurisdiction, Count V must be dismissed. Plaintiffs rely upon
United Mine Workers of America v. Gibbs,
383 U.S. 715, 86 S.Ct.
1130, 16 L.Ed.2d 218 (1966), and assert that the consortium claim is cognizable under the Court’s pendent jurisdiction.
In analyzing this issue, the Court has considered four plausible arguments: (1) the Court has independent subject matter jurisdiction over the consortium claim; (2) the Court has ancillary jurisdiction over the consortium claim; (3) the Court has pendent jurisdiction over the consortium claim; and (4) the Court lacks jurisdiction over the consortium claim. For the reasons set forth below, the Court must reject the first three alternatives and accept the last one. Consequently, Count V will be dismissed, not as a matter of discretion, but for want of federal subject matter jurisdiction.
I.
No Independent Subject Matter Jurisdiction over Count V
The weakest argument in support of jurisdiction over Joyce Fritts’s consortium claim is that the Court has independent subject matter jurisdiction under either 28 U.S.C. § 1331 or 28 U.S.C. § 1343. The problem with this argument is that the right of consortium is grounded solely in state law.
E.g., Manley v. Horton,
414 S.W.2d 254 (Mo.1967);
Shepherd v. Consumers Cooperative Ass’n,
384 S.W.2d 635 (Mo.1964) (en banc). The right of consortium has never been identified as a substantive federal right.
E.g., Buikema v. Hayes,
562 F.Supp. 910 (N.D.Ill.1983);
Walters v. Village of Oak Lawn,
548 F.Supp. 417 (N.D.Ill.1982);
Leopold v. Birkett,
523 F.Supp. 525 (E.D.N.Y.1981). Thus, the consortium claim is not directly cognizable under the federal question jurisdictional statute nor under the civil rights jurisdictional statute because Joyce Fritts has not alleged any deprivation of a federal right.
See Missouri ex rel. Gore v. Wochner,
620 F.2d 183 (8th Cir.),
cert. denied,
449 U.S. 875, 101 S.Ct. 218, 66 L.Ed.2d 96 (1980) (no § 1343 jurisdiction over state law claim);
Schantz v. White Lightning,
502 F.2d 67 (8th Cir.1974) (no § 1331 jurisdiction over state tort claim);
see also Parratt v. Taylor,
451 U.S. 527, 544, 101 S.Ct. 1908, 1917, 68 L.Ed.2d 420 (1981) (not every deprivation of state law rights by state officers is actionable under 42 U.S.C. § 1983).
II.
No Ancillary Jurisdiction over Count V
The second argument in support of federal court jurisdiction over Joyce Fritts’s consortium claim is that it is ancillary to her husband’s cause of action. Although the distinction between “ancillary jurisdiction” and “pendent jurisdiction” is less than clear in situations like the one presented here,
the term “ancillary juris
diction” is employed in the instant case only in analyzing whether, treating Count V as an application by Joyce Fritts to intervene as of right, intervention would be permitted.
Ancillary jurisdiction is said to exist where a nonparty is granted leave to intervene as of right pursuant to Fed.R. Civ.P. 24(a).
E.g., Owen Equip. & Erection Co. v. Kroger,
437 U.S. at 375 n. 18, 98 S.Ct. at 2403 n. 18. Thus, if Joyce Fritts’s consortium claim satisfies the requirements of Fed.R. Civ.P. 24(a)(2), ancillary jurisdiction over Count V would exist.
In order to intervene as of right, a prospective intervenor must establish four conditions: (1) her motion must be timely; (2) she must have a significantly protectable interest relating to the subject matter of the primary lawsuit; (3) the disposition of the primary lawsuit must threaten to impair her ability to protect that interest; and (4) her interest must not be adequately represented by existing parties.
United Nuclear Corp. v. Cannon,
696 F.2d 141, 143 (1st Cir.1982). The first two parts of this test are easily satisfied in
the instant case.
Moreover, although it is unclear whether an adverse decision on Charles Fritts’s claim would bar a subsequent action by Joyce Fritts,
there is a sufficiently strong possibility of such an occurrence to hold that the third part of the intervention test also has been met. Thus, the focal issue concerning intervention is whether Joyce Fritts’s interests would be adequately represented by her husband.
A prospective intervenor’s burden of showing inadequacy of representation has been described as “minimal.”
Trbovich v. United Mine Workers of America,
404 U.S. 528, 538 n. 10, 92 S.Ct. 630, 636 n. 10, 30 L.Ed.2d 686 (1972). Nevertheless, the Court finds that Joyce Fritts’s interests would be fully represented by her husband in this lawsuit. Both spouses have been diligently represented by the same counsel throughout this matter. In addition, the interests of both spouses are identical. Consequently, treating Joyce Fritts as an applicant for intervention, it is evident that she would not be granted leave to intervene as of right in this lawsuit because her “application” fails to satisfy the fourth prong of the intervention test. Accordingly, the Court holds that it lacks ancillary jurisdiction over Joyce Fritts’s consortium claim.
III.
No Pendent Party Jurisdiction over Count V
The argument that Joyce Fritts is a proper pendent party offers the greatest promise to support the Court’s jurisdiction over the consortium claim. There are two threshold requirements to the exercise of pendent party jurisdiction. First, in order to fit within the contours of Article III, § 2 of the United States Constitution, the federal claim and the pendent claim must arise out of a common nucleus of operative facts.
Owen Equip. & Erection Co. v. Kroger,
437 U.S. at 371-72, 98 S.Ct. at 2401;
Aldinger v. Howard,
427 U.S. at 14-19, 96 S.Ct. at 2420-22. Second, to ensure that the pendent party claim comes within the statutory limits of federal subject matter jurisdiction, the Court must examine the posture in which the non-federal claim is asserted and the specific statute that confers jurisdiction over the federal claim in order to decide whether Congress has negated the existence of jurisdiction over the particular non-federal claim.
Owen Equip. & Erection Co. v. Kroger,
437 U.S. at 372-73, 98 S.Ct. at 2401-02;
Aldinger v. Howard,
427 U.S. at 18, 96 S.Ct. at 2422.
Turning to the facts of the instant case, the Court finds that the first jurisdictional
hurdle is easily satisfied; there can be no doubt that Joyce Fritts’s consortium claim shares a common nucleus of operative facts with her husband's federal cause of action. Accordingly, the Court holds that Count V meets the constitutional threshhold to federal jurisdiction.
The plaintiffs rely heavily on the factual similarity between the two claims and contend that to require two separate lawsuits for such closely related matters would be grossly inefficient. Although the inefficiency of which plaintiffs complain is not as great as it might appear at first blush,
this Court is inclined to agree that maintenance of multiple actions under these circumstances will defeat the goal of judicial economy. Yet, more is involved here than the value of efficiency, for the addition of a pendent plaintiff in this lawsuit would cut against “the well-established principle that federal courts____are courts of limited jurisdiction marked out by Congress.”
Aldinger v. Howard,
427 U.S. at 15, 96 S.Ct. at 2420. Instead, the Court must pay close attention to the posture of the consortium claim and the statutes granting jurisdiction over the main claim in order to decide if Congress intended to allow the exercise of pendent party jurisdiction in a case of this nature.
Id.
at 18, 96 S.Ct. at 2422.
Aldinger v. Howard
is the leading case concerning pendent party jurisdiction. Unfortunately, the Supreme Court set forth an extremely vague standard in that case.
Consequently, this Court finds that it has precious little guidance in resolving the difficult and important issue presented here. In
Aldinger,
the Supreme Court dealt with a relatively easy case since it found “express” congressional direction to exclude counties as pendent party defendants where federal jurisdiction rested on 42 U.S.C. § 1983 and 28 U.S.C. § 1343.
In the instant case, however, this Court has no more direction from Congress than the plain language of the jurisdiction-granting statutes, 28 U.S.C. §§ 1331, 1343. While neither statute on its face appears to allow the exercise of pendent plaintiff jurisdiction, this Court must confess that there is too little evidence to render its inquiry into congressional intent conclusive. Therefore, instead of attempting to divine congressional intent in a virtual vacuum, the Court deems it a wiser approach to trace the development of pendent party jurisdiction through the case law and to appraise the instant case in the light of this development.
The appropriate starting point is
United Mine Workers of America v. Gibbs.
There, the Supreme Court held that federal jurisdiction over a pendent state law claim exists whenever it shares a “common nucleus of operative fact” with the plaintiff’s
federal claim. 86 S.Ct. at 1138. In the wake of
Gibbs,
the United States Court of Appeals for the Eighth Circuit recognized pendent plaintiff jurisdiction over a wife’s claim for loss of consortium where the federal court had jurisdiction over the injured husband’s lawsuit.
Hatridge v. Aetna Cas. & Surety Co.,
415 F.2d 809 (8th Cir.1969) (Blackmun, J.).
Hatridge
involved a state court action brought by both spouses which was removed to federal court in its entirety even though the wife’s claim did not satisfy the requisite amount for diversity jurisdiction.
Id.
at 814-16. Despite the lack of independent subject matter jurisdiction, the Eighth Circuit relied on
Gibbs
and held that pendent jurisdiction existed over the wife. The court explained that pendent jurisdiction in such a case “makes good sense; it avoids forum shopping and multiple actions; it tends to reduce'costs for litigants; and it avoids the waste of already heavily burdened judicial time.”
Id.
at 817.
The validity of the
Hatridge
case was subsequently thrown into doubt by three Supreme Court cases decided in the following decade. In
Zahn v. International Paper Co.,
414 U.S. 291, 94 S.Ct. 505, 38 L.Ed.2d 511 (1973), the Court held that where jurisdiction over a class action is predicated on diversity of citizenship, each class member’s claim must independently satisfy the jurisdictional amount. In so holding, the Court refused to permit the plaintiffs to aggregate their claims in order to confer jurisdiction on the federal court even though their factual allegations were virtually identical. Next, in
Aldinger v. Howard,
the Court distinguished between the doctrine of pendent claims and the concept of pendent parties, and indicated that the jurisdictional barriers to the latter are quite restrictive. 427 U.S. at 14-16, 96 S.Ct. at 2420-21. The only instance in which the Court expressly suggested that pendent party jurisdiction might exist is where the federal courts enjoy
exclusive
jurisdiction over the federal claim.
Id.
at 18, 96 S.Ct. at 2422. Finally, in
Owen Equip. & Erection Co. v. Kroger,
the Court held that a plaintiff may not assert a claim against a third-party defendant in the absence of an independent jurisdictional basis. In so holding, the Court noted that the advancement of judicial economy is not in itself a sufficient reason to expand a federal court’s jurisdiction, particularly where the efficiency sought by the plaintiff was available at all times in the state courts. 437 U.S. at 374-77, 98 S.Ct. at 2403-04.
Recognizing the impact of
Zahn, Aldinger,
and
Kroger,
the Eighth Circuit has noted that
Hatridge
probably is no longer good law.
North Dakota v. Merchants Nat’l Bank & Trust Co.,
634 F.2d 368, 372 n. 7 (8th Cir.1980). This Court agrees. Accordingly, the Court holds that it lacks pendent plaintiff jurisdiction over Joyce Fritts’s claim for loss of consortium. This holding is in accord with the decisions of virtually all federal courts that have considered this issue recently.
See Red Elk v. Vig,
571 F.Supp. 422 (D.S.D.1983) (no pendent plaintiff jurisdiction over wrongful death claim);
Buikema v. Hayes,
562 F.Supp. 910 (N.D.Ill.1983) (no pendent
plaintiff jurisdiction over loss of consortium claim);
Walters v. Village of Oak Lawn,
548 F.Supp. 417 (N.D.Ill.1982) (same);
Leopold v. Birkett,
523 F.Supp. 525 (E.D.N.Y.1981) (same).
The Court’s holding rests upon the elementary fact that federal courts enjoy only limited jurisdiction as circumscribed by Congress.
Simply stated, there is no statute in existence which even arguably confers federal jurisdiction over Joyce Fritts’s consortium claim.
In addition, there are no extraordinary circumstances present here which militate in favor of an
ad hoc
exercise of pendent party jurisdiction.
It is true that it would be more efficient if this Court were to entertain Count V; however, “the addition of a completely new party would run counter to the well-established principle that federal courts, opposed to state trial courts of general jurisdiction, are courts of limited jurisdiction.”
Aldinger v. Howard,
427 U.S. at 15, 96 S.Ct. at 2420. Moreover, the efficiency sought by plaintiffs was at all times available in Missouri state court.
Owen Equip. & Erection Co. v. Kroger,
437 U.S. at 376, 98 S.Ct. at 2404. Finally, the Court notes that the exercise of pendent plaintiff jurisdiction here would extend well beyond the type of pendent defendant jurisdiction which the Supreme Court rejected in
Aldinger;
instead, the instant situation most closely resembles
Zahn,
where the Supreme Court forcefully repudiated the assertion of pendent plaintiff jurisdiction despite the fact that the federal and non-federal claims arose from a “common nucleus of operative fact.” Consequently, in the absence of an independent basis for subject matter jurisdiction, this Court is constrained to dismiss Count V for want of federal jurisdiction.
IV. CONCLUSION
In the final analysis, there is no clear answer to the “subtle and complex” issue presented here. Courts and litigants alike are in need of guidance, for the uncertainty attendant to this issue can have devastating effects.
Consequently, this Court be
lieves that it would be beneficial to future litigants as well as the parties in this case to render a separate final judgment of dismissal on Count V in the hope that the appellate court can rule on this important question as soon as possible. In so doing, the Court notes that its holding is a pure ruling of law; although many district courts bolster their dismissals of pendent plaintiff claims by stating that they would exercise discretion to reach the same result even if they had jurisdictional power,
e.g., Red Elk v. Vig,
571 F.Supp. at 426 n. 6, this Court wishes to emphasize that if it had discretion to entertain Count V, it would readily do so in the interests of judicial economy. Accordingly, it is hereby
ORDERED that Count V — Joyce Fritts’s loss of consortium claim — is dismissed for want of federal subject matter jurisdiction. It is further
ORDERED that, there being no just reason for delay, the dismissal of Count V shall be entered by the Clerk of the Court as a separate final judgment pursuant to Fed.R.Civ.P. 54(b).