Erwin v. Bryan

2010 Ohio 2202, 929 N.E.2d 1019, 125 Ohio St. 3d 519
Ohio Supreme Court·Decided May 25, 2010·No. 2009-0580·Published·Cited by 61 cases

Opinions

O’Donnell, J.

{¶ 1} Civ.R. 15(D) provides that when a plaintiff does not know the name of a defendant, the defendant may be designated in a complaint by any name and description. It also provides, however, that a plaintiff must aver in the complaint that the name of the defendant could not be discovered, that the summons issued must contain the words “name unknown,” and that a copy of the summons must be personally served on the defendant.

{¶ 2} Civ.R. 15(D) cannot be used to prosecute this action against William V. Swoger, D.O., and his professional corporation, Union Internal Medicine Specialties, Inc. (“UIMS”), because at all times relevant to this proceeding the claimant, Cora Erwin, knew Swoger’s name. Even if she did not know his name, the effort [520] to use Civ.R. 15(D) to designate Swoger and UIMS as John Doe defendants did not meet the requirements of the rule in that the description of the John Doe defendants did not provide sufficient identification to permit a copy of the summons containing the words “name unknown” to be personally served upon Swoger or UIMS. And, in fact, no summons containing the words “name unknown” was ever issued or personally served.

{¶ 3} Rather, Cora attempted to use Civ.R. 15(D) to name, without adequately describing, John Doe defendants; she did not request that a summons issue containing the words “name unknown”; nor did she serve such a summons on any party. After the two-year statute of limitations for wrongful death had expired, Cora learned during the discovery deposition of Joseph E. Bryan, M.D., of Swoger’s possible culpability. Cora then amended the complaint to add Swoger and UIMS, whom she identified as two of the John Doe defendants named in the original complaint. This, however, is an improper use of the rule. Pursuant to Civ.R. 15(D), a complaint against a party whose name is unknown must describe the defendant, and a summons containing the words “name unknown” must be personally served on the defendant.

{¶ 4} To construe the rule to allow the use of placeholders for unidentified defendants would eliminate the statute of limitations for every cause of action. That is not the purpose of Civ.R. 15(D), and any indication that such a use is sanctioned by the court is disavowed. The Rules of Civil Procedure are promulgated to govern the procedural aspects of litigation. Establishing state policy, including imposing a statute of limitations for a cause of action such as wrongful death, is the province of the legislative, not the judicial, branch of government. Neither the Rules of Civil Procedure nor our case law ought be interpreted or understood to set policy or change existing statutes of limitation for causes of action.

{¶ 5} For these reasons, the judgment of the court of appeals is reversed, and the judgment of the trial court granting summary judgment in favor of Swoger and UIMS is reinstated.

Facts and Procedural History

{¶ 6} On June 29, 2004, 52-year-old Russell Erwin awoke after midnight appearing feverish and disoriented, and he began to convulse. His wife, Cora, called 9-1-1. Paramedics responded, found Erwin unconscious, and transported him to Union Hospital, where he entered the intensive care unit (“ICU”) as a patient of Joseph E. Bryan, M.D., who was on call at the hospital at that time. Because Erwin remained unconscious and seizing, Bryan ordered him sedated.

{¶ 7} Bryan also sought a consultation by William Y. Swoger, D.O., to evaluate Erwin’s intermittent airway obstruction, and, in his report, Bryan noted that [521] Erwin had a family history of deep venous thrombosis and pulmonary embolism. However, Bryan’s impression was that Erwin suffered from alcohol-withdrawal syndrome.

{¶ 8} Swoger inserted a breathing tube for Erwin because of the upper airway obstruction, which Swoger believed had been caused by the sedation and Erwin’s unresponsiveness. Cora, a housekeeping employee at the hospital, recognized Swoger and observed him caring for her husband. On the basis of his examination and his discussion with Bryan, Swoger diagnosed Erwin as suffering from acute respiratory failure. His report concluded: “Critical care time was 80 minutes. Thanks for allowing [me] to participate in his care. I will follow him in the ICU setting and give further advice as warranted.”

{¶ 9} Bryan continued to treat Erwin for alcohol-withdrawal syndrome, and as hospital staff ceased sedating him, Erwin regained consciousness, and the breathing tube was removed. When Erwin’s condition improved, Paul W. McFadden, M.D., his family doctor, assumed responsibility for his care. McFadden discharged Erwin from the hospital on July 6, 2004, and prepared a report in which he indicated a diagnosis of seizures secondary to alcohol withdrawal. In his report, McFadden noted that “Dr. Swoger was consulted who assisted in helping manage the respirator.”

{¶ 10} While recovering at home the next week, Erwin continued to experience fatigue and complained of nausea. On July 15, 2004, his "wife heard a loud noise coming from another room and discovered Erwin convulsing on the floor. She called 9-1-1, but when paramedics arrived, they found him unresponsive and without a pulse. They transported him to Union Hospital, where attempts at resuscitation proved unsuccessful. Cora alleges that an autopsy revealed a massive and fatal pulmonary thromboembolism with evidence of both recent and organizing peripheral thromboemboli.

{¶ 11} On July 10, 2006, a few days before the expiration of the statute of limitations for wrongful death, Cora, individually and as administrator of her husband’s estate, filed a complaint against Bryan, his professional corporation, the Union Hospital Association, “John Doe, M.D. No. 1 through 5 (whose real names and addresses are unknown at the time of filing this Complaint despite Plaintiffs’ Best and Reasonable Efforts to Ascertain Same),” and the professional corporations of each John Doe, M.D., alleging that the medical providers negligently failed to timely diagnose and treat Erwin for the pulmonary embolism, resulting in his death. Significantly, no John Doe defendant was personally served with a summons containing the words “name unknown” before the expiration of the statute of limitations.

{¶ 12} On September 21, 2006, Cora received the Union Hospital medical records. In his deposition on February 7, 2007, Bryan revealed that he had [522] consulted with Swoger to evaluate Erwin’s respiratory status and that he and Swoger understood that Swoger would manage Erwin’s critical care.

{¶ 13} Thereafter, on June 29, 2007, Cora moved to amend her complaint to substitute Swoger and UIMS, for John Doe, M.D., and John Doe, M.D., Professional Corporation, asserting that she had only recently learned of Swoger’s role in her husband’s care during the discovery deposition of Bryan. She served the summons and complaint on Swoger and UIMS on June 29, 2007.

{¶ 14} The trial court granted leave to amend the complaint, and Cora filed an amended complaint. A week later, she filed an affidavit of Joseph Caprini, M.D., who averred that he had reviewed Erwin’s medical records and that in his professional opinion Union Hospital, Bryan, and Swoger breached the standard of care and caused the alleged injuries.

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Erwin v. Bryan, 2010 Ohio 2202, 929 N.E.2d 1019, 125 Ohio St. 3d 519 (Ohio 2010).

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