Ellen L. Ray and William H. Schaap v. Stansfield Turner, Director Central Intelligence Agency

587 F.2d 1187, 190 U.S. App. D.C. 290
CourtCourt of Appeals for the D.C. Circuit
DecidedNovember 15, 1978
Docket77-1401
StatusPublished
Cited by241 cases

This text of 587 F.2d 1187 (Ellen L. Ray and William H. Schaap v. Stansfield Turner, Director Central Intelligence Agency) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ellen L. Ray and William H. Schaap v. Stansfield Turner, Director Central Intelligence Agency, 587 F.2d 1187, 190 U.S. App. D.C. 290 (D.C. Cir. 1978).

Opinions

Opinion

Per Curiam.

Opinion filed by WRIGHT, Chief Judge, concurring in the remand.

PER CURIAM:

This appeal presents the question whether the district court erred in dismissing a lawsuit under the Freedom of Information Act (FOIA) upon the basis of affidavits supplied by an official of the Central Intelligence Agency (CIA). We find there was error and remand. '

I. PROCEDURAL BACKGROUND OF LITIGATION.

Plaintiffs (appellants) Ellen Ray and William Sehaap sent identical letters to the CIA requesting “a copy of any file you may have on me.” The CIA replied that while it did not have files on plaintiffs, there were documents in CIA files that referred to plaintiffs. The CIA refused to release those documents, and after administrative appeals were exhausted, plaintiffs brought this action under the FOIA. The CIA subsequently released portions of the withheld documents, and the government then moved for summary judgment, relying principally on affidavits of one Eloise Page. The critical affidavit, set out in the appendix, purports to describe the documents at issue and the grounds for the government’s claims of exemption.1

The district court granted the government’s motion for summary judgment and denied plaintiffs’ motion for in camera inspection.2 It found that the withheld documents were exempt from disclosure under the FOIA on the basis of Exemption 1 alone, Exemption 3 alone, or the two exemptions coupled together. As to Exemption 1, 5 U.S.C. § 552(b)(1),3 the court found that the affidavit showed that the documents were properly classified under Executive Order 11,652, 3 C.F.R. 339 (1974). As to Exemption 3, 5 U.S.C. § 552(b)(3),4 the court found that the affidavits stated that the release of the information could reasonably be expected to reveal intelligence sources and methods as well as organizational data, and that 50 U.S.C. §§ 403(d)(3), 403g justified the CIA invocation of Exemption 3.

In a key passage, the district court’s opinion stressed that “there has been no credible challenge to the veracity of these averments [in the affidavits] and nothing appears to raise the issue of bad faith.” In denying in camera inspection, the district court relied on Weissman v. CIA, 184 U.S.App.D.C. 117, 565 F.2d 692 (1977). Specifically, the court found with respect to Exemption 1 that

[1190]*1190[t]he affidavits in this record are specific and detailed. The record further indicates that the Agency dealt with plaintiffs’ requests in a conscientious manner and released segregable portions of the material. No abuse of discretion has been shown.

Memorandum Opinion at 3.

Regarding Exemption 3, it ruled:

With respect to documents withheld under exemption 3, in camera inspection is seldom, if ever, necessary or appropriate. * * * Exemption 3 differs from other FOIA exemptions in that its applicability does not depend on the factual content of specific documents.

Id. at 4.

On appeal, the government insists that the pertinent documents are exempt under Exemption 1 and are also exempt under Exemption 3.5 Plaintiffs assert that discovery and in camera inspection by the district court was required, because documents 2 through 10 contain segregable material that is not exempt, and because neither document 2 nor document 10 is exempt under Exemption 1.

II. RELEVANT CONSIDERATIONS IN FOIA CASES INVOLVING NATIONAL SECURITY ISSUES.

The FOIA was passed in 1966, as an amendment to the Administrative Procedure Act, in order to increase disclosure of government information to the American people. Agencies were required to disclose all records that did not come within one of nine explicit exemptions specified by Congress.6 In the event of agency nondisclosure, the Act provided for court review. In any such case, “the court shall determine the matter de novo . . . and the burden is on the agency to sustain its action.”7

A. Judicial Interpretations and Legislative Modifications.

In EPA v. Mink, 410 U.S. 73, 81-84, 93 S.Ct. 827, 35 L.Ed.2d 119 (1973), the Court considered Exemption 1, which at that time covered matters “specifically required by Executive order to be kept secret in the interest of the national defense or foreign policy.” 5 U.S.C. § 552(b)(1) (1970). It held that a court should not review the substantive propriety of the classification or go behind an agency affidavit stating that the requested documents had been duly classified pursuant to Executive order.8 The Court said that “Congress chose to follow the Executive’s determination in these matters,” and in camera inspection to test the propriety of the classification was not authorized. 410 U.S. at 81, 93 S.Ct. at 833.

In 1974 Congress overrode a presidential veto and amended the FOIA for the express [1191]*1191purpose of changing this aspect of the Mink case.9 Exemption 1 was modified to exempt only matters that are “(A) specifically authorized under criteria established by an Executive order to be kept secret in the interest of national defense or foreign policy and (B) are in fact properly classified pursuant to such Executive order.” 5 U.S.C. § 552(b)(1) (1976).

Furthermore, the 1974 revision changed the FOIA language describing the role of a reviewing court considering any claim of exemption. It provided that “the court shall determine the matter de novo, and may examine the contents of such agency records in camera to determine whether such records or any part thereof shall be withheld under any of the exemptions set forth in subsection (b) of this section, and the burden is on the agency to sustain its action.” 5 U.S.C. § 552(a)(4)(B) (1976). The Conference Report accompanying the amendments explained that “[w]hile in camera examination need not be automatic, in many situations it will plainly be necessary and appropriate.” S.Rep. No. 93-1200, 93d Cong., 2d Sess. 9 (1974), U.S.Code Cong. & Admin.News 1974, p. 6287.

Exemption 3 originally exempted matters “specifically exempted from disclosure by statute.” 5 U.S.C. § 552(b)(3) (1970). In FA A Administrator v. Robertson,

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Bluebook (online)
587 F.2d 1187, 190 U.S. App. D.C. 290, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ellen-l-ray-and-william-h-schaap-v-stansfield-turner-director-central-cadc-1978.