Elan Pharmaceuticals, Inc., and Athena Neurosciences, Inc. v. Mayo Foundation for Medical Education and Research

304 F.3d 1221, 64 U.S.P.Q. 2d (BNA) 1292, 2002 U.S. App. LEXIS 18007, 2002 WL 2003002
CourtCourt of Appeals for the Federal Circuit
DecidedAugust 30, 2002
Docket00-1467
StatusPublished
Cited by16 cases

This text of 304 F.3d 1221 (Elan Pharmaceuticals, Inc., and Athena Neurosciences, Inc. v. Mayo Foundation for Medical Education and Research) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Elan Pharmaceuticals, Inc., and Athena Neurosciences, Inc. v. Mayo Foundation for Medical Education and Research, 304 F.3d 1221, 64 U.S.P.Q. 2d (BNA) 1292, 2002 U.S. App. LEXIS 18007, 2002 WL 2003002 (Fed. Cir. 2002).

Opinions

Opinion for the court filed by Circuit Judge PAULINE NEWMAN. Dissenting opinion filed by Circuit Judge DYK.

PAULINE NEWMAN, Circuit Judge.

Elan Pharmaceuticals, Inc. and Athena Neurosciences, Inc. (collectively “Elan”) appeal the decision of the United States District Court for the Northern District of California, granting summary judgment in favor of the Mayo Foundation for Medical Education and Research (“Mayo”).1 The district court held that Elan’s two patents in suit, United States Patent No. 5,612,486 for “Transgenic Animals Harboring APP Allele Having Swedish Mutation” (the '486 patent) and continuation Patent No. 5,850,-003 for “Transgenic Rodents Harboring APP Allele Having Swedish Mutation” (the '003 patent), inventors Lisa McConlogue and Jun Zhao, are invalid on the ground of anticipation by United States Patent No. 5,455,169 for “Nucleic Acids for Diagnosing and Modeling Alzheimer’s Disease” (the Mullan patent). We reverse the summary judgment, for the legal requirements of anticipation were not met on the facts of record, and remand for further proceedings.

BACKGROUND

Alzheimer’s disease is a progressive neu-rodegenerativo disease that primarily afflicts the elderly. Elan’s '486 and '003 patents are directed to transgenic animals [1224]*1224whose genetic makeup has been altered so that they are susceptible to Alzheimer’s disease. The DNA of these animals has been modified to contain a mutated human gene called the “Swedish mutation,” for the gene was isolated from the cells of a Swedish family having an unusually high incidence of early-onset Alzheimer’s disease.2

The brains of people with Alzheimer’s disease contain abnormal tangles and deposits of plaques. At the time of these Elan inventions it was known that a principal component of these plaques is a protein fragment called beta-amyloid peptide (betaAP, also designated 0AP and A(3). The presence of betaAP in the brain is believed to induce or foster formation of the Alzheimer’s plaques. It was known that betaAP may be formed when a protein produced in the brain, called the amy-loid precursor protein (APP), is cleaved by enzymes in the brain. The Elan patents summarize scientific research in this field, including various reported mutations. Elan explains that an enzyme called beta-secretase cuts the APP molecule between amino acids 596 and 597, releasing a larger protein fragment called the amino terminal fragment (ATF-betaAPP); and an enzyme called gamma-secretase releases the smaller betaAP fragment from the remaining portion of the APP. This mechanism is illustrated in the Elan brief as follows:

Fig.l - Processing of APP to BAP and ATF-betaAPP

[[Image here]]

Humans who do not develop Alzheimer’s disease are believed to break down APP in a manner that does not produce significant amounts of betaAP.

The Prior Art

The prior art on which the district court based its summary judgment of anticipation is the Mullan patent. Dr. Mullan had learned of the Swedish family susceptible to Alzheimer’s disease, obtained samples of their DNA, isolated the relevant mutated gene, and identified the nature and location of the mutation in the gene as well as in the mutated protein (APPSW) expressed by the gene. Mullan explained that in the Swedish mutation the DNA nucleotides that encode codons 670 and 6713 replace lysine and methionine, the amino acids normally encoded at these positions, with asparagine and leucine. Mullan states that transgenic animals containing the mu[1225]*1225tated gene can be used in Alzheimer’s disease (AD) research and therapy:

The invention also provides a transgenic non-human animal containing, in a germ or somatic cell, the mutated nucleic acid of the invention, wherein the animal expresses a human amyloid precursor protein or fragment thereof which encodes an amino acid other than lysine at codon 670 and/or an amino acid other than methionine at codon 671.
‡ ‡ ‡ ‡ H* ‡
The invention also provides a method of screening for an agent capable of treating AD. The method comprises contacting these transgenic animals or host cell lines with the agent and monitoring the expression, processing or deposition of amyloid precursor protein or fragments thereof.

Mullan, col. 4, lines 36-64. Mullan states that the mutated human gene can be used to create transgenic animals in various ways; for example:

In yet a further use of the present invention, the mutated gene (ie., a variant APP codon 670/1 gene) can be excised for use in the creation of transgenic animals containing the mutated gene. For example, an entire human variant APP codon 670/1 allele can be cloned and isolated, either in parts or as a whole, in a suitable cloning vector (e.g., lCharon35, cosmid, retrovirus or yeast artificial chromosome). The vector is selected based on the size of the desired insert and the ability to produce stable chromosome integration.

Col. 11, lines 23-31. Mullan also states that the mutated gene can be transferred to a mouse that preferably will express the variant human APP:

The human variant APP codon 670/1 gene, either in parts or in whole, can be transferred to a host non-human animal, such as a mouse. As a result of the transfer, the resultant transgenic nonhuman animal will express one or more variant APP codon 670/1 polypeptides. Preferably, a transgenic non-human animal of the invention will express one or more variant APP codon 670/1 polypeptides in a neuron-specific manner (Wirak et al. (1991) EMBO 10:289). This may be accomplished by transferring substantially the entire human APP gene (encoding a codon 670/1 mutant) including the 4.5 kilobase sequence that is adjacent to and upstream of the first major APP transcriptional start site.

Col. 11, lines 32-43. Mullan discusses the various known procedures of gene transfer, citing scientific articles as to each “approach” used to create transgenic animals:

One approach to creating transgenic animals is to target a mutation to the desired gene by homologous recombination in an embryonic stem (ES) cell line in vitro followed by microinjection of the modified ES cell line into a host blasto-cyst and subsequent incubation in a foster mother (see Frohman and Martin, Cell (1989) 56:145). Alternatively, the technique of microinjection of the mutated gene, or a portion thereof, into a one-cell embryo followed by incubation in a foster mother can be used. Certain possibilities for the general use of transgenic animals, particularly transgenic animals that express a wild-type APP fragment, are disclosed in Wirak et al., the EMBO Journal, 10(2) 289-296 (1991); Schilling et al., Gene 98(2) 225-230 (1991); Quon, et al. (1991) Nature 352:239; Wirak, et al. (1991) Science 253:323; and Kawabata, et al. (1991) Nature 354:476. Alternatively, viral vectors, e.g., Adeno-associated virus, can be used to deliver the mutated gene to the stem cell. In addition, such viral vectors can be used to deliver the mutated gene to a developed animal and [1226]*1226then used to screen (Mendelson et al. Virology 166:154-165; Wondisford et al. (1988) Molec. Endocrinol. 2:32-39 (1988)).

Col. 11, line 58 to col. 12, line 11.

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304 F.3d 1221, 64 U.S.P.Q. 2d (BNA) 1292, 2002 U.S. App. LEXIS 18007, 2002 WL 2003002, Counsel Stack Legal Research, https://law.counselstack.com/opinion/elan-pharmaceuticals-inc-and-athena-neurosciences-inc-v-mayo-cafc-2002.