In Re John A. Donohue

766 F.2d 531, 226 U.S.P.Q. (BNA) 619, 1985 U.S. App. LEXIS 15739
CourtCourt of Appeals for the Federal Circuit
DecidedJuly 3, 1985
DocketSerial 263900; Appeal 85-868
StatusPublished
Cited by92 cases

This text of 766 F.2d 531 (In Re John A. Donohue) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re John A. Donohue, 766 F.2d 531, 226 U.S.P.Q. (BNA) 619, 1985 U.S. App. LEXIS 15739 (Fed. Cir. 1985).

Opinion

JACK R. MILLER, Senior Circuit Judge.

This is an appeal from the decision of the U.S. Patent and Trademark Office (“PTO”) Board of Appeals (“board”) sustaining the *532 final rejection of appellant’s claims 1 1, 2, 5, 6, 7, 25, and 28. We affirm.

BACKGROUND

The subject matter of this appeal was previously before this court’s predecessor in In re Donohue, 632 F.2d 123, 207 USPQ 196 (CCPA 1980) (“Donohue I ”). 2 There is no need to discuss the details of that opinion; however, a summary of the pertinent facts is appropriate for a full understanding of the issues before us.

The present invention relates to 2,2',6,6'-tetramethylbiphenyl-4,4'-dicarboxylic acid compounds which are suitable for producing polymers used to form shaped objects, such as film, fibers, or molded parts. Claim 1, which is the sole independent claim on appeal, is illustrative:

2,2',6,6'-tetramethylbiphenyl-4,4'-dicar-boxylic acid compound comprising said acid, an acyl halide derivative thereof, or a simple ester thereof.

The PTO has rejected all the appealed claims under 35 U.S.C. § 102(b) “as anticipated by Nomura [et al.], optionally in view of Lincoln and Walker [et al.].”

Nomura et al. (“Nomura”) 3 discloses twelve 2,2',6,6'-tetramethylbiphenyls (“TMBP”) which are 4,4'-disubstituted with NH2, NMe2, OH, OMe, Cl, Br, I, C02H, C02Me, CN, N02, or H substituents. Methods of preparing all these compounds, except those disubstituted with C02H or C02Me, are set forth in Nomura. Nomu-ra’s disclosure of how to make 4,4'-dinitrile (or dicyano) TMBP is particularly significant, because Lincoln 4 and Wagner et al. (“Wagner”) 5 teach, generally, the preparation of carboxylic acids from nitriles by hydrolysis.

In Donohue I, a majority of the Court of Customs and Patent Appeals (“CCPA”) affirmed the PTO’s rejection of appealed claims 1, 5, 6, and 7 6 under 35 U.S.C. § 102(b). Id. at 127, 207 USPQ at 200. The basis for the rejection was, as it is here, Nomura with reference to Lincoln and Wagner. Id. at 126, 207 USPQ at 199.

A minority of the CCPA voted to reverse the PTO’s decision, because they concluded it was uncertain from the text of Nomura that the dicarboxylic acid TMBP and dime-thyl ester TMBP were ever prepared. Id. at 129, 207 USPQ at 201. Accordingly, ’ Nomura’s disclosure was, in the minority’s view, no more than a mere naming of the claimed compounds which is insufficient to constitute an enabling disclosure. Id. at 129, 207 USPQ at 201.

After Donohue I, the presently-appealed application was filed. During prosecution before the PTO, appellant submitted an affidavit under 37 C.F.R. § 1.132 executed by Dr. Ellis K. Fields (“Fields affidavit”). In this affidavit, Dr. Fields states that he wrote to Dr. Yoshito Takeuchi, one of the authors of Nomura, to ask whether the disclosed dicarboxylic acid TMBP or dime-thyl ester TMBP compounds were ever synthesized, as indicated in Nomura. Dr. Tak-euchi responded by stating that these compounds were not synthesized, and Dr. *533 Fields submitted his affidavit to that effect.

Despite the Fields affidavit, the examiner finally rejected the claims, and an appeal to the board was filed. The board affirmed the rejection of the claims on the grounds stated supra, holding that it was bound by Donohue I. As to the Fields affidavit, the board held that whether the authors of Nomura actually prepared the claimed compounds is not “material or relevant”; rather, the key factor in evaluating the adequacy of a reference’s disclosure was deemed to be whether that disclosure would have been enabling, and the board determined that the CCPA had decided that question with respect to Nomura.

ANALYSIS

Appellant has made a record different from that in Donohue I by submitting the Fields affidavit. This new record presents a new issue of patentability with respect to whether the previously-sustained anticipation rejection can still be maintained. In view of this new issue, the PTO properly declined to make a formal res judicata rejection and addressed the question of whether the Fields affidavit overcomes the rejection of the claims based on Nomura. See In re Ackermann, 444 F.2d 1172, 1176, 170 USPQ 340, 343 (CCPA 1971); In re Russell, 439 F.2d 1228, 1230, 169 USPQ 426, 428 (CCPA 1971); In re Herr, 377 F.2d 610, 611, 153 USPQ 548, 549 (CCPA 1967).

Appellant argues that the Fields affidavit, which states that the authors of Nomura did not make the disclosed dicarboxylic acid TMBP and dimethyl ester TMBP compounds, overcomes the PTO’s rejection. It is urged that Donohue I and In re Samour, 571 F.2d 559, 197 USPQ 1 (CCPA 1978), require, inter alia, that a 35 U.S.C. § 102(b) rejection based on a primary reference disclosing a claimed compound in conjunction with one or more references which teach how to make that compound, should be sustained only if the claimed compound was actually made. We disagree.

It is well settled that prior art under 35 U.S.C. § 102(v) must sufficiently describe the claimed invention to have placed the public in possession of it. 7 In re Sasse, 629 F.2d 675, 681, 207 USPQ 107, 111 (CCPA 1980); In re Samour, 571 F.2d at 562, 197 USPQ at 4; see also Reading & Bates Construction Co. v. Baker Energy Resources Corp., 748 F.2d 645, 651-52, 223 USPQ 1168, 1173 (Fed.Cir.1984). Such possession is effected if one of ordinary skill in the art could have combined the publication’s description of the invention with his own knowledge to make the claimed invention. See In re LeGrice,

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Bluebook (online)
766 F.2d 531, 226 U.S.P.Q. (BNA) 619, 1985 U.S. App. LEXIS 15739, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-john-a-donohue-cafc-1985.