Eagle Comtronics, Inc. v. Arrow Communication Laboratories, Inc.

305 F.3d 1303, 2002 WL 31060432
CourtCourt of Appeals for the Federal Circuit
DecidedSeptember 17, 2002
DocketNos. 01-1544, 01-1591
StatusPublished
Cited by7 cases

This text of 305 F.3d 1303 (Eagle Comtronics, Inc. v. Arrow Communication Laboratories, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Eagle Comtronics, Inc. v. Arrow Communication Laboratories, Inc., 305 F.3d 1303, 2002 WL 31060432 (Fed. Cir. 2002).

Opinion

LINN, Circuit Judge.

Arrow Communication Laboratories and other defendants (collectively, “Arcom”) appeal an interlocutory order of the United States District Court for the Northern District of New York, denying its motion for an order to show why plaintiff, Eagle Comtronics, Inc. (“Eagle”) and its counsel should not be held in civil contempt. Eagle Comtronics v. Arrow Communication Labs., No. 00-CV-1694 (N.D.N.Y. June 8, 2001). Eagle cross appeals the district court’s grant of summary judgment that Arcom’s products do not infringe U.S. Patent No. 5,662,494 (“the '494 patent”) under the doctrine of equivalents. Eagle Com-tronics v. Arrow Communication Labs., No. 00-CV-1694 (N.D.N.Y. July 6, 2001). Because the district court abused its discretion when it found no violation of the court’s protective order, and because neither prosecution history estoppel nor the all-limitations rule bars infringement under the doctrine of equivalents, we reverse-in-part, vacate-in-part, and remand.

I. BACKGROUND

A. TheJnvention

Eagle owns the '494 patent, which is directed to an improvement related to electrical signal filters that are used to decode or unscramble protected television signals. Specifically, the invention relates to an improved cable filter structure that provides a sealed collet assembly to prevent moisture and/or other contaminants from entering the filter. Figure 9 depicts an embodiment of the improved invention and Figure 10 is prior art.

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[1307]*1307[[Image here]]

The cable filters of both Figures 9 and 10 use collet assemblies. The collet assembly of prior art Figure 10 is depicted in Figure 6 below.

The prior art cable filter of Figures 6 and 10 includes a filter housing 30 that surrounds a circuit board assembly 10. '494 patent, col. 2, 11. 52-57. The circuit board 10 contains the electronics that filter signals delivered by cable lines. The housing 30 contains a female connector end for engaging a cable line and passing the signal to a downstream device such as a television. The female connector end includes the collet assembly, which is comprised of a front cap 60 and a rear insert body 62. Id, col. 3, 11. 15-18. The collet assembly receives a wire that extends from the cable line through a contact extension 64 to carry the signal from the cable line to the circuit board. The filter is sealed to prevent moisture and/or other contaminants from entering the filter. The seal is accomplished by applying relatively large amounts of sealant to cover over the entire back portion of the collet. Id, col. 1, 11. 38-39, 42-44. In the prior art cable filters, the sealant is blindly [1308]*1308placed over the entire rear portion of the rear insert body 62 after the collet assembly is inserted into the filter housing 30. That blind passing of sealant made the sealing process difficult, often resulting in inconsistencies in the quality of the manufactured filters. Id., col. 1, 11. 44-48; col. 3, 11. 27-31.

The improvement of the `494 patent relates to the seal between the collet assembly and the filter housing. The improved collet assembly uses a self-sealing mechanism and thus avoids the blind placement of sealant and the need for a further sealing operation when the circuit board assembly is inserted within the filter housing. Id., col. 3, 11. 54-64. Different types of seals can be used to self-seal the improved collet assembly. For example, a compression seal 76 is used in the collet assembly depicted in Figure 7, and an 0-ring seal 79 is used in the collet assembly depicted in Figure 8.

Claim 1, the only independent claim, recites the following, with disputed claim terms highlighted in bold:

A filter structure comprising:

[1] a circuit board assembly including
[2] a collet assembly comprising
[3] a front cap,
[4] a rear insert body including a rear end portion,
[5] a collet contact extension passing through the rear insert body, and
[6] a seal located between the front cap and the rear insert body;
[7] a filter housing including
[8] at least one open end and
[9] a connector coupled to a second end,
[10] wherein the circuit board assembly is placed within the filter housing such that the collet assembly is located within the connector;
[11] wherein the seal of the collet assembly seals an interface between the collet assembly and the connector, and
[12] a region of the housing that surrounds the rear end portion is not covered by sealant material.

Id., col. 4, 11. 47-59.

B. The Prosecution History

The application for the `494 patent was originally filed on November 22, 1993, as Serial No. 155,135. The examiner rejected claim 3 of the original application (the precursor to patent claim 1) as obvious under 35 U.S.C. § 103 over Figure 2 of U.S. Patent No. 4,901,043 to Palinkas in view of the admitted prior art and U.S. Patent No. 4,857,006 to Linyeav et al. The original application was eventually abandoned, and on April 5, 1995, Eagle filed a continuation application, Serial No. 146,- [1309]*1309687. The continuation application issued as the '494 patent on September 2, 1997.

The examiner repeatedly rejected the claims as obvious throughout the prosecution. In office actions dated April 26, 1994; October 28,1994; April 5, 1996; and September 26, 1996, the examiner repeated the same rejection:

Linyeav et al. shows exterior seals 26 seated in grooves, and to provide the Figure 6 collet assembly with an external seal seated in a groove thus would have been obvious, to seal the collet assembly relative to the housing.... It would have been obvious to use the admitted prior art collet assembly in the filter housing of Palinkas, to provide electrical connection to another electrical device. Palinkas has an outer sleeve. To form end 26 of Palinkas as a separate end cap would have been an obvious matter of design lacking design criticality-

Figure 2 of Palinkas and Figure 1 of Li-nyeav are reproduced below.

Throughout the prosecution, Eagle challenged the examiner’s obviousness rejections. Some comments made in Eagle’s patentability arguments led to the district court’s finding of prosecution history es-toppel in this case. For example, in response to the November 4, 1994 rejection for obviousness over the admitted prior art in view of Linyeav, Eagle argued:

[1310]*1310the presently claimed invention is directed to an improved collet assembly, and a filter structure including such a collet assembly. The collet assembly includes a front cap, a real' insert body, a collet contact extension passing through the rear insert body, and a seal located between the front cap and the insert body. By providing the seal between the rear insert body and the front cap (see Figs.

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305 F.3d 1303, 2002 WL 31060432, Counsel Stack Legal Research, https://law.counselstack.com/opinion/eagle-comtronics-inc-v-arrow-communication-laboratories-inc-cafc-2002.