Dutra Group v. Batterton
This text of 588 U.S. 358 (Dutra Group v. Batterton) is published on Counsel Stack Legal Research, covering Supreme Court of the United States primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
Justice ALITO delivered the opinion of the Court.
*2278
By granting federal courts jurisdiction over maritime and admiralty cases, the Constitution implicitly directs federal courts sitting in admiralty to proceed "in the manner of a common law court."
Exxon Shipping Co. v. Baker
,
This case asks whether a mariner may recover punitive damages on a claim that he was injured as a result of the unseaworthy condition of the vessel. We have twice confronted similar questions in the past several decades, and our holdings in both cases were based on the particular claims involved. In
Miles
, which concerned a wrongful-death claim under the general maritime law, we held that recovery was limited to pecuniary damages, which did not include loss of society.
I
In order to determine the remedies for unseaworthiness, we must consider both the heritage of the cause of action in the *2279 common law and its place in the modern statutory framework.
A
The seaman's right to recover damages for personal injury on a claim of unseaworthiness originates in the admiralty court decisions of the 19th century. At the time, "seamen led miserable lives." D. Robertson, S. Friedell, & M. Sturley, Admiralty and Maritime Law in the United States 163 (2d ed. 2008). Maritime law was largely judge-made, and seamen were viewed as "emphatically the wards of the admiralty."
Harden v. Gordon
,
Courts of admiralty saw it as their duty not to be "confined to the mere dry and positive rules of the common law" but to "act upon the enlarged and liberal jurisprudence of courts of equity; and, in short, so far as their powers extend[ed], they act[ed] as courts of equity."
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Justice ALITO delivered the opinion of the Court.
*2278
By granting federal courts jurisdiction over maritime and admiralty cases, the Constitution implicitly directs federal courts sitting in admiralty to proceed "in the manner of a common law court."
Exxon Shipping Co. v. Baker
,
This case asks whether a mariner may recover punitive damages on a claim that he was injured as a result of the unseaworthy condition of the vessel. We have twice confronted similar questions in the past several decades, and our holdings in both cases were based on the particular claims involved. In
Miles
, which concerned a wrongful-death claim under the general maritime law, we held that recovery was limited to pecuniary damages, which did not include loss of society.
I
In order to determine the remedies for unseaworthiness, we must consider both the heritage of the cause of action in the *2279 common law and its place in the modern statutory framework.
A
The seaman's right to recover damages for personal injury on a claim of unseaworthiness originates in the admiralty court decisions of the 19th century. At the time, "seamen led miserable lives." D. Robertson, S. Friedell, & M. Sturley, Admiralty and Maritime Law in the United States 163 (2d ed. 2008). Maritime law was largely judge-made, and seamen were viewed as "emphatically the wards of the admiralty."
Harden v. Gordon
,
Courts of admiralty saw it as their duty not to be "confined to the mere dry and positive rules of the common law" but to "act upon the enlarged and liberal jurisprudence of courts of equity; and, in short, so far as their powers extend[ed], they act[ed] as courts of equity."
Courts used this power to protect seamen from injury primarily through two causes of action. The first, maintenance and cure, has its roots in the medieval and renaissance law codes that form the ancient foundation of maritime common law.
2
The duty of maintenance and cure requires a ship's master "to provide food, lodging, and medical services to a seaman injured while serving the ship."
Lewis v. Lewis & Clark Marine, Inc.
,
The second claim, unseaworthiness, is a much more recent development and grew out of causes of action unrelated to personal injury. In its earliest forms, an unseaworthiness claim gave sailors under contract to sail on a ship the right to collect their wages even if they had refused to
*2280
board an unsafe vessel after discovering its condition. See,
e.g.,
Dixon v. The Cyrus
,
Only in the latter years of the 19th century did unseaworthiness begin a long and gradual evolution toward remedying personal injury. Courts began to extend the cases about refusals to serve to allow recovery for mariners who were injured because of the unseaworthy condition of the vessel on which they had served.
3
These early cases were sparse, and they generally allowed recovery only when a vessel's owner failed to exercise due diligence to ensure that the ship left port in a seaworthy condition. See,
e.g.
,
The Robert C. McQuillen
,
Unseaworthiness remained a suspect basis for personal injury claims until 1903, when, in dicta, this Court concluded that "the vessel and her owner are ... liable to an indemnity for injuries received by seamen in consequence of the unseaworthiness of the ship."
The Osceola
,
*2281
The Osceola
,
supra
, at 175,
B
In the early 20th century, then, under "the general maritime law ... a vessel and her owner ... were liable to an indemnity for injuries received by a seaman in consequence of the unseaworthiness of the ship and her appliances; but a seaman was not allowed to recover an indemnity for injuries sustained through the negligence of the master or any member of the crew."
Pacific S. S. Co. v. Peterson
,
Tremendous shifts in mariners' rights took place between 1920 and 1950. First, during and after the First World War, Congress enacted a series of laws regulating maritime liability culminating in the Merchant Marine Act of 1920, § 33,
But the Jones Act was overtaken in the 1950s by the second fundamental change in personal injury maritime claims-and it was this Court, not Congress, that played the leading role. In a pair of decisions in the late 1940s, the Court transformed the old claim of unseaworthiness, which had demanded only due diligence by the vessel owner, into a strict-liability claim. In
Mahnich v. Southern S. S. Co.
,
The shifts in plaintiff preferences between Jones Act and unseaworthiness claims were possible because of the significant overlap between the two causes of action. See
II
Christopher Batterton worked as a deckhand and crew member on vessels owned and operated by the Dutra Group. According to Batterton's complaint, while working on a scow near Newport Beach, California, Batterton was injured when his hand was caught between a bulkhead and a hatch that blew open as a result of unventilated air accumulating and pressurizing within the compartment.
Batterton sued Dutra and asserted a variety of claims, including negligence, unseaworthiness, maintenance and cure, and unearned wages. He sought to recover general and punitive damages. Dutra moved to strike Batterton's claim for punitive damages, arguing that they are not available on claims for unseaworthiness. The District Court denied Dutra's motion,
The Court of Appeals affirmed.
III
Our resolution of this question is governed by our decisions in
Miles
and
Atlantic Sounding
.
Miles
establishes that we "should look primarily to ... legislative enactments for policy guidance," while recognizing that we "may supplement these statutory remedies where doing so would achieve the uniform vindication" of the policies served by the relevant statutes.
In accordance with these decisions, we consider here whether punitive damages have traditionally been awarded for claims of unseaworthiness and whether conformity with parallel statutory schemes would require such damages. Finally, we consider whether we are compelled on policy grounds to allow punitive damages for unseaworthiness claims.
For claims of unseaworthiness, the overwhelming historical evidence suggests that punitive damages are not available. Batterton principally relies on two cases to establish that punitive damages were traditionally available for breach of the duty of seaworthiness. Upon close inspection, neither supports this argument.
The Rolph
,
*2284
The Noddleburn,
Finally, Batterton points to two other cases,
The City of Carlisle
,
The lack of punitive damages in traditional maritime law cases is practically dispositive. By the time the claim of unseaworthiness evolved to remedy personal injury, punitive damages were a well-established part of the common law.
Exxon Shipping
,
In light of this overwhelming historical evidence, we cannot sanction a novel remedy here unless it is required to maintain uniformity with Congress's clearly expressed policies. Therefore, we must consider the remedies typically recognized for Jones Act claims.
The Jones Act adopts the remedial provisions of FELA, and by the time of the Jones Act's passage, this Court and others had repeatedly interpreted the scope of damages available to FELA plaintiffs. These early decisions held that "[t]he damages recoverable [under FELA] are limited
*2285
... strictly to the financial loss ... sustained."
7
American R. Co. of P. R. v. Didricksen
,
Our early discussions of the Jones Act followed the same practices. We described the Act shortly after its passage as creating "an action for compensatory damages, on the ground of negligence."
8
Peterson
,
Batterton argues that these cases are either inapposite or wrong, but because of the absence of historical evidence to support punitive damages-evidence that was central to our decision in
Atlantic Sounding
-we need not reopen this question of statutory interpretation. It is enough for us to note the general consensus that exists in the lower courts and to observe that the position of those courts conforms with the discussion and holding in
Miles
. Adopting the rule urged by Batterton would be contrary to
Miles
's command that federal courts should seek to promote a "uniform rule applicable to all actions" for the same injury, whether under the Jones Act or the general maritime law.
C
To the extent Batterton argues that punitive damages are justified on policy grounds or as a regulatory measure, we are unpersuaded. In contemporary maritime
*2286
law, our overriding objective is to pursue the policy expressed in congressional enactments, and because unseaworthiness in its current strict-liability form is our own invention and came after passage of the Jones Act, it would exceed our current role to introduce novel remedies contradictory to those Congress has provided in similar areas. See
We are also wary to depart from the practice under the Jones Act because a claim of unseaworthiness-more than a claim for maintenance and cure-serves as a duplicate and substitute for a Jones Act claim. The duty of maintenance and cure requires the master to provide medical care and wages to an injured mariner in the period after the injury has occurred.
Calmar S. S. Corp.
,
Unlike a claim of maintenance and cure, which addresses a situation where the vessel owner and master have "just about every economic incentive to dump an injured seaman in a port and abandon him to his fate," in the unseaworthiness context the interests of the owner and mariner are more closely aligned.
McBride
,
supra
, at 394, n. 12 (Clement, J., concurring). That is because there are significant economic incentives prompting owners to ensure that their vessels are seaworthy. Most obviously, an owner who puts an unseaworthy ship to sea stands to lose the ship and the cargo that it carries. And if a vessel's unseaworthiness threatens the crew or cargo, the owner risks losing the protection of his insurer (who may not cover losses incurred
*2287
by the owner's negligence) and the work of the crew (who may refuse to serve on an unseaworthy vessel). In some instances, the vessel owner may even face criminal penalties. See,
e.g.
,
Allowing punitive damages on unseaworthiness claims would also create bizarre disparities in the law. First, due to our holding in
Miles
, which limited recovery to compensatory damages in wrongful-death actions, a mariner could make a claim for punitive damages if he was injured onboard a ship, but his estate would lose the right to seek punitive damages if he died from his injuries. Second, because unseaworthiness claims run against the owner of the vessel, the ship's owner could be liable for punitive damages while the master or operator of the ship-who has more control over onboard conditions and is best positioned to minimize potential risks-would not be liable for such damages under the Jones Act. See
Sieracki
,
Finally, because "[n]oncompensatory damages are not part of the civil-code tradition and thus unavailable in such countries,"
Exxon Shipping
,
Against this, Batterton points to the maritime doctrine that encourages special solicitude for the welfare of seamen. But that doctrine has its roots in the paternalistic approach taken toward mariners by 19th century courts. See,
e.g.
,
Harden
,
IV
Punitive damages are not a traditional remedy for unseaworthiness. The rule of Miles -promoting uniformity in maritime law and deference to the policies expressed in the statutes governing maritime law-prevents us from recognizing a new entitlement to punitive damages where none previously existed. We hold that a plaintiff may not recover punitive damages on a claim of unseaworthiness.
We reverse the judgment of the United States Court of Appeals for the Ninth Circuit and remand the case for further proceedings consistent with this opinion.
It is so ordered.
Justice GINSBURG, with whom Justice BREYER and Justice SOTOMAYOR join, dissenting.
*2288
In
Exxon Shipping Co. v. Baker
,
Batterton was employed as a deckhand for petitioner The Dutra Group, a dredging and marine construction company. As Batterton worked on a Dutra vessel, fellow crewmembers pumped pressurized air into a below-decks compartment. The build up of pressurized air blew open a hatch cover that crushed Batterton's hand, permanently disabling him. The accident could have been prevented, Batterton alleges, by a valve to vent excess air from the compartment, something to hold the hatch cover open, or simply better warnings or supervision.
Batterton filed a civil action asserting one claim of negligence under the Jones Act 1 and two claims under general maritime law: one for breach of the duty to provide a seaworthy vessel and one for breach of the duty to provide maintenance and cure. 2 As to his unseaworthiness claim, Batterton sought punitive damages, alleging that Dutra's breach was wanton and willful.
Dutra moved to strike or dismiss Batterton's punitive damages request. The District Court denied the motion,
I turn now to an examination of Miles and Atlantic Sounding closer than the attention accorded those decisions by the Court.
Miles
, decided in 1990, addressed this question: In a wrongful-death action premised on unseaworthiness, may a deceased seaman's parent recover damages for loss of society?
After recounting this history, the
Miles
Court addressed the damages relief available for maritime wrongful death. Because "Congress and the States ha[d] legislated extensively in" the field of maritime law, the Court stated, "admiralty court[s] should look primarily to these legislative enactments for policy guidance."
Some 19 years after
Mile
s, in
Atlantic Sounding
, this Court held that punitive damages are available in actions for maintenance and cure under general maritime law.
The
Atlantic Sounding
inquiries control this case. As in
Atlantic Sounding
, "both the general maritime cause of action"-here, unseaworthiness-"and the remedy (punitive damages) were well established before the passage of the Jones Act."
Applying
Atlantic Sounding
's test, see
supra
, at 2290, punitive damages are not categorically barred in unseaworthiness actions.
Atlantic Sounding
itself answers the first two inquiries. See
supra
, at 2290. "Punitive damages have long been an
*2291
available remedy at common law for wanton, willful, or outrageous conduct."
Atlantic Sounding
asks, third, whether anything in maritime law "undermines the applicability [to the maritime action at issue] of th[e] general rule" that punitive damages are available under general maritime law.
Contrary to the Court's assertion, evidence of the availability of punitive damages for maintenance and cure was not "central to our decision in
Atlantic Sounding
."
Ante
, at 2285. Far from it. "[A] search for cases in which punitive damages were awarded for the willful denial of maintenance and cure ... yields very little."
Atlantic Sounding
,
Atlantic Sounding
asks fourth: Has Congress "enacted legislation departing from th[e] common-law understanding" that punitive damages are generally available? See
As noted, the Jones Act provides a cause of action for a seaman injured by his or her employer's negligence.
When the Jones Act was enacted, unseaworthiness and negligence were "discrete concepts": Unseaworthiness related "to the structure of the ship and the adequacy of [its] equipment and furnishings," while negligence concerned "the direction and control of operations aboard ship." G. Gilmore & C. Black, Law of Admiralty § 6-3, p. 277 (2d ed. 1975). Because these actions were distinct, it is improbable that, by enacting the Jones Act, Congress meant to limit the remedies available in unseaworthiness cases. Though unseaworthiness and Jones Act negligence now "significant[ly] overlap,"
ante
, at 2281 - 2282, that overlap resulted primarily from mid-20th-century judicial decisions expanding the scope of unseaworthiness liability. See
Mitchell
,
The Court observes that a plaintiff may not recover twice for the same injury under the Jones Act and unseaworthiness.
Ante
, at 2282. True enough. But the Court does not explain why a bar to double recovery of compensatory damages should affect the availability of a single award of punitive damages. Notably, punitive damages are not awarded to compensate the plaintiff; their office is to punish the defendant and deter misconduct. See
*2293
Exxon
,
Finally, the Court takes up policy arguments against the availability of punitive damages in unseaworthiness actions.
Ante
, at 2285 - 2287. The Court, however, has long recognized the general availability of punitive damages under maritime law.
E.g.
,
Atlantic Sounding
,
Punitive damages serve to deter and punish "lawless misconduct."
Dutra and the Court warn that allowing punitive damages in unseaworthiness actions could impair maritime commerce. Brief for Petitioner 33-34;
ante
, at 2286 - 2287. But punitive damages have been available in maintenance and cure cases in all Circuits for the last decade,
Atlantic Sounding
,
Permitting punitive damages for unseaworthiness, the Court further urges, would create "bizarre disparities."
Ante
, at 2286 - 2287. I see no "bizarre disparit[y]" in allowing an injured sailor to seek remedies unavailable to survivors of deceased seamen. See Keeton,
supra
, § 127, at 949, 951 (state wrongful-death statutes frequently limit survivors' recoveries to pecuniary damages). Nor is it "bizarre" to permit recovery of punitive damages against a shipowner "for injuries due to unseaworthiness of the vessel."
The Arizona
,
* * *
For the reasons stated, I would affirm the Court of Appeals' judgment.
Riding circuit, Justice Story described mariners in markedly paternalistic terms:
"Seamen are a class of persons remarkable for their rashness, thoughtlessness and improvidence. They are generally necessitous, ignorant of the nature and extent of their own rights and privileges, and for the most part incapable of duly appreciating their value. They combine, in a singular manner, the apparent anomalies of gallantry, extravagance, profusion in expenditure, indifference to the future, credulity, which is easily won, and confidence, which is readily surprised." Brown,
A right resembling maintenance and cure appears in the Laws of Oleron, promulgated by Eleanor of Aquitaine around 1160, in the 13th-century Laws of Wisbuy, in the Laws of the Hanse Towns, published in 1597, and in the Marine Ordinances of Louis XIV, published in 1681. See
Most of these cases allowed recovery for personal injury in "erroneous reliance" on certain passages in
Dixon v. The Cyrus
,
To be sure, in some instances the concept of "unseaworthiness" expanded to embrace conditions that resulted from the negligence of fellow servants, see,
e.g.
,
Carlisle Packing Co. v. Sandanger
,
The decline of Jones Act claims was arrested, although not reversed, by our holding that some negligent actions on a vessel may create Jones Act liability without rendering the vessel unseaworthy. See
Usner v. Luckenbach Overseas Corp.
,
Even if this case did involve a
sub silentio
punitive award, we share the Fifth Circuit's reluctance to "rely on one dust-covered case to establish that punitive damages were generally available in unseaworthiness cases."
McBride v. Estis Well Serv., L. L. C.
,
Treatises from the same period lend further support to the view that "in all actions under [FELA], an award of exemplary damages is not permitted." 2 M. Roberts, Federal Liabilities of Carriers § 621, p. 1093 (1918); 1
We also note that Congress declined to allow punitive damages when it enacted the Death on the High Seas Act.
The dissent, post at 2292, and n. 7 (opinion of GINSBURG, J.), suggests that because of the existing differences between a Jones Act claim and an unseaworthiness claim, recognizing punitive damages would not be a cause of disparity. But, as the dissent acknowledges, much of the expanded reach of the modern unseaworthiness doctrine can be attributed to innovations made by this Court following the enactment of the Jones Act. See post at 2292, and n. 6; supra , at 2281 - 2282. Although Batterton and the dissent would continue this evolution by recognizing damages previously unavailable, Miles dictates that such innovation is the prerogative of the political branches, our past expansion of the unseaworthiness doctrine notwithstanding.
Of course,
Miles
recognized that the general maritime law need not be static. For example, our decision in
Moragne v. States Marine Lines, Inc.
,
The Jones Act provides: "A seaman injured in the course of employment or, if the seaman dies from the injury, the personal representative of the seaman[,] may elect to bring a civil action at law, with the right of trial by jury, against the employer. Laws of the United States regulating recovery for personal injury to, or death of, a railway employee apply to an action under this section."
"Maintenance and cure" is the right of "the seaman, ill or injured in the service of the ship without willful misbehavior on his part[ to] wages to the end of the voyage and subsistence, lodging, and medical care to the point where the maximum cure attainable has been reached." 2 R. Force & M. Norris, The Law of Seamen § 26:1, p. 26-4 (5th ed. 2003).
These were the unprovided-for cases: "First, in territorial waters, general maritime law allowed a remedy for unseaworthiness resulting in injury, but not for death. Second, DOHSA allowed a remedy for death resulting from unseaworthiness on the high seas, but general maritime law did not allow such recovery for a similar death in territorial waters. Finally, ... in those States whose statutes allowed a claim for wrongful death resulting from unseaworthiness, recovery was available for the death of a longshoreman due to unseaworthiness, but not for the death of a Jones Act seaman. This was because wrongful death actions under the Jones Act are limited to negligence, and the Jones Act pre-empts state law remedies for the death or injury of a seaman."
Miles v. Apex Marine Corp.
,
The
Miles
Court relied on comparable reasoning in denying the deceased seaman's estate, which had brought a survival action, the right to recover future earnings. See
This Court has not decided whether punitive damages are available under the Jones Act. See
Atlantic Sounding Co. v. Townsend
,
In particular, this Court held that a shipowner's duty to provide a seaworthy vessel was "absolute," thereby rendering unseaworthiness a strict-liability tort.
Seas Shipping Co. v. Sieracki
,
Unseaworthiness is a strict-liability tort,
ante
, at 2281 - 2282; the Jones Act requires proof of negligence,
Lewis v. Lewis & Clark Marine, Inc.
,
The Court recognizes "that the general maritime law need not be static," but would confine changes in that law to those needed to align it with statutory law. Ante , at 2286 n. 9. As just stated, however, supra , at 2291 - 2292, the Jones Act was intended to augment, not to cabin, relief available to seamen.
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588 U.S. 358, 139 S. Ct. 2275, 204 L. Ed. 2d 692, 2019 U.S. LEXIS 4202, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dutra-group-v-batterton-scotus-2019.