Duquette v. Superior Court

778 P.2d 634, 161 Ariz. 269, 40 Ariz. Adv. Rep. 27, 1989 Ariz. App. LEXIS 210
CourtCourt of Appeals of Arizona
DecidedAugust 3, 1989
Docket1 CA-SA 88-192
StatusPublished
Cited by56 cases

This text of 778 P.2d 634 (Duquette v. Superior Court) is published on Counsel Stack Legal Research, covering Court of Appeals of Arizona primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Duquette v. Superior Court, 778 P.2d 634, 161 Ariz. 269, 40 Ariz. Adv. Rep. 27, 1989 Ariz. App. LEXIS 210 (Ark. Ct. App. 1989).

Opinions

OPINION

CONTRERAS, Judge.

In this special action, we consider the issue of whether defense counsel in a medical malpractice action may engage in ex parte communications, with the plaintiff’s treating physicians without having obtained plaintiff’s consent. We conclude that defense counsel may not engage in such non-consensual ex parte communications but are limited to the formal discovery methods provided by the Arizona Rules of Civil Procedure.

UNDERLYING MEDICAL MALPRACTICE ACTION

The real parties in interest in this litigation are a minor child, Eric Lamberty, (plaintiff or Eric) and his parents (Lambertys or plaintiffs) who, acting on Eric’s behalf, filed a medical malpractice action in the Maricopa County Superior Court. On September 23, 1983, Eric was delivered at Scottsdale Memorial Hospital by Dr. Russell Duquette. Dr. Duquette was a resident physician in Scottsdale Memorial Hospital’s family practice clinic. During his first year of life, Eric was seen by Dr. Duquette for periodic “well baby” visits and for a variety of other medical conditions. Eric was also seen during this time by numerous other physicians. In August, 1984, Eric was diagnosed as having a dermoid tumor in and around his spinal column. The tumor required surgery. In connection with the diagnosis of the tumor and the resulting surgery, Eric saw at'least four other physicians. Following the surgery, the Lambertys filed a civil action against Dr. Duquette alleging that he committed medical malpractice by failing to: (1) treat Eric properly during his birth hospitalization, and (2) diagnose the tumor in a timely fashion. Scottsdale Memorial Hospital was also a named defendant under an agency theory of liability.

In the summer of 1987, defense attorneys for petitioners conducted ex parte interviews of approximately thirteen of plaintiff’s treating physicians without the express consent of plaintiff, his parents, or his counsel. On June 23, 1987, defense counsel submitted a list of witnesses and exhibits for use at a medical liability review panel hearing. The list identified as witnesses the treating physicians who had been interviewed in ex parte fashion. On March 4, 1988, plaintiffs filed a motion to bar testimony and to disqualify counsel. In their motion, plaintiffs requested an order: (1) barring Eric’s treating physicians from testifying as expert witnesses for petitioners, and (2) disqualifying defense counsel from representing petitioners.

[271]*271On July 25, 1988, trial Judge William Moroney1 ruled that A.R.S. [§] 12-2235 prohibits ex-parte communication between Defendants’ attorneys and treating physicians of the Plaintiff, unless the Plaintiff has given his express permission for such a conference.” He then issued an order barring Eric’s treating physicians from testifying as expert witnesses for the petitioners unless they were first offered as witnesses by plaintiffs. Judge Moroney did not, however, disqualify defense counsel from further participation in the case.

Petitioners seek special action review of that portion of Judge Moroney’s order barring plaintiff’s treating physicians from testifying as expert witnesses unless first offered as witnesses by plaintiffs. Leave to file an amicus curiae brief was given to the Arizona Trial Lawyers Association, and it has done so.

SPECIAL ACTION JURISDICTION

Petitioners contend that this court should accept special action jurisdiction because they lack an equally plain, speedy, and adequate remedy by appeal, and because this case presents an issue of statewide significance to the Bar and litigants in personal injury cases.

Traditionally, this court has declined to accept special action jurisdiction where the nature of the special action involves a discovery dispute. Instead, this court has held that petitioners in such a special action would have an adequate post-trial remedy on direct appeal. U. Totem Store v. Walker, 142 Ariz. 549, 551, 691 P.2d 315, 317 (App.1984). We are persuaded, however, by petitioners’ argument that this case presents an issue of state-wide significance. We note that other jurisdictions which have previously considered the propriety of ex parte interviews are split in their resolution of the issue. See Annot., 50 ALR 4th 714, Discovery: Right to Ex Parte Interview with Injured Party’s Treating Physician. We also note the lack of case law in Arizona on this issue, as well as what is arguably a conflict between Arizona ethics opinions which have considered the propriety of ex parte interviews in varying contexts.2 Since an issue of state-wide significance is presented, and in order to clarify and declare the law in Arizona on this issue, we accept special action jurisdiction.

WAIVER OF PHYSICIAN-PATIENT PRIVILEGE

The briefs filed in this case by petitioners, real parties in interest, and amicus curiae, Arizona Trial Lawyers Association, present numerous arguments in support of and in opposition to ex parte communications.3 We will address these arguments in turn. In their petition for special action, petitioners first contend that the ex parte communications between plaintiff’s treat[272]*272ing physicians and defense attorneys were not improper because the physician-patient privilege had been waived. We initially note that the physician-patient privilege in Arizona is statutory. See A.R.S. § 12-2235 (1982).4 The Arizona statute precludes a physician from being examined about any communications made by the patient concerning his condition or any knowledge of the condition obtained through personal examination of the patient without the consent of the patient. Id.

The holder of the privilege is the patient,5 and he may waive the privilege. See A.R.S. § 12-2236 (1982).6 The statute regarding waiver provides that a person who offers himself as a witness and voluntarily testifies about the otherwise privileged communications thereby consents to the examination of the physician. Eric’s parents have not offered themselves as witnesses, and have not voluntarily testified concerning their son’s medical condition. Although Mr. and Mrs. Lamberty have been deposed by petitioners, their testimony by way of deposition does not waive the physician-patient privilege because it was not voluntarily given. See Buffa v. Scott, 147 Ariz. 140, 142, 708 P.2d 1331, 1333 (App.1985). Therefore, the Lambertys have not expressly waived the physician-patient privilege under Arizona statutory law.

Despite the lack of an express waiver, petitioners contend that the actions of the real parties in interest in this case constitute an implied waiver of the physician-patient privilege.

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Bluebook (online)
778 P.2d 634, 161 Ariz. 269, 40 Ariz. Adv. Rep. 27, 1989 Ariz. App. LEXIS 210, Counsel Stack Legal Research, https://law.counselstack.com/opinion/duquette-v-superior-court-arizctapp-1989.