Driver v. Helms

74 F.R.D. 382, 1977 U.S. Dist. LEXIS 16574
CourtDistrict Court, D. Rhode Island
DecidedApril 1, 1977
DocketCiv. A. No. 75-224
StatusPublished
Cited by24 cases

This text of 74 F.R.D. 382 (Driver v. Helms) is published on Counsel Stack Legal Research, covering District Court, D. Rhode Island primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Driver v. Helms, 74 F.R.D. 382, 1977 U.S. Dist. LEXIS 16574 (D.R.I. 1977).

Opinion

OPINION

PETTINE, Chief Judge.

Plaintiffs are five American citizens who have brought this action on behalf of themselves and all those similarly situated against thirty present and former officials. The amended complaint alleges that the defendants “engaged in an extended conspiracy to conduct an illegal and unconstitutional program surreptitiously to intercept, open, read and photograph tens of thousands of sealed first-class letters deposited in the United States mails by plaintiffs and members of their class”, thereby violating plaintiffs’ rights under the First, Fourth, Fifth, and Ninth Amendments.1 Plaintiffs seek declaratory and injunctive relief to operate against Defendant Clarence Kelley, Director of the Federal Bureau of Investigation; damages against each of the other defendants, sued in his individual and official, or former official, capacities; and certain other relief.2

Subject matter jurisdiction is invoked under 28 U.S.C. §§ 1331(a), 1339, 1343, 1361, and 5 U.S.C. § 702.

After extensive consultation with the parties, the Court issued an Order setting up a procedure for disposition of the expected deluge of preliminary motions. This Opinion, pursuant to that Order, disposes only of the individual defendants’ motions to dismiss under Federal Rules of Civil Procedure 12(b)(2) (lack of jurisdiction over the person), 12(b)(3) (improper venue), and 12(b)(4) (insufficiency of process); of plaintiffs’ motion to certify the class; and of the motions to dismiss Clarence Kelley.

Each defendant against whom damages are sought3 has moved to dismiss for lack of personal jurisdiction and improper venue. Plaintiffs argue that this Court has jurisdiction over the persons of all defendants under 28 U.S.C. § 1391(e) and Rhode Island’s long arm statute, Section 9-5-33, Rhode Island General Laws (1956), as amended, and that venue is proper under 28 U.S.C. § 1391(b) and (e).

Personal Jurisdiction and 28 U.S.C. § 1891(e)

Rule 4(f) of the Federal Rules of Civil Procedures provides for service of a district [388]*388court’s process anywhere within the territorial limits of the state in which the district court is held and, when authorized by a statute of the United States, beyond the territorial limits of that state. Each of the defendants was served far outside the territorial limits of Rhode Island; to justify this process, plaintiffs contend that 28 U.S.C. § 1391(e) (1976) is a statute authorizing such national service of process in damage actions against present and former government officials acting under color of legal authority.

As plaintiffs point out, prior to the passage of § 1391(e) in 1962, citizens were unable to obtain effective relief for claims against federal officials arising from violations of federal law. Rule 4(f), F.R.Civ.P., prevented' the federal courts from exercising personal jurisdiction over non-resident federal officials. And even if jurisdiction could be acquired pursuant to state law (long-arm statutes were just coming into general use at the time), venue in a federal question action would only lie in the district where all the defendants resided. Compare 28 U.S.C. § 1391(b) (1962 ed.) (venue where all defendants reside) with 28 U.S.C. § 1391(b) (Supp.1975) (adding venue “in the judicial district ... in which the claim arose”). Thus, in cases where plaintiff’s claim arose from the joint acts of federal officials who resided in different districts, citizens were forced to file separate suits against the defendants in the districts where they resided. In cases where a superior federal officer residing in Washington, D.C. was an “indispensable” party to an action, citizens were only able to litigate the claim in the District of Columbia, and were unable therefore to join a subordinate officer residing elsewhere who was equally necessary to the action. See generally 4 Wright and Miller, Federal Practice, and Procedure: Civil § 1107, at 417, (1969 ed., Supp.1976); 2 J. Moore, Federal Practice § 4.29, at 1209 (2d ed. 1975).

As a result of these obstacles, litigation against federal officials for redress of statutory and constitutional rights was “too expensive and inconvenient for many plaintiffs”. Hart and Wechsler, The Federal Courts and the Federal System 1386 (1973).

To eliminate at least some of these obstacles and to enable citizens to obtain relief against official wrongdoing effectively, conveniently, efficiently, economically, and fairly, § 1391(e) was enacted in 1962. As the Senate Report stated, the purpose of the statute was “to provide readily available, inexpensive judicial remedies for the citizen who is aggrieved by the workings of Government”. S.Rep.No.1992, 87th Cong., 2d Sess. 3 (1962). Section 1391(e) provides:

A civil action in which each defendant is an officer or employee of the United States or any agency thereof acting in his official capacity or under .color of legal authority, or an agency of the United States, may, except as otherwise provided by law, be brought in any judicial district in which (1) a defendant in the action resides, or (2) the cause of action arose, or (3) any real property involved in the action is situated, or (4) the plaintiff resides if no real property is involved in the action.
The summons and complaint in such an action shall be served as provided by the Federal Rules of Civil Procedure except that the delivery of the summons and complaint to the officer or agency as required by the rules may be made by certified mail beyond the territorial limits of the district in which the action was brought.4

[389]*389The defendants argue that § 1391(e)(1) does not supply personal jurisdiction (2) does not apply in actions for damages, (3) does not apply to officials sued in their “individual” capacity, and (4) does not apply to former federal officials. The Court turns to each of these arguments.

1. § 1391(e) supplies personal jurisdiction

This Court is of the firm opinion that § 1391(e) is indeed a statute authorizing nationwide jurisdiction which would be otherwise unavailable to a federal court bound by Rule 4(d).

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Bluebook (online)
74 F.R.D. 382, 1977 U.S. Dist. LEXIS 16574, Counsel Stack Legal Research, https://law.counselstack.com/opinion/driver-v-helms-rid-1977.