Diaz v. Cantu

123 F.4th 736
Court of Appeals for the Fifth Circuit·Decided December 13, 2024·No. 24-50088·Published·Cited by 7 cases

Opinion

United States Court of Appeals for the Fifth Circuit

United States Court of Appeals Fifth Circuit

FILED

December 13, 2024

No. 24-50088 Lyle W. Cayce ____________ Clerk

Enriqueta Diaz,

Plaintiff—Appellee,

versus

Ramsey English Cantu, Maverick County Judge; Roxanna Rios, Commissioner Precinct 2; Olga Ramos, Commissioner Precinct 3; Roberto Ruiz, Commissioner Precinct 4,

Defendants—Appellants.

Appeal from the United States District Court for the Western District of Texas USDC No. 2:23-CV-60

Before Dennis, Southwick, and Engelhardt, Circuit Judges. Leslie H. Southwick, Circuit Judge:

Enriqueta Diaz sought damages under Section 1983 for false imprisonment and bystander liability against Maverick County Judge English Cantu and three Maverick County commissioners in their official and individual capacities . The Defendants raised various defenses, but the district court held that each of them failed. The Defendants brought this interlocutory appeal. We disagree only with the district court’s denial of a motion to dismiss the claims against the county commissioners for bystander liability. We

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REVERSE the district court to that limited extent but otherwise AFFIRM. The case is REMANDED to the district court for further proceedings.

FACTUAL AND PROCEDURAL BACKGROUND In 2023, the Maverick County 1 Commissioners Court — the body that manages that county’s administrative affairs, Tex. Const. art. V, § 18(b) — sought to issue certificates of obligation to finance water and sewer improvements . Enriqueta Diaz, a former county judge and a resident of Maverick County, opposed the plan and collected signatures on a petition to force an election on the issue. 2 The commissioners court met and decided to issue the certificates without holding an election, despite Diaz’s petition. Maverick County Judge English Cantu presided over this meeting as prescribed by Texas law. Tex. Const. art. V, § 18(b); Tex. Loc. Gov’t Code § 81.001(b). Commissioners Rios, Ramos, and Ruiz were three of the four Maverick County commissioners who were present. Diaz watched from the gallery.

Once Diaz became convinced that her petition was not going to be honored, she began heckling. English Cantu threatened to hold her in contempt if she continued. The fourth commissioner (who is not a party to this suit) sought to prevent English Cantu from holding Diaz in contempt. English Cantu thought that Diaz continued to speak, so he held her in contempt and ordered her removed from the meeting. According to her complaint, Diaz was detained outside in the rain for three to four hours. While Diaz was

1 The seat of Maverick County, Texas is Eagle Pass, located on the Rio Grande with an international bridge into Mexico.

2 The facts are taken from the operative complaint. Because this is an interlocutory appeal from the denial of a motion to dismiss, “[w]e accept as true all well-pleaded facts and construe the complaint in the light most favorable to the plaintiff.” Norsworthy v. Houston Indep. Sch. Dist., 70 F.4th 332, 336 (5th Cir. 2023).

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detained, English Cantu sought advice from the county attorney on whether he had the authority to hold Diaz in contempt. After that discussion, and still acting on his own, English Cantu signed a contempt order sentencing Diaz to 24 hours in a Maverick County jail. Diaz was booked and released without being confined in the jail.

Diaz, initially acting pro se, brought suit under 42 U.S.C. § 1983 in the United States District Court for the Western District of Texas. She sued County Judge English Cantu and Commissioners Rios, Ramos, and Ruiz for retaliating against her for exercising her First Amendment rights at the meeting . Diaz sought an injunction barring the issuance of the certificates and the use of contempt against her and others who signed the petition. On November 21, 2023, after thirteen hours of testimony over two days, 3 the district court, by agreement of the parties, entered a preliminary injunction prohibiting the Defendants from issuing the certificates of obligation until after a trial and ordered dismissal of the Defendants’ related suit in state court for declaratory relief. 4 As part of the agreement, Diaz was ordered to amend her complaint “in accordance with the deadlines to be announced” in a scheduling order. Diaz replaced her previous claim seeking injunctive relief with Section 1983 claims seeking damages. This time, she brought a false imprisonment claim against County Judge English Cantu and bystander claims against Commissioners Rios, Ramos, and Ruiz in their official and individual capacities.

The Defendants moved to dismiss the complaint. Relevant here, they argued: (1) state sovereign immunity bars the official-capacity claim against County Judge English Cantu; (2) judicial immunity and qualified immunity

3 An attorney was appointed to represent Diaz after the first day of testimony.

4 No issue about the injunction is raised here.

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bar the individual-capacity claim against County Judge English Cantu; (3) qualified immunity bars the individual-capacity claims against the commissioners ; and (4) the official-capacity claims are insufficiently pled under Monell v. New York City Department of Social Services, 436 U.S. 658 (1978). The district court rejected each argument and denied the motion. The Defendants timely brought this interlocutory appeal.

DISCUSSION

I. County Judge English Cantu County Judge English Cantu argues the claim against him in his official capacity is barred by state sovereign immunity. He argues the individual- capacity claim is barred by both judicial and qualified immunity.

We have jurisdiction to review the refusal to dismiss those claims under the collateral order doctrine. See Puerto Rico Aqueduct & Sewer Auth. v. Metcalf & Eddy, Inc., 506 U.S. 139, 147 (1993) (state sovereign immunity); Holloway v. Walker, 765 F.2d 517, 521–22 (5th Cir. 1985) (judicial immunity); Mitchell v. Forsyth, 472 U.S. 511, 528–30 (1985) (qualified immunity based on a lack of clearly established law); Plumhoff v. Rickard, 572 U.S. 765, 773 (2014) (lack of a constitutional violation in an individual-capacity suit); Ashcroft v. Iqbal, 556 U.S. 662, 672–75 (2009) (pleading sufficiency in an individual-capacity suit). We will separately consider each argument.

a. Sovereign Immunity under the Eleventh Amendment First, English Cantu argues he is entitled to the immunity that would apply to a suit against a State, an immunity signified by the Eleventh Amendment , because Texas judges are arms of the state.

“Whether an entity is entitled to Eleventh Amendment sovereign immunity is a question of law reviewed de novo.” Bonin v. Sabine River Auth., 65 F.4th 249, 253 (5th Cir. 2023). “[A]n entity [or person] asserting

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sovereign immunity bears the burden of demonstrating that it is an arm of the state.” Id. (quotation marks omitted). Official-capacity suits are not “against the official personally, for the real party in interest is the entity.” Kentucky v. Graham, 473 U.S. 159, 166 (1985). For purposes of state sovereign immunity, the relevant question is whether “the state is the real, substantial party in interest.” Edelman v. Jordan, 415 U.S. 651, 663 (1974) (quoting Ford Motor Co. v. Dep’t of Treasury of Indiana, 323 U.S. 459, 464 (1945), overruled on other grounds by Lapides v. Bd. of Regents of Univ. Sys. of Georgia, 535 U.S. 613 (2002)).

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Diaz v. Cantu, 123 F.4th 736 (5th Cir. 2024).

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