DENNIS, Circuit Judge:
In this appeal we determine whether a sheriff is absolutely immune from suit and liability for damages in a civil action brought against him pursuant to 42 U.S.C. § 1983 for injuries resulting from the sheriffs attachment of the plaintiff in accordance with a judicial order, facially valid and within the court’s jurisdiction. The district court, in ruling on the defendant sheriffs motion for summary judgment, held, in pertinent part, that the sheriff was only qualifiedly immune from suit and refused to enter a judgment dismissing the plaintiffs § 1983 claims against the sheriff in his individual capacity. We conclude that a government official’s strict compliance with a facially valid judicial order issued by a court acting within its jurisdiction clothes the official with the absolute judicial immunity enjoyed by the judge issuing the order. Accordingly, we reverse the district court’s ruling that Sheriff Coffee is not entitled to absolute immunity, render partial summary judgment dismissing the § 1983 action for damages against the Sheriff, and remand the case to the district court for further proceedings.
I.
FACTS AND PROCEEDINGS BELOW
This suit arises out of the arrest and detention of the plaintiff, Melissa Mays, pursuant to a writ of attachment ordered by Judge Don Jones, a duly elected judge of the 266th Judicial District of Texas, and issued by defendant Thomas Pack, the District Clerk of that court. During June and July 1990, Judge Jones presided over the capital murder trial of Jerry Roland Garrett, who received legal representation from defendant Ben D. Sudderth. In the course of that representation, defendant Sudderth sought to subpoena Mays as a material defense witness and, at his request, defendant Pack twice issued a subpoena to secure her appearance at trial. Both subpoenas, issued respectively on June 11 and June 15, 1990, were returned unserved because they did not contain a correct address for Mays.
Mr. Garrett personally filed an application for writ of attachment, dated July 3, 1990, requesting the court to issue a writ of attachment against two persons, other than Mays, who had failed to appear at trial in accordance with subpoenas served upon them. Some time thereafter, Judge Jones met in his chambers with defendants Sudderth and Pack concerning the application. Defendant Sudderth orally informed Judge Jones that Mays was a material witness whose presence
he had been unable to secure although he had unsuccessfully attempted to serve her with a subpoena.
Judge Jones instructed Sudderth to add Mays’ name in handwriting to the application for writ of attachment and ordered Pack to issue a writ of attachment for Mays. A “writ of attachment on body,” signed by Judge Jones, was issued on July 11, 1990, ordering “any sheriff or constable within the State of Texas ... to forthwith attach the body of Malissa [sic] Mays ... and deliver said body safely to the possession of David Coffee, Sheriff, Stephenville, Erath County, TX to be produced before the 266th Judicial District Court of Erath County, Texas, on the 12th day of July, 19_ at 9:00 o’clock A.M. ...”
On July 11, 1990, Mays was taken into custody by Parker County Sheriffs deputies at her parent’s home in Aledo. She was subsequently picked up by deputies of Erath County Sheriff David Coffee, the appellant herein, and booked into the Erath County jail pursuant to the writ of attachment served on Sheriff Coffee’s office. Mays alleges that defendant Coffee complied with the writ despite knowledge that no legal basis existed for her attachment because the subpoenas that had been issued for Mays had been returned unserved. Mays was held overnight at the Erath County jail
and taken to court the next morning where she testified briefly that she had no knowledge of facts relevant to the case and was dismissed.
Mays brought a § 1983 action seeking compensatory and exemplary damages and injunctive and declaratory relief against attorney Sudderth,
District Clerk Pack, Sheriff Coffee and Erath County, Texas.
Pack and Coffee were sued in both their individual and official capacities. Mays alleged that Sheriff Coffee, “knowing that the first two subpoenas naming the Plaintiff had been returned unserved to the Erath County Sheriff’s Department, and knowing that there was no legal basis for the arrest of the Plaintiff, agreed and conspired with Sudderth, Pack and Judge Jones to serve the unlawful Writ of Attachment and cause the illegal arrest of the Plaintiff.”
Defendants Pack, Coffee and Erath County jointly filed a motion for summary judgment, arguing in pertinent part that Pack and Coffee were absolutely immune from suit based on their execution of Judge Jones’ order. The district court granted partial summary judgment in favor of District Clerk Pack on the ground that, in his individual capacity, he was absolutely immune from Mays’ § 1983 damages claims.
The court held, however, that Sheriff Coffee enjoyed only qualified immunity and that plaintiff was entitled to seek discovery on her § 1983 claims against him. Sheriff Coffee here appeals the district court’s denial of his summary judgment motion.
II.
DISCUSSION
A.
Appellate Jurisdiction and Standard of Review
Although ordinarily only final judgments are reviewable on appeal, 28 U.S.C. § 1291, “the denial of a substantial claim of absolute immunity is an order appealable before final judgment, for the essence
of
absolute immunity is its possessor’s entitlement not to have to answer for his conduct in a civil damages action.”
Mitchell v. Forsyth,
472 U.S. 511, 525, 105 S.Ct. 2806, 2815, 86 L.Ed.2d 411 (1985)(citing
Nixon v. Fitzgerald,
457 U.S. 731, 102 S.Ct. 2690, 73 L.Ed.2d 349 (1982));
see Chrissy F. by Medley v. Mississippi Dept. of Public Welfare,
925 F.2d 844, 848-49 (Kermit
Constr. Corp. v. Banco Credito y Ahorro Ponceno,
547 F.2d 1, 3 (1st Cir.1976) 5th Cir.1991). We thus have jurisdiction to review Sheriff Coffee’s elaim that the district court erred in denying him summary judgment oh the ground that he is not absolutely immune from suit.
We review the district court’s decision to deny summary judgment
de novo,
applying the same criteria employed by the court in the first instance.
See Johnson v. Odom,
910 F.2d 1273, 1276-77 (5th Cir.1990)(denial of qualified immunity reviewed
de novo), cert. denied,
499 U.S. 936, 111 S.Ct.
Free access — add to your briefcase to read the full text and ask questions with AI
DENNIS, Circuit Judge:
In this appeal we determine whether a sheriff is absolutely immune from suit and liability for damages in a civil action brought against him pursuant to 42 U.S.C. § 1983 for injuries resulting from the sheriffs attachment of the plaintiff in accordance with a judicial order, facially valid and within the court’s jurisdiction. The district court, in ruling on the defendant sheriffs motion for summary judgment, held, in pertinent part, that the sheriff was only qualifiedly immune from suit and refused to enter a judgment dismissing the plaintiffs § 1983 claims against the sheriff in his individual capacity. We conclude that a government official’s strict compliance with a facially valid judicial order issued by a court acting within its jurisdiction clothes the official with the absolute judicial immunity enjoyed by the judge issuing the order. Accordingly, we reverse the district court’s ruling that Sheriff Coffee is not entitled to absolute immunity, render partial summary judgment dismissing the § 1983 action for damages against the Sheriff, and remand the case to the district court for further proceedings.
I.
FACTS AND PROCEEDINGS BELOW
This suit arises out of the arrest and detention of the plaintiff, Melissa Mays, pursuant to a writ of attachment ordered by Judge Don Jones, a duly elected judge of the 266th Judicial District of Texas, and issued by defendant Thomas Pack, the District Clerk of that court. During June and July 1990, Judge Jones presided over the capital murder trial of Jerry Roland Garrett, who received legal representation from defendant Ben D. Sudderth. In the course of that representation, defendant Sudderth sought to subpoena Mays as a material defense witness and, at his request, defendant Pack twice issued a subpoena to secure her appearance at trial. Both subpoenas, issued respectively on June 11 and June 15, 1990, were returned unserved because they did not contain a correct address for Mays.
Mr. Garrett personally filed an application for writ of attachment, dated July 3, 1990, requesting the court to issue a writ of attachment against two persons, other than Mays, who had failed to appear at trial in accordance with subpoenas served upon them. Some time thereafter, Judge Jones met in his chambers with defendants Sudderth and Pack concerning the application. Defendant Sudderth orally informed Judge Jones that Mays was a material witness whose presence
he had been unable to secure although he had unsuccessfully attempted to serve her with a subpoena.
Judge Jones instructed Sudderth to add Mays’ name in handwriting to the application for writ of attachment and ordered Pack to issue a writ of attachment for Mays. A “writ of attachment on body,” signed by Judge Jones, was issued on July 11, 1990, ordering “any sheriff or constable within the State of Texas ... to forthwith attach the body of Malissa [sic] Mays ... and deliver said body safely to the possession of David Coffee, Sheriff, Stephenville, Erath County, TX to be produced before the 266th Judicial District Court of Erath County, Texas, on the 12th day of July, 19_ at 9:00 o’clock A.M. ...”
On July 11, 1990, Mays was taken into custody by Parker County Sheriffs deputies at her parent’s home in Aledo. She was subsequently picked up by deputies of Erath County Sheriff David Coffee, the appellant herein, and booked into the Erath County jail pursuant to the writ of attachment served on Sheriff Coffee’s office. Mays alleges that defendant Coffee complied with the writ despite knowledge that no legal basis existed for her attachment because the subpoenas that had been issued for Mays had been returned unserved. Mays was held overnight at the Erath County jail
and taken to court the next morning where she testified briefly that she had no knowledge of facts relevant to the case and was dismissed.
Mays brought a § 1983 action seeking compensatory and exemplary damages and injunctive and declaratory relief against attorney Sudderth,
District Clerk Pack, Sheriff Coffee and Erath County, Texas.
Pack and Coffee were sued in both their individual and official capacities. Mays alleged that Sheriff Coffee, “knowing that the first two subpoenas naming the Plaintiff had been returned unserved to the Erath County Sheriff’s Department, and knowing that there was no legal basis for the arrest of the Plaintiff, agreed and conspired with Sudderth, Pack and Judge Jones to serve the unlawful Writ of Attachment and cause the illegal arrest of the Plaintiff.”
Defendants Pack, Coffee and Erath County jointly filed a motion for summary judgment, arguing in pertinent part that Pack and Coffee were absolutely immune from suit based on their execution of Judge Jones’ order. The district court granted partial summary judgment in favor of District Clerk Pack on the ground that, in his individual capacity, he was absolutely immune from Mays’ § 1983 damages claims.
The court held, however, that Sheriff Coffee enjoyed only qualified immunity and that plaintiff was entitled to seek discovery on her § 1983 claims against him. Sheriff Coffee here appeals the district court’s denial of his summary judgment motion.
II.
DISCUSSION
A.
Appellate Jurisdiction and Standard of Review
Although ordinarily only final judgments are reviewable on appeal, 28 U.S.C. § 1291, “the denial of a substantial claim of absolute immunity is an order appealable before final judgment, for the essence
of
absolute immunity is its possessor’s entitlement not to have to answer for his conduct in a civil damages action.”
Mitchell v. Forsyth,
472 U.S. 511, 525, 105 S.Ct. 2806, 2815, 86 L.Ed.2d 411 (1985)(citing
Nixon v. Fitzgerald,
457 U.S. 731, 102 S.Ct. 2690, 73 L.Ed.2d 349 (1982));
see Chrissy F. by Medley v. Mississippi Dept. of Public Welfare,
925 F.2d 844, 848-49 (Kermit
Constr. Corp. v. Banco Credito y Ahorro Ponceno,
547 F.2d 1, 3 (1st Cir.1976) 5th Cir.1991). We thus have jurisdiction to review Sheriff Coffee’s elaim that the district court erred in denying him summary judgment oh the ground that he is not absolutely immune from suit.
We review the district court’s decision to deny summary judgment
de novo,
applying the same criteria employed by the court in the first instance.
See Johnson v. Odom,
910 F.2d 1273, 1276-77 (5th Cir.1990)(denial of qualified immunity reviewed
de novo), cert. denied,
499 U.S. 936, 111 S.Ct. 1387, 113 L.Ed.2d 443 (1991). Thus, we will reverse if “the pleadings, depositions, answers to interrogatories and admissions on file, together with affidavits, if any, show that there is no genuine dispute as to any material fact and that the moving party is entitled to judgment as a matter of law.” Fed.R.Civ.P. 56(c);
see also Celotex Corp. v. Catrett,
477 U.S. 317, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986).
B.
Absolute Immunity
Sheriff Coffee contends that he shares Judge Jones’ absolute immunity from suit for claims arising from the arrest and detention of Mays pursuant to the writ of attachment issued by the judge. The district court, relying on a decision that recognized that “[sjheriffs enjoy qualified immunity from damages for official actions taken in good faith,”
Hamill v. Wright,
870 F.2d 1032, 1036 (5th Cir.1989), held that Coffee was entitled only to qualified immunity for his actions in executing Judge Jones’ order. The district court, however, erred in resting its analysis of the question solely on Sheriff Coffee’s identity as sheriff, rather than evaluating his role in the context of this case. In order to determine “whether particular actions of government officials fit within a common law tradition of absolute immunity, or only the more general standard of qualified immunity, [courts] have applied a ‘functional approach,’ ... which looks to ‘the nature of the function performed, not the identity of the actor who performed it.’”
Buckley v. Fitzsimmons,
509 U.S. 259, 269, 113 S.Ct. 2606, 2613, 125 L.Ed.2d 209 (1993)(quoting
Forrester v. White,
484 U.S. 219, 229, 108 S.Ct. 538, 545, 98 L.Ed.2d 555 (1988)). Whether Sheriff Coffee is entitled to absolute immunity requires us to evaluate his role in executing a facially valid order in fight of the judicial process of which he was a part.
It is well established that judges enjoy absolute immunity for judicial acts performed in judicial proceedings.
Pierson v.
Ray,
386 U.S. 547, 553-54, 87 S.Ct. 1213, 1217-18, 18 L.Ed.2d 288 (1967). “A judge will not be deprived of immunity because the action he took was in error, was done maliciously, or was in excess of his authority; rather, he will be subject to liability only when he has acted in the ‘clear absence of all jurisdiction.’ ”
Stump v. Sparkman,
435 U.S. 349, 356-57, 98 S.Ct. 1099, 1105, 55 L.Ed.2d 331 (1978)(quoting
Bradley v. Fisher,
13 Wall (80 U.S.) 335, 351, 20 L.Ed. 646 (1872)). This broad scope of immunity is afforded to judges for actions taken within their jurisdiction because their role in the judicial system requires that they enjoy freedom to determine the law unfettered by the threat of collateral attacks against the judge personally. Absolute judicial immunity is justified “by the long-settled understanding that the independent and impartial exercise of judgment vital to the judiciary might be impaired by exposure to potential damages liability.”
Antoine v. Byers & Anderson, Inc.,
508 U.S. 429, 435, 113 S.Ct. 2167, 2171, 124 L.Ed.2d 391 (1993);
see also Burns v. Reed,
500 U.S. 478, 494, 111 S.Ct. 1934, 1943, 114 L.Ed.2d 547 (1991)(“Absolute immunity is designed to free the judicial process from the harassment and intimidation associated with litigation.”);
Pierson,
386 U.S. at 554, 87 S.Ct. at 1218 (absolute immunity is afforded ‘“not for the protection or benefit of a malicious or corrupt judge, .but for the benefit of the public, whose interest it is that the judges should be at liberty to exercise their functions with independence and without fear of consequences.’ ”)(quoting
Scott v. Stansfield,
L.R. 3 Ex. 220, 223 (1868)).
Absolute immunity applies to the judicial acts of judges acting within their jurisdiction even in suits brought pursuant to 42 U.S.C. § 1983, despite that statute’s obvious focus on the unlawful acts of state officials.
See Pierson,
386 U.S. at 554, 87 S.Ct. at 1218 (section 1983 does not abrogate absolute immunity afforded judges under the common law). Although the presumption in § 1983 actions is that government officials are protected in the exercise of their duties by qualified rather than absolute immunity,
see Burns v. Reed,
500 U.S. 478, 486-87, 111 S.Ct. 1934, 1939, 114 L.Ed.2d 547 (1991) (citations omitted), § 1983 “is to be read ‘in harmony with general principles of tort immunities and defenses rather than in derogation of them.’ ”
Id.
at 484, 111 S.Ct. at 1938 (citing
Imbler v. Pachtman,
424 U.S. 409, 418, 96 S.Ct. 984, 989, 47 L.Ed.2d 128 (1976)). To determine whether a government official is absolutely immune from suit, the court must “ ‘undertake[ ] a considered inquiry into the immunity historically accorded the relevant official at common law and the interests behind it.’”
Antoine,
508 U.S. at 432-33, 113 S.Ct. at 2169-70 (quoting
Butz v. Economou,
438 U.S. 478, 508, 98 S.Ct. 2894, 2912, 57 L.Ed.2d 895 (1978). Thus, in
Imbler v. Pachtman,
the Court concluded that the rationale underlying the absolute immunity accorded under common law to prosecutors for the initiation of suit and presentation of the state’s case “dictate[s] the same absolute immunity under § 1983 that the prosecutor enjoys at common law.”
424 U.S. at 427, 96 S.Ct. at 993. The Court observed that such immunity is necessary to ensure “the vigorous and fearless performance of the prosecutor’s duty that is essential to the proper functioning of the criminal justice system.”
Id.
at 427-28, 96 S.Ct. at 993-94. In defining the parameters of prosecutorial absolute immunity, however, the Court has found that prosecutors retain only qualified immunity for giving legal advice to police,
Burns,
500 U.S. at 492-94, 111 S.Ct. at 1942-43, for participating in investigatory functions prior to establishing probable cause or initiating
suit,
Buckley,
509 U.S. at 274-75, 113 S.Ct. at 2616-17, and for making out-of-eourt statements to the press.
Id.
at 277-78, 113 S.Ct. at 2618. In so concluding, the Court observed that the common law at the time of § 1983’s enactment did not provide absolute immunity for these functions.
See Burns,
500 U.S. at 493-94, 111 S.Ct. at 1943;
Buckley,
509 U.S. at 275, 277, 113 S.Ct. at 2617-18.
When 42 U.S.C. § 1983 was enacted in 1871, the common law provided absolute immunity to government officials in their execution of facially valid judicial orders entered by a court of competent jurisdiction. As the Supreme Court observed that year in
Erskine v. Hohnbach:
The duties of the collector in the enforcement of the tax assessed were purely ministerial. The assessment, duly certified to him, was his authority to proceed, and, like an execution to a sheriff, regular on its face, issued by a tribunal having jurisdiction of the subject-matter, constituted his protection.
Whatever may have been the conflict at one time in the adjudged cases, as to the extent of protection afforded to ministerial officers acting in obedience to process, or orders issued to them by tribunals or officers invested by law with authority to pass upon and determine particular facts, and render judgment thereon, it is well settled now, that if the officer or tribunal possess jurisdiction over the subject-matter upon which judgment is passed, with power to issue an order of process for the enforcement of such judgment, and the order or process issued thereon to the ministerial officer is regular on its face, showing no departure from the law, or defect of jurisdiction over the person or property affected, then, and in such cases, the order or process will give full and entire protection to the ministerial officer in its regular enforcement against any prosecution which the party aggrieved thereby may institute against him, although serious errors may have been committed by the officer or tribunal in reaching the conclusion or judgment upon which the order or process is issued.
81 U.S. 613, 14 Wall. 613, 20 L.Ed. 745 (1871);
see Savacool v. Boughton,
5 Wend, at 171 (discussing cases).
The significant reasons underlying the grant of absolute immunity to those officials who carry out the facially valid orders of a court with proper jurisdiction are not difficult to discern. “[Ejnforcing or executing a court order is intrinsically associated with a judicial proceeding.”
Bush v. Rauch,
38 F.3d 842, 847 (6th Cir.1994). As the Eighth Circuit has observed in addressing the immunity afforded prison wardens for continuing to incarcerate a prisoner pursuant to a valid court order, absolute immunity is essential to insure “ ‘[t]he fearless and unhesitating execution of court orders [] necessary if the court’s authority and ability to function are to remain uncompromised.’ ”
Patterson v. Von Riesen,
999 F.2d 1235, 1240-41 (8th Cir.1993)(quoting
Coverdell v. Dept. of Social and Health Services, State of Washington,
834 F.2d 758, 765 (9th Cir.1987);
see also Valdez v. City and County of Denver,
878 F.2d 1285, 1288 (10th Cir.1989). Indeed, not only may the threat of litigation impede an official’s compliance with judicial orders, but “fear of bringing down litigation on the [official] might color a court’s judgment in some cases.”
Coverdell,
834 F.2d at 765 (9th Cir.1987)(quoting
Kermit Constr. Corp. v.
Banco Credito y Ahorro Ponceno,
547 F.2d 1, 3 (1st Cir.1976)). Moreover, because judges are absolutely immune from suit for judicial actions taken pursuant to their jurisdiction, to deny similar protection to government officials executing their orders would render the officials “ ‘lightning rod[s] for harassing litigation aimed at judicial orders.’ ”
Id.
at 1289 (quoting
T & W Inv. Co. v. Kurtz,
588 F.2d 801, 802 (10th Cir.1978));
see Patterson,
999 F.2d at 1240;
Coverdell,
834 F.2d at 765;
Kermit Constr. Corp.,
547 F.2d at 3. We note, moreover, the unfairness of imposing liability in this context — an official charged with executing a facially valid court order has no choice but to do so. Government officials “should not be required to make the Hob-son’s choice between disobeying the court order or being haled into court to answer for damages.”
Patterson,
999 F.2d at 1240;
see also Valdez,
878 F.2d at 1289 (citing
T & W Co., Inc. v. Kurtz,
588 F.2d 801, 802 (10th Cir.1978));
United Steelworker’s of America, AFL-CIO v. Bishop,
598 F.2d 408, 414 (5th Cir.1979);
McCray v. Maryland,
456 F.2d 1, 5 n. 11 (4th Cir.1972).
To hold otherwise would require sheriffs and other court officers enforcing facially valid orders “to act as pseudo-appellate courts scrutinizing the orders of judges.”
Id.
at 1289. Such a result “is obviously untenable.”
Henry v. Farmer City State Bank,
808 F.2d 1228, 1239 (7th Cir.1986).
Consequently, we conclude that an official acting within the scope of his authority is absolutely immune from a suit for damages to the extent that the cause of action arises from his compliance with a facially valid judicial order issued by a court acting within its jurisdiction. We therefore apply this rule to the case at hand.
Ms. Mays concedes that Judge Jones acted within the scope of his jurisdiction and thus enjoys absolute immunity from actions arising from his issuance of a writ of attachment to secure her presence as a witness in a trial over which he presided. Moreover, there is no question that Sheriff Coffee’s conduct in arresting and detaining Mays was in compliance with this facially valid court order compelling him to do so. Mays contends, however, that Sheriff Coffee’s alleged knowledge that there was no legal cause for the writ of attachment erodes any immunity the sheriff may have. Ms. Mays has not cited any case denying absolute immunity to government officials complying with facially valid court orders, and cases abound to the contrary.
See, e.g., Bush,
38 F.3d at 847 (citing cases);
Valdez,
878 F.2d at 1288 (same);
Henry,
808 F.2d at 1239 (same).
Moreover, Mays makes no claim that Sheriff
Coffee was in possession of any information that was not known by the judge issuing the writ of attachment. In effect, what Ms. Mays seeks is a requirement that Sheriff Coffee act as an appellate court evaluating the legality of a decision issued by a judge trained in the law and authorized to issue such orders. As we observed above, such a result is untenable.
In reversing, we note the limits of our decision. We do not hold that a state officer may never be held liable for the unquestioning execution of a judicial directive. “There are limits to how unlawful an order can be and still immunize the officer executing it.”
Turney v. O’Toole,
898 F.2d 1470, 1474 (10th Cir.1990). As the officer’s immunity derives from that of the issuing judge, the order must be one for which the judge is absolutely immune from suit.
Id.
Thus, we do not find that a state official would be absolutely immune from suit based on compliance with an order issued by a judge acting “in the clear absence of all jurisdiction.”
See Stump v. Sparkman,
435 U.S. 349, 357, 98 S.Ct. 1099, 1105, 55 L.Ed.2d 331 (1978). Moreover, an official acting outside the scope of his authority does not enjoy absolute immunity for his actions.
Turney,
898 F.2d at 1474 (citing
Cok v. Cosentino,
876 F.2d 1, 3 (1st Cir.1989), and
Williams v. Wood,
612 F.2d 982, 985 (5th Cir.1980)). Finally, our ruling does not address the liability of an officer whose conduct in executing a facially valid judicial order exceeds the scope of that order.
III.
CONCLUSION
For the foregoing reasons, the district court’s denial of summary judgment in favor of Sheriff Coffee on appellee’s § 1983 claims for damages against him in his individual capacity is reversed, summary judgment is granted in favor of the Sheriff dismissing that suit insofar as it seeks damages, and the case is remanded for further proceedings consistent with this opinion.