Diaz-Nieves v. United States

858 F.3d 678, 2017 WL 2415646
CourtCourt of Appeals for the First Circuit
DecidedJune 5, 2017
Docket16-1107P
StatusPublished
Cited by27 cases

This text of 858 F.3d 678 (Diaz-Nieves v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Diaz-Nieves v. United States, 858 F.3d 678, 2017 WL 2415646 (1st Cir. 2017).

Opinion

TORRUELLA, Circuit Judge.

Plaintiff Joel Diaz-Nieves (“Joel”) appeals from the district court’s grant of partial summary judgment in favor of defendant-appellee the United States, dismissing his false arrest, false imprisonment, and malicious prosecution claims. Co-plaintiffs, Joel’s parents, Saúl Diaz-Rodríguez and Aida Nieves-Pérez, and Joel’s brother, Giovanny Diaz-Nieves, 1 (collectively hereinafter his “family” or “relatives”) also appeal, challenging the district court’s dismissal of their derivative and independent tort claims under Fed. R. Civ. P. 12(c). After careful consideration, we affirm.

I. Background

A. Factual Background

This case originates under the Federal Tort Claims Act (“FTCA”), 28 U.S.C. §§ 1346(b)(1), 2671-2680, concerning an arrest made during “Operation Guard Shack,” a reverse sting operation launched by the Federal Bureau of Investigation (“FBI”) with the goal of identifying corrupt police and corrections officers in Puerto Rico. 2 In July 2010, a corrections officer falsely claiming to be Joel Diaz-Nieves participated in Deal 105 of Guard Shack (a controlled buy of fake cocaine). The government verified that a man by that name did work for the Department of Corrections and requested his employee file, among other records. On August 5, 2010, the FBI received Joel’s employment file, which included his picture. Joel Diaz-Nieves was indicted and a warrant was issued for his arrest. Nothing in the record suggests that at the time they sought the warrant the FBI agents knew that Joel Diaz-Nieves was not the real name of the *682 corrections officer that had participated in Deal 105.

On October 6, 2010, the FBI agents executed the arrest warrant at Joel’s home. Joel lived with his parents, Saúl and Aida, and his brother, Giovanny. Saúl opened the door and, with a gun pointed at him, was made to stand against an exterior wall. At some point, his pants fell to the ground and he was left standing naked in the street. Aida was also ordered to face a wall. Giovanny observed laser sights on his head and chest upon exiting to the balcony of his house. Joel, who was a Department of Corrections officer and had no previous criminal record, located his work weapon and headed to the front door. There, Joel observed laser sights on his body coming from the FBI agents’ weapons; consequently, he surrendered and was arrested.

Joel asked why he had been arrested and was told by FBI agents that he had been charged with drug trafficking, which he denied. An agent showed Joel a photograph taken from a video recording of Deal 105, which showed a man involved in a drug transaction, but Joel said he was not the man in the photo. Joel was processed and interviewed by the FBI, and he continued to assert his innocence. He was detained in the Metropolitan Detention Center in Guaynabo, Puerto Rico for three days. Joel’s family retained a lawyer and paid fees for appraisals of properties in anticipation of obtaining bail. On October 9, 2010, Joel was released from custody. The FBI eventually discovered that the corrections officer claiming to be Joel Diaz-Nieves was in fact another corrections officer named José Nieves-Vélez (“Nieves-Vélez”), who had used Joel’s name to shield his identity. Nieves-Vélez was arrested on October 12, 2010. The following day, the government moved to dismiss the indictment as to Joel.

B. Procedural History

On March 14, 2013, Joel and his family (collectively, the “Plaintiffs”) filed a complaint alleging that, as a result of Joel’s arrest, they had suffered damages and injuries compensable under the FTCA. 3 Specifically, Joel asserted claims of negligent investigation, false arrest, false imprisonment, and malicious prosecution. His relatives asserted derivative claims for the actions against Joel and independent claims of excessive use of force under Article 1802 of the Puerto Rico Civil Code, P.R. Laws Ann. tit. 31, § 5141. On November 26, 2013, the United States filed a motion to dismiss Joel’s negligent investigation, false arrest, and false imprisonment claims. The Plaintiffs opposed the motion to dismiss. On July 9, 2014, the district court dismissed the negligent investigation claim because it was “jurisdictionally barred by the discretionary function exception to the FTCA,” but refused to dismiss at that stage Joel’s claims of false arrest and false imprisonment. 4

After discovery was completed, the parties filed cross-motions for partial summary judgment. In its motion, the United States requested the dismissal of only Joel’s claims. On July 1, 2015, the district court denied Joel’s motion for partial summary judgment and granted the United States’ motion for partial summary judgment, dismissing Joel’s only remaining claims of false arrest, false imprisonment, and malicious prosecution. The district *683 court denied Joel’s subsequent motion for reconsideration.

The case continued as to Joel’s relatives. On September 18, 2015, the government filed a motion to dismiss the remaining claims. The relatives opposed the motion. On December 14, 2015, the district court granted the government’s motion, which it treated as one for judgment on the pleadings, finding that the relatives had failed “to state a[ny] plausible claim for relief.” Accordingly, the district court entered judgment dismissing the complaint in its entirety. Plaintiffs timely appealed.

On appeal, Joel challenges the granting of partial summary judgment dismissing his false arrest, false imprisonment, and malicious prosecution claims under the FTCA. 5 In turn, his relatives challenge the district court’s dismissal of their independent claims for excessive use of force and their derivative claims due to Joel’s arrest.

II. Discussion

A. Joel’s Claims

This court reviews de novo the grant of a motion for summary judgment. Sch. Union No. 37 v. United Nat’l Ins. Co., 617 F.3d 554, 558 (1st Cir. 2010). Typically, this court will reverse a district court’s grant of summary judgment “only if, ‘after reviewing the facts and making all inferences in favor of the non-moving party ..., the evidence on record is sufficiently open-ended to permit a rational factfinder to resolve the issue in favor of either side.’ ” Thompson v. Coca-Cola Co., 522 F.3d 168, 175 (1st Cir. 2008) (quoting Maymi v. P.R. Ports Auth., 515 F.3d 20, 25 (1st Cir. 2008)). The presence of cross-motions does not alter this general standard. “Cross motions simply require us to determine whether either of the parties deserves judgment as a matter of law on facts that are not disputed.” Barnes v.

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Bluebook (online)
858 F.3d 678, 2017 WL 2415646, Counsel Stack Legal Research, https://law.counselstack.com/opinion/diaz-nieves-v-united-states-ca1-2017.