David M. Rapoport v. William C. Dement, Mark R. Rosekind, and Jeffrey L. Schwimmer

254 F.3d 1053, 59 U.S.P.Q. 2d (BNA) 1215, 2001 U.S. App. LEXIS 14322, 2001 WL 721388
CourtCourt of Appeals for the Federal Circuit
DecidedJune 28, 2001
Docket00-1451
StatusPublished
Cited by49 cases

This text of 254 F.3d 1053 (David M. Rapoport v. William C. Dement, Mark R. Rosekind, and Jeffrey L. Schwimmer) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
David M. Rapoport v. William C. Dement, Mark R. Rosekind, and Jeffrey L. Schwimmer, 254 F.3d 1053, 59 U.S.P.Q. 2d (BNA) 1215, 2001 U.S. App. LEXIS 14322, 2001 WL 721388 (Fed. Cir. 2001).

Opinion

CLEVENGER, Circuit Judge.

David M. Rapoport (“Rapoport”) appeals from a final decision of the Board of Patent Appeals and Interferences of the United States Patent and Trademark Office (“Board”) dated February 29, 2000. The real parties in interest in this interference are: (1) New York University (“NYU”), assignee of Rapoport; (2) the Board of Trustees of the Leland Stanford Junior University (“Stanford”), assignee of William C. Dement (“Dement”) and Mark R. Rosekind (“Rosekind”); and (3) the Bristol Myers Squibb Company (“Bristol Myers”), assignee of Jeffrey L. Schwim-mer (“Schwimmer”). Collectively, Dement, Rosekind, and Schwimmer will be referred to herein as “Dement et al.”

The Board awarded judgment of priority as to the sole count of the interference in favor of Dement et al., and further ordered that Dement et al. are entitled to a patent containing claims 1-13 of U.S. Patent Application No. 07/695,325 (“the '325 application”), filed May 3, 1991, and that Rapo-port is not entitled to a patent containing claims 1-12 of U.S. Patent Application No. 07/479,693 (“the '693 application”), filed February 14,1990. We affirm.

I

The subject matter at issue in this case is a method for the treatment of sleep apnea. Generally, sleep apnea refers to the transient cessation of breathing during sleep. As described by the Board:

Sleep apneas comprise a spectrum of disorders with varying severity and morbidity and are usually classified as being an obstructive, central, or mixed apnea, depending on the presence or absence of respiratory efforts during the periods in which airflow has ceased. Obstructive and mixed apneas occur with greatest frequency with the most familiar being obstructive sleep apnea syndrome in which sporadic recurring collapse of the patient’s upper airway occurs during sleep. If the collapse is complete, there is no air exchange at the nose and mouth and breathing is interrupted. The usual result is a partial arousal and a return to normal breathing.

In most instances, patients suffering from sleep apnea have no knowledge or memory of the apnea episodes, but find themselves constantly suffering from fatigue and daytime drowsiness for no apparent reason. Consequently, due to this chronic lack of proper rest, patients who suffer from sleep apnea often exhibit secondary symptoms of anxiety, depression, fatigue, malaise, irritability, anger, hostility, and other similar problems.

The count in this interference relates to the treatment of sleep apnea by administering a therapeutically effective amount of certain azapirone compounds such as bus-pirone “to a patient in need of such treatment.”

On February 12, 1990, Schwimmer filed U.S. Patent Application No. 07/478,820 (“the '820 application”). Claim 1 of the '820 application as originally filed reads in relevant part:

1. A method for treatment of sleep ap-neas comprising administration of a therapeutically effective regimen of a Formula I azapirone compound or a pharmaceutically effective acid addition salt thereof to a patient in need of such treatment....

There is no dispute that although buspi-rone is an azapirone compound, the azapi-rone compounds of Schwimmer’s Formula I exclude buspirone. On the same day, Dement, Rosekind, and Schwimmer jointly filed U.S. Patent Application No. 07/479,- *1056 803 (“the '803 application”). Original claim 1 of the '803 application reads as follows in its entirety:

1. A method for treatment of sleep ap-neas comprising administration of a therapeutically effective regimen of bus-pirone or a pharmaceutically effective acid addition salt thereof to a patient in need of such treatment.

Two days later, on February 14, 1990, Rapoport filed the '693 application. Claim 1 of the '693 application reads as follows in relevant part:

1. A method for treatment of sleep ap-neas comprising administration of a therapeutically effective regimen of a Formula I azapirone compound or a pharmaceutically effective acid addition salt thereof to a patient in need of such treatment....

The azapirone compounds of Rapoport’s Formula I include buspirone, and claim 6 of Rapoport’s '693 application is specifically directed to buspirone.

On February 12, 1991, Schwimmer filed U.S. Patent Application No. 07/657,332 (“the '332 application”) as a continuation of the '820 application, and on May 3, 1991, Dement, Rosekind, and Schwimmer jointly filed the '325 application as a continuation-in-part of the '803 and '332 applications. Original claim 1 of the '325 application reads as follows in relevant part:

1. A method for treatment of sleep ap-neas comprising administration of a therapeutically effective amount of a Formula I azapirone compound or a pharmaceutically effective acid addition salt thereof to a patient in need of such treatment....

The azapirone compounds of Formula I in the context of the '325 application include buspirone, and claim 7 of the '325 application is specifically directed to buspirone.

On January 10, 1992, an interference was declared, and Dement et al. were accorded the benefit of the February 12, 1990, filing date of the '820 and '803 parent applications and therefore designated as the senior party. Count 1 of the interference, the only count at issue, reads in pertinent part as follows:

A method for treatment of sleep ap-neas comprising administration of a therapeutically effective amount of a Formula I azapirone compound or a pharmaceutically effective acid addition salt thereof to a patient in need of such treatment....

The azapirone compounds of Formula I in the context of the interference count include buspirone. Claims 1-12 of Rapo-port’s '693 application and claims 1-13 of the Dement et al. '325 application correspond to the count.

On June 10, 1992, Rapoport filed a Motion for Judgment pursuant to 37 C.F.R. § 1.633(a) in which he argued, inter alia, that the subject matter of the count was not patentable to Dement et al., on the grounds that it was anticipated and/or rendered obvious pursuant to 35 U.S.C. § 102(a) and/or 35 U.S.C. § 103 by a prior art reference authored by Rapoport. This reference, entitled “Buspirone: Anxiolytic Thexapy with Respiratory Implications,” was published in Family Practice Recertification in September 1989, at pages 32-37 of Vol. 11, No. 9 (Supplement) (“the FPR Publication”). We note that the FPR Publication does not constitute a statutory bar against either Dement et al. or Rapoport, since it was published less than one year before the priority filing date of the '325 and '693 applications. 35 U.S.C. §§ 102(a) and 102(b) (1994).

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254 F.3d 1053, 59 U.S.P.Q. 2d (BNA) 1215, 2001 U.S. App. LEXIS 14322, 2001 WL 721388, Counsel Stack Legal Research, https://law.counselstack.com/opinion/david-m-rapoport-v-william-c-dement-mark-r-rosekind-and-jeffrey-l-cafc-2001.