In Re XENCOR, INC.

Court of Appeals for the Federal Circuit·Decided March 13, 2025·No. 24-1870·Published

Opinion

United States Court of Appeals for the Federal Circuit

IN RE: XENCOR, INC.,

Appellant

2024-1870

Appeal from the United States Patent and Trademark Office, Patent Trial and Appeal Board in No. 16/803,690.

Decided: March 13, 2025

JULIE S. GOLDEMBERG, Morgan, Lewis & Bockius LLP, Philadelphia, PA, argued for appellant. Also represented by MICHAEL J. ABERNATHY, CHRISTOPHER JOHN BETTI, MARIA DOUKAS, AMANDA SCOTT WILLIAMSON, Chicago, IL; WILLIAM R. PETERSON, Houston, TX.

PETER JOHN SAWERT, Office of the Solicitor, United States Patent and Trademark Office, Alexandria, VA, argued for appellee Coke Morgan Stewart. Also represented by MARY L. KELLY, AMY J. NELSON, FARHEENA YASMEEN RASHEED.

2 IN RE: XENCOR, INC.

Before HUGHES and STARK, Circuit Judges, and SCHROEDER, District Judge.1 SCHROEDER, District Judge.

Xencor, Inc. (“Xencor”) appeals a decision of the Appeals Review Panel (“ARP”)2 of the Patent Trial and Appeal Board (“Board”) rejecting the claims of its patent application as unpatentable for lack of written description. Specifically , Xencor contends that the Board and the ARP erred by construing part of one claim’s preamble as limiting and requiring written description for the Jepson claim preamble of another claim. The Director of the United States Patent and Trademark Office (“Director”) responds that the preamble should be read as a whole, with all parts limiting and requiring written description, and neither the specification nor Xencor’s extrinsic evidence established that the relevant Jepson claim limitation had sufficient written description.

We hold that the limiting preamble of a Jepson claim must be supported with sufficient written description, and what constitutes sufficiency varies depending on the knowledge of the pertinent person of ordinary skill in the art. A patentee has the burden of providing written description ; in a Jepson claim, that burden extends to the limiting preamble. We additionally hold that substantial evidence supports the Board’s finding that Xencor failed to

1 The Honorable Robert W. Schroeder III, District Judge, United States District Court for the Eastern District of Texas, sitting by designation.

2 The ARP—comprised of members of the Patent Trial and Appeal Board including the Director of the United States Patent and Trademark Office, the Commissioner for Patents, and the Chief Judge of the Board—is available to review Board decisions in ex parte appeals, reexamination appeals, and reissue appeals.

IN RE: XENCOR, INC. 3

provide adequate written description for its Jepson claim and for its other claim, the preamble of which we agree with the Board and the ARP is limiting. Accordingly, we affirm.

BACKGROUND

Anti-C5 antibodies are monoclonal antibodies that bind to C5, a protein that performs complement activation. One specific type of monoclonal antibody, 5G1.1, can bind human C5 protein to block the progression of the complement cascade. A version of 5G1.1, called eculizumab, was used in clinical trials and had a known sequence. At the time of the patent application, eculizumab had been used to treat paroxysmal nocturnal haemoglobinuria (“PNH”), “a chronic blood disease caused by a defective enzyme that leads to a lack of protective natural complement inhibitors ,” and was being studied in “the treatment of asthma and transplantation.” J.A. 206. Xencor additionally contends that anti-C5 antibodies have an anti-inflammatory effect and may be useful in treating various autoimmune disorders.

A. The Relevant Claims

The application at issue, U.S. Patent Application No.

16/803,690 (the “’690 application”), is a continuation application and has an earliest claimed priority date of February 25, 2008. 3 The ’690 application asserts that modifying antibodies with certain amino acid substitutions provides for longer staying power in the body and reduces the need for more frequent treatment. For instance, the specification states “[t]herapeutics against these targets are frequently involved in the treatment of autoimmune diseases and require multiple injections over long time periods.

3 The operative version of the patent application, and the version we refer to throughout, is the version as amended after an initial rejection in August 2020.

4 IN RE: XENCOR, INC.

Therefore, longer serum half-lives and less frequent treatments , brought about from the variants of the present invention , are particularly preferred.” J.A. 157. It provides one example of an anti-C5 antibody, 5G1.1.

There are two claims at issue on appeal, claim 8 (a Jepson claim) and claim 9 (a method claim).

8. In a method of treating a patient by administering an anti-C5 antibody with an Fc domain, the improvement comprising said Fc domain comprising amino acid substitutions M428L/N434S as compared to a human Fc polypeptide, wherein numbering is according to the EU index of Kabat, wherein said anti-C5 antibody with said amino acid substitutions has increased in vivo half-life as compared to said antibody without said substitutions. 9. A method of treating a patient by administering an anti-C5 antibody comprising:

a) means for binding human C5 protein; and b) an Fc domain comprising amino acid substitutions M428L/N434S as compared to a human Fc polypeptide, wherein numbering is according to the EU index of Kabat, wherein said anti-C5 antibody with said amino acid substitutions has increased in vivo half-life as compared to said antibody without said substitutions.

IN RE: XENCOR, INC. 5

J.A. 903 (emphasis added). As relevant here, the claims were rejected by the examiner in March 2021 for lack of written description.

B. Procedural History

Xencor appealed the examiner’s finding to the Board, which issued its initial decision on January 10, 2023. Relevant here, 4 the Board concluded that the preambles to claims 8 and 9 were limiting—but did not specifically grapple with case law saying preambles are not always limiting —and that Xencor had not shown that the application had sufficient written description for either claim. The Board also determined that Xencor had not demonstrated that anti-C5 antibodies or methods of treating patients with anti-C5 antibodies were well-known in the art.

Xencor petitioned for reconsideration and the Board issued a second decision, finding against Xencor on the same grounds. Of note, on rehearing, the Board further considered whether the preamble of claim 8 was limiting and held that it was.

The decision on rehearing was appealed to us. See In re Xencor, No. 23-2048. Before it could be heard, the Patent Office asked us to remand the case for consideration by the ARP. Id. at ECF No. 32. We agreed and remanded the case for this purpose. Id. at ECF No. 35.

The ARP issued its decision on May 21, 2024. The ARP first addressed whether written description was required for Jepson claim preambles generally and found that it was, because Jepson preambles define the scope of the

4 The Board’s decisions were superseded by the decision of the ARP, except to the extent that the ARP adopted the findings of the Board. Because most of what we are reviewing is the decision of the ARP, we discuss the Board’s decisions only insofar as they were adopted by the ARP.

6 IN RE: XENCOR, INC.

Free access — add to your briefcase to read the full text and ask questions with AI

In Re XENCOR, INC., (Fed. Cir. 2025).

In Re XENCOR, INC. (In Re XENCOR, INC.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Ariad Pharmaceuticals, Inc. v. Eli Lilly and Co.
598 F.3d 1336 (Federal Circuit, 2010)
Marrin v. Griffin
599 F.3d 1290 (Federal Circuit, 2010)
Pentec, Inc., and Bob Allen v. Graphic Controls Corp.
776 F.2d 309 (Federal Circuit, 1985)
Stanton J. Rowe v. Michael Dror and Paul Trescony
112 F.3d 473 (Federal Circuit, 1997)
Christian J. Jansen, Jr. v. Rexall Sundown, Inc.
342 F.3d 1329 (Federal Circuit, 2003)
Deere & Co. v. Bush Hog, LLC
703 F.3d 1349 (Federal Circuit, 2012)
Tomtom, Inc. v. Adolph
790 F.3d 1315 (Federal Circuit, 2015)
Knowles Electronics LLC v. Cirrus Logic, Inc.
883 F.3d 1358 (Federal Circuit, 2018)
Juno Therapeutics, Inc. v. Kite Pharma, Inc.
10 F.4th 1330 (Federal Circuit, 2021)
Almirall, LLC v. Amneal Pharmaceuticals LLC
28 F.4th 265 (Federal Circuit, 2022)
Storage Technology Corp. v. Cisco Systems, Inc.
329 F.3d 823 (Federal Circuit, 2003)
In re Gardner
480 F.2d 879 (Customs and Patent Appeals, 1973)
Incept LLC v. Palette Life Sciences, Inc.
77 F.4th 1366 (Federal Circuit, 2023)