Craine v. National Science Foundation

687 F. App'x 682
CourtCourt of Appeals for the Tenth Circuit
DecidedApril 26, 2017
Docket16-9536
StatusUnpublished
Cited by6 cases

This text of 687 F. App'x 682 (Craine v. National Science Foundation) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Craine v. National Science Foundation, 687 F. App'x 682 (10th Cir. 2017).

Opinion

ORDER AND JUDGMENT *

Gregory A. Phillips, Circuit Judge

Dr. Joseph Mitchell Craine petitions for review of a decision issued by the National Science Foundation (NSF) under the National Defense Authorization Act’s Pilot Program for Enhancement of Contractor Protection from Reprisal for Disclosure of Certain Information (“Pilot Program”), 41 U.S.C. § 4712. The Pilot Program protects employees of government contractors and grantees from reprisal for making certain types of disclosures. NSF determined the disclosures made by Dr. Craine, a former employee of Kansas State University (KSU), did not fall within the Pilot Program’s whistleblower protections. Proceeding pro se, Dr, Craine now challenges NSF’s decision. We have jurisdiction under 41 U.S.C. § 4712(c)(5) and deny the petition for review.

I

The Pilot Program prohibits government contractors and grantees from subjecting their employees to reprisal for disclosing gross mismanagement, waste, and other harms or wrongdoing relating to federal contracts or grants. The statute provides:

An employee of a contractor, subcontractor, grantee, or subgrantee or personal services contractor may not be discharged, demoted, or otherwise discriminated against as a reprisal for disclosing to a person or body described in paragraph (2) information that the employee reasonably believes is evidence of gross mismanagement of a Federal contract or grant, a gross waste of Federal funds, an abuse of authority relating to a Federal contract or grant, a substantial and specific danger to public health or safety, or a violation of law, rule, or regulation related to a Federal contract (including the competition for or negotiation of a contract) or grant.

41 U.S.C. § 4712(a)(1). The persons or bodies to whom a protected disclosure must be made are:

*686 (A) A Member of Congress or a representative of a committee of Congress.
(B) An Inspector General.
(C) The Government Accountability Office.
(D) A Federal employee responsible for contract or grant oversight or management at the relevant agency.
(E) An authorized official of the Department of Justice or other law enforcement agency.
(F) A court or grand jury.
(G) A management official or other employee of the contractor, subcontractor, or grantee who has the responsibility to investigate, discover, or address misconduct.

Id. § 4712(a)(2).

Upon receipt of a complaint by a person who believes he has been subjected to a prohibited reprisal, the Inspector General of the executive agency involved “shall investigate the complaint and, upon completion of such investigation, submit a report of the findings of the investigation to the person, the contractor or grantee concerned, and the head of the agency.” Id. § 4712(b)(1). Within thirty days of receiving the Inspector General’s report, the agency head must “determine whether there is sufficient basis to conclude that the contractor or grantee ... has subjected the complainant to a reprisal prohibited by subsection (a) and shall either issue an order denying relief’ or remedy the reprisal. Id. § 4712(c)(1). The controlling burdens of proof are set forth at 5 U.S.C. § 1221(e). 41 U.S.C. § 4712(c)(6). These burdens require an employee to show that a protected disclosure contributed to the adverse personnel action. 5 U.S.C. § 1221(e)(1). Even if the employee meets that burden, the employer need not take any corrective action if it presents “clear and convincing evidence that it would have taken the same personnel action in the absence of such disclosure.” Id. § 1221(e)(2).

II

Dr. Craine was a Research Assistant Professor in KSU’s Division of Biology. In 2012, he attended a graduate student’s presentation on the growth of plant species at a Long-Term Ecological Research (LTER) site, known as the Konza Prairie. The site is funded by grants from NSF. The student’s preliminary analysis found that one type of plant species experienced an abrupt, non-linear growth jump in one year. At the end of the presentation, Dr. Craine questioned whether the growth jump might be explained by “observer bias,” or a change in the researchers at the LTER site, R. at 754. The student, Zak Ratajczak, apparently denied that his findings were skewed by observer bias, but he incorrectly assumed that just one researcher had monitored the plant growth throughout the research period. After the presentation, Dr. Craine confronted the student’s supervisor, Dr. Jesse Nippert, who refused to talk with Dr. Craine because he believed Dr. Craine was denigrating his student. Eventually, Mr. Ratajczak, Dr. Nippert, and another colleague submitted a manuscript of their findings to an academic journal, Ecology, for publication.

On October 19, 2013, while the manuscript was under prepublication review, Dr. Craine sent an e-mail to Ecology’s editor in chief, Dr. Donald Strong, accusing the paper’s authors of fraud:

Hi Don,
If you are considering a paper by Ra-tajczak et al. regarding woody species at Konza, you might want to reconsider it.
It pains me to say this, but I think the paper is fraudulent.
I think you can understand that it would be better for me to address this dis *687 cretely [sic] during the review process. I would prefer not to force a retraction publicly.
If this paper is not currently within Ecology, I apologize. If I can provide more information, please let me know.
—Joe

Id. at 807.

In response, another editor at Ecology, Dr. Debra Peters, asked Dr. Craine to review the manuscript. The same day, Dr. Craine wrote back:

Recommendation: Reject (not worthy of publication)
[[Image here]]
The authors write[,] “Since 1996, the data collection has been performed by one individual with extensive knowledge of the local flora (e.g. Towne 2002, Craine et al. 2012), ensuring that changes in shrub cover were not related to change in observer ... [.] ”
This is false.
[[Image here]]

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Beltran v. Lockheed Martin
Fifth Circuit, 2026
Sharpe v. United States
E.D. North Carolina, 2024
Armstrong v. Arcanum Grp., Inc.
897 F.3d 1283 (Tenth Circuit, 2018)
Mignone v. Mo. Dep't of Corr.
546 S.W.3d 23 (Missouri Court of Appeals, 2018)

Cite This Page — Counsel Stack

Bluebook (online)
687 F. App'x 682, Counsel Stack Legal Research, https://law.counselstack.com/opinion/craine-v-national-science-foundation-ca10-2017.