Coszalter v. City of Salem

320 F.3d 968, 2003 WL 350313
Court of Appeals for the Ninth Circuit·Decided February 18, 2003·No. No. 00-36097·Published·Cited by 397 cases

Opinions

WILLIAM A. FLETCHER, Circuit Judge:

Plaintiffs, current and former employees of the City of Salem, Oregon, sued under 42 U.S.C. § 1983, alleging that defendants violated their First Amendment rights by retaliating against them for publicly disclosing health and safety hazards. The magistrate judge, hearing the case with the permission of the parties, granted defendants’ motion for summary judgment after finding that most of the alleged retaliatory acts were not adverse employment actions because they did not constitute “lossfes] of ... valuable benefit[s] or privilege[s],” and that retaliation was not a substantial or motivating factor behind those few actions that were adverse employment actions.

We reverse and remand. In a First Amendment retaliation case, an adverse employment action is an act that is reasonably likely to deter employees from engaging in constitutionally protected speech. Further, when adverse employment actions are taken between three and eight months after the plaintiffs’ protected speech, a reasonable jury could infer that retaliation is a substantial or motivating factor.

I. Background

Plaintiff Guido Coszalter is a current employee, and plaintiffs Steve Johnson and Gary Jones are former employees, of the City of Salem Public Works Department. During most of the events in questions, all three plaintiffs worked as members of the “main line crew” of the Sewer Division of the Public Works Department. Plaintiffs contend that, beginning in mid-1996, defendants retaliated against them for publicly disclosing health and safety hazards encountered in the course of their employment.

The facts in this case are disputed. A summary of events, according to plaintiffs’ evidence, follows in chronological order:

1. On approximately July 8, 1996, plaintiff Coszalter contacted the news media to disclose the existence of an ongoing sewage discharge on the surface of a city street in a residential neighborhood.

[971]*9712. After work on the discharge was completed on July 11, 1996, defendants punitively reassigned plaintiffs Jones and Coszalter to new duties and admonished their replacements that if Coszalter was observed in the area of their work, he was not to be allowed on any sewer repair site.

3. Subsequent to the reassignments in # 2, plaintiff Johnson complained of unsafe working conditions and violations of safety codes to the State of Oregon Occupational Safety and Health Administration (“OR-OSHA”), and Coszalter made complaints to the Risk Manager of the City of Salem.

4. Defendants thereupon initiated a disciplinary investigation of Coszalter, alleging that he was responsible for the safety violations that he had reported to management. After completion of the investigation, plaintiffs were reassigned to their previous crew organization and duties.

5. On or about August 21, 1996, plaintiffs notified the Oregon Department of Environmental Quality (“DEQ”) of raw sewage discharge from a sewer main at the Battlecreek pump station. The discharge allowed the sewage to escape into the environment, including a protected wetland.

6. Coszalter was wrongly blamed for a cost overrun resulting from the additional work required to clean up the discharge in #5.

7. In September 1996, Coszalter reported to defendants the spillage of raw sewage from a city pump trank; the spillage was diverted into a municipal storm sewer. Coszalter was not involved in the spill or diversion.

8. Coszalter was issued a reprimand and accused of causing the events in # 7. This reprimand was revoked after negotiations.

9. In December 1996, Coszalter reported to the Risk Manager that a blocked sewer main at Laurel Avenue was causing a raw sewage discharge in the basement of a residence.

10. On June 4, 1997, plaintiffs performed sewer repair work underneath Rose Street. On June 5, 1997, defendants notified plaintiffs that there was chemical contamination present in the soil and groundwater under Rose Street.

11. Sometime after June 4, 1997, plaintiffs notified OR-OSHA of their potentially harmful exposure to contaminants resulting from the work assignment under Rose Street.

12. On or about July 11, 1997, plaintiffs contacted the Salem Statesman Journal to notify it of the Rose Street contaminants and of plaintiffs’ exposure to them.

13. On December 8, 1997, OR-OSHA issued a citation to the City of Salem, charging it with three serious violations of mandatory safety regulations during the Rose Street excavations.

14. On or about December 10, 1997, Coszalter notified the Statesman Journal that OR-OSHA had cited the City of Salem for exposing the workers to unsafe conditions. Coszalter was quoted in a Statesman Journal article as stating that he did not feel the fine was large enough. The newspaper then interviewed the Public Works Director of the City of Salem about the citations.

15. After December 10, 1997, defendants subjected Coszalter and Jones to a criminal investigation and to repeated and ongoing verbal and other harassment and humiliation.

16. Employees of defendants, encouraged by management and supervisory-level personnel, circulated and presented a petition to management requesting that plaintiffs be ordered to stop complaining and disclosing violations of the law.

[972]*97217. On March 3, 1998, defendants accused Johnson of physically assaulting one of the organizers of the petition campaign, subsequently suspended Johnson without pay for ten days, and commenced employment termination proceedings. Johnson denied physically assaulting anyone and filed a grievance contesting the suspension.

18. In March 1998, defendants accused Jones and Coszalter of “disrupting” a safety training class, issued Jones a reprimand, and reduced Coszalter’s pay by two steps. (Coszalter’s pay reduction was later reduced to a written reprimand.)

19. In April 1998, Jones discovered that the steering wheel on his backhoe had been vandalized, and reported that fact to management.

20. Defendants told Jones he would receive another reprimand because he did not report the vandalism immediately, as required by policy.

21. On May 5, 1998, defendants ordered Johnson and Coszalter to perform work moving manhole covers without mechanical aid. Johnson suffered a permanent injury to his right shoulder and has been unable to perform his prior work since that time.

22. On May 5, 1998, the City of Salem terminated Coszalter’s employment based on a charge that he had misused a cellular phone. Coszalter filed a grievance against his termination.

23. On May 11, 1998, Jones resigned from his employment.

24. On May 25, 1999, an arbitrator overruled the city’s decision to terminate Coszalter, finding that he did not have sufficient notice of the city’s policy on cellular phone usage. The arbitrator ordered Coszalter reinstated with full back pay.

25. On June 3, 1999, an arbitrator upheld Johnson’s grievance and set aside the ten-day suspension in # 17, ordering payment of lost wages. At that time, Johnson was medically unable to return to work and resigned.

26. In June 1999, after being reinstated, Coszalter asked for his ten-year service award.

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Coszalter v. City of Salem, 320 F.3d 968, 2003 WL 350313 (9th Cir. 2003).

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