Cook v. Brown

6 Vet. App. 226, 1994 U.S. Vet. App. LEXIS 109, 1994 WL 43866
CourtUnited States Court of Appeals for Veterans Claims
DecidedFebruary 16, 1994
DocketNo. 91-1535
StatusPublished
Cited by43 cases

This text of 6 Vet. App. 226 (Cook v. Brown) is published on Counsel Stack Legal Research, covering United States Court of Appeals for Veterans Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cook v. Brown, 6 Vet. App. 226, 1994 U.S. Vet. App. LEXIS 109, 1994 WL 43866 (Cal. 1994).

Opinion

STEINBERG, Judge:

The appellant, veteran James R. Cook, has applied for attorney fees and court costs under the Equal Access to Justice Act (EAJA), 28 U.S.C. § 2412, in connection with the representation of the appellant in this Court by Andrew H. Marshall, a non-attorney practitioner not supervised by an attorney, in Cook v. Brown, 4 Vet.App. 231 (1993). In that case, the Court reversed the decision of the Board of Veterans’ Appeals (BVA or Board) with regard to two claims. In response to the appellant’s application, the Secretary has filed a brief, arguing that, absent an express waiver of sovereign immunity permitting recovery of attorney fees for unsupervised non-attorney practitioners, the appellant cannot recover attorney fees. In his reply brief, the appellant argues that EAJA should be broadly construed by this Court as allowing attorney fees for representation provided by a non-attorney practitioner not supervised by an attorney. The appellant’s EAJA application also requests attorney fees both for the work of an attorney in preparing the application itself (“fees for fees” and “fees for ‘costs’ or ‘expenses’ ”) and reimbursement of court costs. For the reasons set forth below, the Court will dismiss the application insofar as it seeks EAJA attorney fees under 28 U.S.C. § 2412(d) and costs under 28 U.S.C. § 2412(a), deny it insofar as it seeks “fees for fees” under 28 U.S.C. § 2412(d), and grant it insofar as it seeks expenses and “fees for expenses” under 28 U.S.C. § 2412(d).

I. Background

Because the history of this case is set forth in Cook, 4 Vet.App. at 231-36, the background facts will be restated only in relation to the EAJA application. In June 1991, the BVA denied the appellant’s claims for service connection for a nervous disorder and duodenal ulcer. In September 1991, Mr. Marshall, a non-attorney practitioner, admitted to practice before this Court under Rule 46(b)(2) of the Court’s Rules of Practice and Procedure, filed the appellant’s Notice of Appeal with the Court; at the same time, he filed a Notice of Appearance as the appellant’s representative in the appeal. Mr. Marshall is employed by the Disabled American Veterans (DAV), a nonprofit veterans service organization (Application of Appellant, Affs. of Andrew H. Marshall (pt. 1) and of Russell C. Ferneding (pt. 2)) chartered by the Congress, 36 U.S.C. § 90a, and recognized by the Secretary to represent claimants for VA benefits before the Department of Veterans Affairs (VA), 38 U.S.C. § 6902(a)(1). Mr. Marshall submitted a brief for the appellant in [228]*228January 1992 in Cook, supra. In March 1993, the Court issued a panel opinion reversing the Board’s decision and holding that the Board’s denial of service connection for the appellant’s nervous disorder claim and its finding that an ulcer had not arisen within one year after service were “clearly erroneous” and remanding those matters to the Board for adjudication of the respective degrees of disability. See Cook, 4 Vet.App. at 238.

On June 11, 1993, the appellant filed with the Court an EAJA application for attorney fees under 28 U.S.C. § 2412(d) and court costs under 28 U.S.C. § 2412(a). That application was signed by Mr. Marshall as well as by attorney Ronald L. Smith, a member of this Court’s bar and also an employee of the DAV. The application seeks fees for 29 hours of Mr. Marshall’s work (and for no other representative’s work) in the successful representation of the appellant in the underlying Cook appeal and seven hours of Mr. Smith’s work in preparing the EAJA application itself. Application, Marshall Aff. at 3, Smith Aff. at 2. Mr. Marshall’s representation of the appellant in the underlying Cook appeal, 4 Vet.App. at 282, was apparently carried out without the supervision of an attorney licensed to practice law in the United States and admitted to practice before this Court, and only Mr. Marshall signed the brief or entered an appearance for the appellant in that appeal. Although neither the appellant’s application nor his reply brief explicitly states that Mr. Marshall was not supervised by an attorney in his representation of Mr. Cook in the underlying case, the parties have, in effect, stipulated that fact.

In July 1993, the Secretary filed a motion to stay proceedings pending the Court’s decision in Cerullo v. Brown, No. 89-2, which could have presented, inter alia, one of the issues presented here. (Cerullo was recently disposed of on other grounds. Cerullo, U.S.Vet.App. No. 89-2, 1994 WL 19984 (Jan. 13, 1994) (mem. decision).) The Court denied the Secretary’s motion that same month and ordered the Secretary and the appellant to file briefs. On August 24,1993, the Secretary filed his response in opposition to the application. On October 15, 1993, Mr. Marshall, for the appellant, filed a reply. No EAJA application for the filing of the reply brief has been submitted to date.

This case presents three questions: (1) May this Court award attorney fees under 28 U.S.C. § 2412(d)(1) on account of the representation before the Court by a non-attorney practitioner (operating without an attorney’s supervision, employed by a national veterans service organization chartered by the U.S. Congress and recognized by the Secretary of Veterans Affairs for the purpose of representing claimants before VA in a successful appeal; (2) may this Court award court costs under 28 U.S.C. § 2412(a) as “costs” or under 28 U.S.C. § 2412(d) as “expenses”; and (3) may this Court under section 2412(d) award attorney fees for the representation by an attorney (here Mr. Smith) in an unsuccessful EAJA attorney-fee application, or for his representation in a successful EAJA expenses or costs application?

At the outset, the Court stresses what is not involved here. As the Secretary aptly stated in his brief:

Counsel for the Secretary is mindful of the contributions made by non-attorney practitioners, particularly veterans service organization ... practitioners before VA and this Court. Likewise, counsel readily acknowledges Mr. Marshall’s accomplishments and professional qualifications to represent appellants before this Court. The question presented before the Court, however, is not whether non-attorney practitioners admitted to practice before the Court pursuant to U.S.VetApp.R. 46(b)(2), possess the requisite professional qualifications to render effective service to their clients, but whether there has been a waiver of sovereign immunity ...

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Cite This Page — Counsel Stack

Bluebook (online)
6 Vet. App. 226, 1994 U.S. Vet. App. LEXIS 109, 1994 WL 43866, Counsel Stack Legal Research, https://law.counselstack.com/opinion/cook-v-brown-cavc-1994.