Collins on Behalf of Collins v. Tabet

806 P.2d 40, 111 N.M. 391
CourtNew Mexico Supreme Court
DecidedFebruary 4, 1991
Docket18488
StatusPublished
Cited by116 cases

This text of 806 P.2d 40 (Collins on Behalf of Collins v. Tabet) is published on Counsel Stack Legal Research, covering New Mexico Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Collins on Behalf of Collins v. Tabet, 806 P.2d 40, 111 N.M. 391 (N.M. 1991).

Opinions

OPINION

MONTGOMERY, Justice.

The court of appeals certified this case to us as involving the following question of substantial public interest:1 “As guardian [ad litem], was Tabet acting as an arm of the court, cloaked with quasi-judicial immunity?” We answer: It depends. It depends on whether Tabet truly was appointed, and acted pursuant to that appointment, primarily as “an arm of the court,” or whether his appointment as guardian ad litem constituted him, and he acted, primarily as an advocate representing the interests of his ward without responsibilities delegated to him by the appointing court.

In this opinion we explain this rather enigmatic answer and explore some of its implications.

I.

Mikey Collins, the two-week old son of Curtis and Annie Collins, was diagnosed with spinal meningitis on December 31, 1977. Mikey was a normal, healthy baby up to the time he fell ill on the evening before this diagnosis. That evening, Mr. and Mrs. Collins took Mikey to the emergency room at Presbyterian Hospital in Albuquerque, where he was examined by Dr. Sollins and Nurse Ironsides and sent home. On the following day, Mr. and Mrs. Collins took him to the Indian Health Services Hospital, which referred the boy to a pediatrician. The pediatrician made the correct diagnosis and began treatment. The disease, however, had progressed to the point that Mikey was left permanently disabled — incapable of speaking, walking, feeding or bathing himself, or moving any limb except his right arm.

In April 1978, Mr. and Mrs. Collins retained an attorney, John Perrine, to pursue a medical malpractice claim against Presbyterian Hospital, Dr. Sollins, and Nurse Ironsides (the Hospital defendants) for failure to timely diagnose Mikey’s disease. The plaintiff in the action, according to its caption in the district court, was “Curtis M. Collins [Mikey], individually and by his parents, Curtis and Ann Collins.”

Settlement negotiations ensued between Perrine and the attorneys for the Hospital defendants and culminated in a settlement agreement reached in April 1979. The agreement provided for the Hospital defendants’ payment of $46,000 in exchange for a release from any liability to Mikey or either of his parents. It was agreed that the settlement proceeds would be divided among Perrine (V3), Mikey’s parents for use on Mikey’s behalf (V3), and a trust for the purchase of a house in Mikey’s name (Vs).

The attorneys who negotiated the settlement agreed that a guardian ad litem should be appointed for Mikey. Perrine was acquainted with defendant Ray Tabet, who officed in the same building as did Perrine, and had discussed various issues in the case with him previously. Tabet was an experienced trial lawyer, with considerable expertise in the field of medical malpractice. Perrine asked Tabet to serve as guardian ad litem, and the two of them met with Mr. Collins for a little over an hour on April 17, 1979, to discuss the settlement and the trust arrangement for the funds to be set aside for Mikey.

On May 4, 1979, the district court entered an order appointing Tabet as guardian ad litem. The order provided only that Tabet was appointed “as friend of the Court and as guardian ad litem for the plaintiff, Curtis M. Collins, a minor.” On May 7, the court held a hearing on the parties’ motion for approval of the settlement. Before the hearing, Tabet signed an entry of appearance as an attorney for Mikey. Mr. and Mrs. Collins and Tabet testified at the hearing under questioning by defense counsel. Tabet testified that he had reviewed the claims, the nature of the injuries, and the nature of defendants’ claimed liability and that the settlement was fair to the parties involved. The district court thereupon approved the settlement. On May 8, the day after the hearing, Tabet signed on Mikey’s behalf a release of Mikey’s claims against the Hospital defendants.

After the case against the Hospital defendants was settled, Perrine filed suit in federal court against the Indian Health Services (IHS). This suit was dismissed by the district court. However, Mr. and Mrs. Collins obtained new counsel and appealed to the Tenth Circuit Court of Appeals, which reversed the initial dismissal.2 On remand, the district court held IHS liable for 40% of Mikey’s damages, determined to be $3.9 million. The remaining 60% was attributed to the Hospital defendants. However, because of the previous settlement and the fact that New Mexico had abolished the concept of joint and several liability, plaintiffs were precluded from any further recovery against these defendants.

Mr. and Mrs. Collins and Mikey then filed suit in Bernalillo County District Court against Perrine and Tabet, seeking damages for their alleged malpractice in settling the case against the Hospital defendants. The case was tried to a jury, which found Perrine and Tabet to have been negligent and assessed Mikey’s resulting damages at more than $2.9 million. Fault was apportioned 54% to Perrine, 39% to Tabet3 and 7% to Curtis Collins, Mikey’s father. The trial judge who had approved the settlement was found to be 0% at fault. Judgment was entered accordingly, and Perrine and Tabet each appealed to the New Mexico Court of Appeals, which at first consolidated the appeals and then severed them, issuing an opinion in Perrine’s appeal and certifying Tabet’s to this Court as stated above. See Collins v. Perrine, 108 N.M. 714, 778 P.2d 912 (Ct.App.), cert. denied, 108 N.M. 681, 777 P.2d 1325 (1989). In Perrine’s appeal, the court in an opinion by Judge Apodaca affirmed the trial court judgment, holding against Perrine on questions of breach of duty and proximate cause, along with certain other questions listed in the opinion. See id. at 715, 778 P.2d at 913.

In its certification, the court of appeals divided three ways on the question certified. Stating that he would apply a “function-based analysis” to the question of the guardian’s immunity, Judge Apodaca opined that Tabet was not entitled to quasi-judicial immunity, principally because Ta-bet’s role “involved a more representational function than that of an impartial decision-maker and counsel to the court.” Judge Apodaca, accordingly, would have affirmed.

Chief Judge Bivins, on the other hand, would have reversed; he took the position that Tabet was indeed “looking into the fairness and reasonableness of the settlement on behalf of the court, as an arm of the court, if you will, to protect the minor’s interests.” Thus, he would have extended to a guardian ad litem in Tabet’s situation the absolute immunity with which a judge is cloaked in the performance of his duties. See Vickrey v. Dunivan, 59 N.M. 90, 94, 279 P.2d 853, 855 (1955) (dictum). See also Ryan v. Scoggin, 245 F.2d 54, 58-59 (10th Cir.1957) (applying New Mexico law to district court judge); Edwards v. Wiley, 70 N.M. 400, 374 P.2d 284 (1962) (justice of the peace); Galindo v. Western States Collection Co., 82 N.M. 149, 477 P.2d 325 (Ct.App.1970) (same).

Finally, Judge Donnelly expressed the view that limited judicial immunity should be granted to guardians ad litem in this situation.

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