Clayton v. International Union, United Automobile, Aerospace, & Agricultural Implement Workers

451 U.S. 679, 101 S. Ct. 2088, 68 L. Ed. 2d 538, 1981 U.S. LEXIS 103, 49 U.S.L.W. 4550, 107 L.R.R.M. (BNA) 2385
CourtSupreme Court of the United States
DecidedMay 26, 1981
Docket80-5049
StatusPublished
Cited by513 cases

This text of 451 U.S. 679 (Clayton v. International Union, United Automobile, Aerospace, & Agricultural Implement Workers) is published on Counsel Stack Legal Research, covering Supreme Court of the United States primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Clayton v. International Union, United Automobile, Aerospace, & Agricultural Implement Workers, 451 U.S. 679, 101 S. Ct. 2088, 68 L. Ed. 2d 538, 1981 U.S. LEXIS 103, 49 U.S.L.W. 4550, 107 L.R.R.M. (BNA) 2385 (1981).

Opinions

Justice Brennan

delivered the opinion of the Court.

An employee seeking a remedy for an alleged breach of the collective-bargaining agreement between his union and employer must attempt to exhaust any exclusive grievance and arbitration procedures established by that agreement before he may maintain a suit against his union or employer under § 301 (a) of the Labor Management Relations Act, 1947, 61 Stat. 156, 29 U. S. C. § 185 (a). Republic Steel Corp. v. Maddox, 379 U. S. 650, 652-653 (1965); see Hines v. Anchor Motor Freight, Inc., 424 U. S. 554, 563 (1976); Vaca v. Sipes, [682]*682386 U. S. 171, 184 (1967). The question presented by these eases is whether, and in what circumstances, an employee alleging that his union breached its duty of fair representation in processing his grievance, and that his employer breached the collective-bargaining agreement, must also attempt to exhaust the internal union appeals procedures established by his union’s constitution before he may maintain his suit under §301.

I

After eight years in the employ of ITT Gilfillan, Clifford E. Clayton, a member of the United Automobile, Aerospace, and Agricultural Implement Workers of America (UAW) and a shop steward of its Local 509, was dismissed for violating a plant rule prohibiting defined misbehavior. Pursuant to the mandatory grievance and arbitration procedure established by the collective-bargaining agreement between ITT and Local 509, Clayton asked his union representative to file a grievance on his behalf on the ground that his dismissal was not for just cause. The union investigated Clayton’s charges, pursued his grievance through the third step of the grievance procedure, and made a timely request for arbitration.1 It then withdrew the request, choosing not to proceed to arbitration. Clayton was notified of the union’s decision after the time for requesting arbitration had expired.2

The UAW requires every union member “who feels aggrieved by any action, decision, or penalty imposed upon [683]*683him” by the union to exhaust internal union appeals procedures before seeking redress from a "civil court or governmental agency.” UAW Constitution, Art. 33, § 12. These procedures, established by Arts. 32 and 33 of the UAW Constitution and incorporated into Art. IY of Local 509’s bylaws, direct the employee first to seek relief from the membership of his local. Art. 33, § 3. If not satisfied with the result obtained there, the employee may further appeal to the International Executive Board of the UAW, and eventually to either the Constitutional Convention Appeals Committee or to a Public Review Board composed of "impartial persons of good public repute” who are not members or employees of the union. Arts. 32, 33, §§ 3-11.

Clayton did not file a timely internal appeal from his local’s decision not to seek arbitration of his grievance.3 Instead, six months after the union’s withdrawal of its request for arbitration, Clayton filed this action under § 301 (a) of the Labor Management Relations Act, 1947, 29 U. S. C. § 185 (a), in the District Court for the Central District of California. He alleged that the union had breached its duty of fair representation by arbitrarily refusing to pursue his grievance past the third step of the grievance procedure, and that the employer had breached the collective-bargaining agreement by discharging him without just cause.4

Both the union and the employer pleaded as an affirmative defense Clayton’s failure to exhaust the internal union appeals procedures. App. 12, 18. The District Court sustained this defense, finding that Clayton had failed to exhaust the [684]*684internal appeals procedures; that those procedures were adequate as a matter of law; that Clayton had been advised of their existence; and that his failure to exhaust could not be excused as futile. Record 397-404. Accordingly, the court dismissed Clayton’s suit against both the union and the employer.

The United States Court of Appeals for the Ninth Circuit affirmed the dismissal of Clayton’s suit against the union and reversed the dismissal of his suit against the employer. 623 F. 2d 563 (1980). Focusing on the adequacy of the relief available under the internal union appeals procedures the Court of Appeals held that Clayton’s failure to exhaust was fatal to his claim against the union, because by filing an internal appeal Clayton might have received money damages, the relief he sought in his § 301 suit against the union. Id., at 566. However, the Court held that Clayton’s failure to exhaust did not bar his suit against the employer, because the internal appeals procedures could not result in either reinstatement of his job, which was the relief Clayton sought from the employer under § 301, or in reactivation of his grievance. Id., at 569-570.

In No. 80-5049, Clayton argues that his § 301 claim against the UAW and Local 509 should be allowed to proceed despite his failure to exhaust internal union procedures. In No. 80-54, ITT Gilfillan argues that if Clayton’s failure to exhaust bars his suit against the union, it must also bar his suit against the employer.

The Courts of Appeals are divided over whether an employee should be required to exhaust internal union appeals procedures before bringing suit against a union or employer under § 301. Some hold that the employee’s failure to exhaust internal union procedures may not be asserted as a defense by an employer.5 Others permit the defense to be [685]*685asserted by an employer if the internal appeals procedures could result in reactivation of the grievance.6 With respect to a union, some courts hold that the employee’s failure to exhaust is excused if union officials would be so hostile to an employee that he could not hope to obtain a fair hearing.7 Others would also excuse the employee’s failure to exhaust if the substantive relief available through the internal procedures would be less than that available in his § 301 action.8

We granted certiorari to resolve the conflict. 449 U. S. 950 (1980). We reverse the dismissal of Clayton’s suit against the union and affirm the reversal of the dismissal of his suit against the employer. We hold that where an internal union appeals procedure cannot result in reactivation of the employee’s grievance or an award of the complete relief sought in his § 301 suit, exhaustion will not be required with respect to either the suit against the employer or the suit against the union.

II

In Republic Steel Corp. v. Maddox, 379 U. S. 650 (1965), we were asked to decide whether an employee alleging a vio[686]

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Bluebook (online)
451 U.S. 679, 101 S. Ct. 2088, 68 L. Ed. 2d 538, 1981 U.S. LEXIS 103, 49 U.S.L.W. 4550, 107 L.R.R.M. (BNA) 2385, Counsel Stack Legal Research, https://law.counselstack.com/opinion/clayton-v-international-union-united-automobile-aerospace-scotus-1981.