Cincinnati Bar Assn. v. Statzer

2003 Ohio 6649, 800 N.E.2d 1117, 101 Ohio St. 3d 14
CourtOhio Supreme Court
DecidedDecember 31, 2003
Docket2003-1109
StatusPublished
Cited by50 cases

This text of 2003 Ohio 6649 (Cincinnati Bar Assn. v. Statzer) is published on Counsel Stack Legal Research, covering Ohio Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cincinnati Bar Assn. v. Statzer, 2003 Ohio 6649, 800 N.E.2d 1117, 101 Ohio St. 3d 14 (Ohio 2003).

Opinions

O’Connor, J.

{¶ 1} Respondent, Joni Elizabeth Statzer of Cleves, Ohio, Attorney Registration No. 0067179, was admitted to the Ohio bar in 1996. On June 17, 2002, relator, Cincinnati Bar Association, charged respondent with violations of the Code of Professional Responsibility in a two-count complaint. Relator later amended its complaint to include a third count of misconduct.

{¶ 2} A panel appointed by the Board of Commissioners on Grievances and Discipline heard the cause on May 14, 2003, and made findings of fact, conclusions of law, and a recommendation. The panel dismissed the first and second counts of the complaint, finding no clear and convincing evidence that respondent had violated any Disciplinary Rules. See Gov.Bar R. V(6)(H); Ohio State Bar Assn. v. Reid (1999), 85 Ohio St.3d 327, 708 N.E.2d 193, paragraph two of the syllabus. The first count alleged that, to avoid discipline, respondent had induced her former legal assistant to execute a false affidavit claiming that her law office had prepared a client’s file for retrieval. The second count alleged that respondent knew but did not report to relator that a former associate had induced the same legal assistant to provide false testimony to absolve the associate of blame for having missed a hearing. The panel determined that the testimony of the legal assistant, a central witness on these counts, lacked credibility. The panel also found that respondent’s counsel had sufficiently reported to relator that respondent had knowledge of claimed misconduct involving the former associate.

{¶ 3} With respect to the third count, the record shows that respondent deposed her former legal assistant on November 20, 2002, in anticipation of the panel hearing, at the office of one of relator’s attorneys. During the proceeding, which was attended by respondent’s and relator’s legal counsel, respondent conspicuously placed nine audio cassette tapes in front of her former legal assistant. By suggestively labeling the tapes and referring to them during questioning, respondent implied that she had recorded conversations with the legal assistant that could impeach and personally embarrass the legal assistant. Respondent also intermittently cautioned the legal assistant to answer truthfully or risk perjuring herself.

[16]*16{¶ 4} Respondent’s suggestive display of the cassettes was intended to mislead the legal assistant. The tapes were actually blank or held information unrelated to the legal assistant, and consequently, respondent did not offer the tapes as evidence during or after the deposition. The panel found that respondent had thereby violated DR 1-102(A)(4), which prohibits a lawyer from engaging in conduct involving fraud, deceit, dishonesty, or misrepresentation, and DR 7-106(C)(1), which prohibits a lawyer appearing in a professional capacity before a tribunal from alluding to any matter that will not be supported by admissible evidence.

{¶ 5} In recommending a sanction for this misconduct, the panel reviewed the mitigating and aggravating considerations listed in Section 10 of the Rules and Regulations Governing Procedure on Complaints and Hearings Before the Board of Commissioners on Grievances and Discipline of the Supreme Court. The panel determined that in attempting to mislead the legal assistant, respondent “engaged in a deceptive practice during the disciplinary process.” The panel found no other aggravating factors and identified no mitigating factors.

{¶ 6} Having found that respondent violated DR 1-102(A)(4), the panel concluded that she should receive an actual suspension of her law license, the sanction ordinarily required for this infraction. See Cincinnati Bar Assn. v. Florez, 98 Ohio St.3d 448, 2003-Ohio-1730, 786 N.E.2d 875, and Disciplinary Counsel v. Fowerbaugh (1995), 74 Ohio St.3d 187, 658 N.E.2d 237. But, see, Cleveland Bar Assn. v. Cox, 98 Ohio St.3d 420, 2003-Ohio-1553, 786 N.E.2d 454, ¶ 18; Toledo Bar Assn. v. Kramer (2000), 89 Ohio St.3d 321, 323, 731 N.E.2d 643 (A lesser sanction may be appropriate for an attorney’s violation of DR 1-102[A][4] where the misconduct is an isolated incident in an otherwise unblemished legal career). The panel also found respondent’s misconduct similar to that committed in Columbus Bar Assn. v. King (1998), 84 Ohio St.3d 174, 702 N.E.2d 862, wherein two attorneys were disciplined for surreptitiously taping a telephone call in which one of them had solicited arguably slanderous remarks about his client from an opposing party and then added the slander allegation to the pending claim. In King, we suspended one attorney from the practice of law for one year, suspended the other attorney for six months, and conditionally stayed both suspensions. Here, the panel recommended suspending respondent’s license for one year and staying six months of that sanction on the condition that she engage in no further misconduct. Pursuant to Gov.Bar R. V(6)(L), the board adopted the panel’s findings and recommendation.

{¶ 7} Relator urges us to find that respondent lied during the investigation leading to Count I about whether she had actually returned the client’s case file that was the subject of the prior grievance against her. In response to relator’s inquiry, respondent assured the investigator in writing that the client’s file had [17]*17been copied and made available to the client, and she included with her response the legal assistant’s affidavit, later recanted, to this effect. Relator argues that this representation is contradicted by other documents in which respondent stated that she would not release the file until the client paid her legal fees, by the client’s new attorneys, who testified that respondent did not comply with then-requests for the file, and by her former client, who testified that she never received the file. Relator insists that these contradictions discredit respondent’s story, notwithstanding the legal assistant’s unreliable account of what may or may not have happened after the client discharged respondent.

{¶ 8} Upon review, we acknowledge that these inconsistencies exist; however, they do not warrant disregarding the panel’s findings as adopted by the board. The panel observed the witnesses firsthand and thus possessed an enviable vantage point in assessing the credibility and weight of their testimony. For this reason, we ordinarily defer to a panel’s credibility determinations in our independent review of professional discipline cases unless the record weighs heavily against those findings. Cleveland Bar Assn. v. Cleary (2001), 93 Ohio St.3d 191, 198, 754 N.E.2d 235.

{¶ 9} Here, the panel questioned respondent at length and unanimously dismissed Count I after finding insufficient evidence to conclude that she had acted dishonestly. Supplanting the panel’s judgment on this issue would require proof of the variety in Findlay/Hancock Cty. Bar Assn. v. Filkins (2000), 90 Ohio St.3d 1, 734 N.E.2d 764

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Disciplinary Counsel v. Blakeslee
2023 Ohio 4202 (Ohio Supreme Court, 2023)
Cleveland Metro. Bar Assn. v. Whipple (Slip Opinion)
2022 Ohio 510 (Ohio Supreme Court, 2022)
Disciplinary Counsel v. Hillman (Slip Opinion)
2022 Ohio 447 (Ohio Supreme Court, 2022)
Toledo Bar Assn. v. Yoder (Slip Opinion)
2020 Ohio 4775 (Ohio Supreme Court, 2020)
Disciplinary Counsel v. Cramer (Slip Opinion)
2020 Ohio 4195 (Ohio Supreme Court, 2020)
Erie-Huron Cty. Bar Assn. v. Bailey and Bailey (Slip Opinion)
2020 Ohio 3701 (Ohio Supreme Court, 2020)
Disciplinary Counsel v. Harmon (Slip Opinion)
2019 Ohio 4171 (Ohio Supreme Court, 2019)
Cleveland Metropolitan Bar Association v. Moody.
2018 Ohio 4071 (Ohio Supreme Court, 2018)
Cleveland Metropolitan Bar Association v. Donchatz
2017 Ohio 2793 (Ohio Supreme Court, 2017)
Cincinnati Bar Association v. Hauck
2016 Ohio 7826 (Ohio Supreme Court, 2016)
Disciplinary Counsel v. Kramer
2016 Ohio 5734 (Ohio Supreme Court, 2016)
Disciplinary Counsel v. Eichenberger
2016 Ohio 3332 (Ohio Supreme Court, 2016)
Disciplinary Counsel v. Brockler
2016 Ohio 657 (Ohio Supreme Court, 2016)
Disciplinary Counsel v. Simon
2016 Ohio 535 (Ohio Supreme Court, 2016)
Akron Bar Ass'n v. Shenise
34 N.E.3d 910 (Ohio Supreme Court, 2015)
Disciplinary Counsel v. Gorby
2015 Ohio 476 (Ohio Supreme Court, 2015)
Cincinnati Bar Association v. Damon
2014 Ohio 3765 (Ohio Supreme Court, 2014)
Disciplinary Counsel v. Bunstine
2013 Ohio 3681 (Ohio Supreme Court, 2013)
Cleveland Metropolitan Bar Ass'n v. Gruttadaurio
2013 Ohio 3662 (Ohio Supreme Court, 2013)
In re Application of McKinney
2012 Ohio 5635 (Ohio Supreme Court, 2012)

Cite This Page — Counsel Stack

Bluebook (online)
2003 Ohio 6649, 800 N.E.2d 1117, 101 Ohio St. 3d 14, Counsel Stack Legal Research, https://law.counselstack.com/opinion/cincinnati-bar-assn-v-statzer-ohio-2003.