Carter, Fullerton & Hayes LLC v. Federal Trade Commission

520 F. Supp. 2d 134, 2007 U.S. Dist. LEXIS 78863
District Court, District of Columbia·Decided October 25, 2007·No. Civil Action 07-1041 (RCL)·Published·Cited by 22 cases

Opinion

MEMORANDUM OPINION

ROYCE C. LAMBERTH, District Judge.

Plaintiff, Carter, Fullerton & Hayes LLC, filed this suit pursuant to the Freedom of Information Act (“FOIA”), 5 U.S.C. § 522, against defendant, the United *137 States Federal Trade Commission (“FTC”), requesting that FTC disclose and release various documents related to the regulation of alcohol. Presently before the Court is the defendant’s motion [5] for summary judgment. Upon consideration of the government’s motion, the plaintiffs opposition thereto, and the reply, defendant’s [5] motion for summary judgment shall be granted in part and denied in part without prejudice as to its renewal.

I. BACKGROUND

Plaintiff is a Virginia law firm that filed a FOIA request on behalf of a non-profit organization. Compl. ¶ 3. Defendant FTC is an independent administrative agency of the government of the United States. Id. at ¶ 4. By letter dated, October 13, 2006, plaintiff submitted a FOIA request to the FTC for

“all documents ... relating to malt beverages; malt beverage manufacturers; malt beverage wholesalers/distributors; wine and distilled spirits manufacturers; wine and distilled spirits wholesalers/distributors; malt beverage, wine and distilled spirits retailers; any organizations representing the aforementioned and any entity communicating with FTC or any division or office thereof ... on any aspect of the regulation of alcohol from January 2002 to present.”

Id. at ¶ 5. Defendant FTC acknowledged receipt of plaintiffs request by letter dated October 20, 2006. See Fina Deck, ¶ 6. Also on October 20, 2006, FTC initiated a search for responsive documents in the Agency’s Office of Policy Planning, the Bureau of Consumer Protection, and the Records and Filing Office.

Defendant FTC provided plaintiff with responsive documents on a rolling basis beginning on December 13, 2006. See Fina Deck, ¶ 14. Over a three-month period, the FTC provided plaintiff with four additional productions totaling 4,017 pages. See Compl. ¶ 10. The FTC withheld or redacted several hundred pages pursuant to FOIA Exemptions 2, 5, and 6, 5 U.S.C. §§ 552(b)(2), (b)(5), and (b)(6). See Fina Deck, ¶ 14.

By letter dated March 26, 2007, plaintiff appealed the FTC’s withholding and redaction of documents and sought an explanation as to the delays in the production. See Compl. at ¶ 15. The defendant’s general counsel granted plaintiffs appeal as to one document but otherwise affirmed the Agency’s initial decision as to the documents that were withheld or redacted, and the cited exemptions. See Compl. at ¶ 15; Fina Deck, ¶ 17.

Plaintiff filed the instant FOIA action on June 12, 2007, seeking, inter alia, an order requiring defendant to “disclose the requested records in their entireties and make copies available to the plaintiff.” See Compl. at 4. In connection with the instant action, defendant discovered additional responsive pages and released twelve pages that had initially been withheld or redacted. See Fina Deck, n. 3. Defendant also discovered an additional seventy-one page responsive document, of which only one page was released. The remaining seventy pages were withheld pursuant to Exemption (b)(5). See id. at ¶ 18.

Defendant filed a motion for summary judgment on August 16, 2007. This was followed by a memorandum in opposition filed by plaintiff on August 27, 2007 and a subsequent reply by defendant filed September 14, 2007.

According to the index produced by defendant pursuant to Vaughn v. Rosen, 484 F.2d 820 (D.C.Cir.1973) (see Vaughn Index, Attach. 6 to Fina Deck) as well as the declaration by Joan Fina (see Fina Deck), certain responsive documents to plaintiffs *138 FOIA request were redacted and/or withheld in full pursuant to Exemptions under 5 U.S.C. §§ 552(b)(2), (b)(5), and (b)(6). Defendant asserts that it properly applied the FOIA Exemptions to these documents. See Def.’s Mot. for Summ. J.

Plaintiff challenges the adequacy of the FTC’s search. See Pl.’s Opp’n at 8-12. Plaintiff also asserts that defendant FTC “has wrongfully withheld the requested records.” See Compl. at ¶ 21. 1 Plaintiff further alleges that the defendant’s Vaughn index fails to adequately describe the withheld documents to allow the Court to determine the FTC’s claims of exemption. See PL’s Opp’n at 12-15.

II. ANALYSIS

A. Legal Standard

Under Federal Rule of Civil Procedure 56(c), summary judgment is proper when the evidence in the record demonstrates that there are no disputed issues of material fact and that the moving party is entitled to judgment on the undisputed facts as a matter of law. Fed.R.Civ.P. 56(c). A genuine issue of material fact exists if the evidence, when viewed in light most favorable to the non-moving party, “is such that a reasonable jury could return a verdict for the nonmoving party.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). However, a party must provide more than “a scintilla of evidence” in support of its position; the quantum of evidence must be such that a jury could reasonably find for the moving party. Id. at 252, 106 S.Ct. 2505. The burden is on the movant to make the initial showing of the absence of a genuine issue of material fact in dispute. Celotex Corp. v. Catrett, 477 U.S. 317, 323, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986). The moving party is then entitled to a judgment as a matter of law if the non-moving party “fails to make a showing sufficient to establish the existence of an element essential to that party’s case, and on which that party will bear the burden of proof at trial.” Id. at 322, 106 S.Ct. 2548.

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Carter, Fullerton & Hayes LLC v. Federal Trade Commission, 520 F. Supp. 2d 134, 2007 U.S. Dist. LEXIS 78863 (D.D.C. 2007).

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