Caristo v. Blairsville-Saltsburg Sch. Dist.
This text of 370 F. Supp. 3d 554 (Caristo v. Blairsville-Saltsburg Sch. Dist.) is published on Counsel Stack Legal Research, covering District Court, W.D. Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
Mark R. Hornak, Chief United States District Judge
Pending before the Court are two Motions to Dismiss Plaintiff's Complaint. (Mots., ECF Nos. 19, 21; Compl., ECF No. 1.) Defendants Michael Bartolini, Blairsville-Saltsburg School District (the "School District"), Linda Brown, Beverly Caranese, Holly Hall, and Marlene Joyce filed their collective Motion to Dismiss (ECF No. 19 ), and Defendant John Cambest filed his own Motion to Dismiss, ECF No. 21. For the reasons that follow, both Motions are granted.
I. Background
This defamation case arises out of a public statement made by Plaintiff Tammy Caristo ("Plaintiff")1 impugning the ethics and conduct of the Defendants and a press statement issued by the School District *558responding to Plaintiff, all of which related to Plaintiff's tenure as Superintendent of the School District.
Plaintiff was hired by the School District as Superintendent in 2010. (Compl. ¶ 7.) On December 7, 2016, the School District suspended Plaintiff without pay. (Id. ¶ 8.) Defendants Michael Bartolini, Linda Brown, Beverly Caranese, Holly Hall, and Marlene Joyce (collectively, "School Board Member Defendants") were five members of the School District's nine-member Board and had all voted in favor of the suspension.2 (Id. )
Following that suspension, Plaintiff commenced a civil action (also in this Court) against the School District and the School Board Member Defendants alleging that she was retaliated against in violation of
Plaintiff gave a statement about the Settlement Agreement that made its way into newspaper articles published by TribLive and the Indiana Gazette. (Id. ¶¶ 41-42.) According to the Complaint, "Plaintiff's statement concerned false allegations, wrongdoing, misconduct, and financial waste by the [School] District and the School Board [Member] Defendants." (Id. )3
The School District then released a written "Press Statement" via its public website, and Defendant John Cambest, Solicitor for the School District, read the Press Statement aloud at a school board meeting on December 6, 2017.4 (Id. ¶¶ 4, 11.) The Press Statement states that its purpose is to "clear up the misstatements and fake news given to" the newspapers, presumably by Plaintiff. (Press Statement, ECF No. 1-2.) The Press Statement included the following statements, which Plaintiff alleges are "false and defamatory":
a) "Over the course of [Plaintiff's] superintendency, she refused to communicate with [School] Board Members and other Administrators on critical [School] District matters, engaged in unethical behavior involving *559investigations surrounding family members...."
b) "[I]t was discovered that [Plaintiff] had violated not only District Policy but also provisions of the Pennsylvania School Code...."
c) "[Plaintiff] chose not to participate in the Due Process Hearings to defend or explain her actions leaving the Board of School Directors no choice but to suspend her without pay...."
(Id. ¶ 13.) The Press Statement also lists allegations that were lodged against Plaintiff pending a Section 1080 Hearing5 following her December 2016 suspension. (Press Statement, at 1.) In her Complaint, Plaintiff alleges that the allegations enumerated below are also "false and misleading" statements: (Compl. ¶ 13.)
d) "[Plaintiff] filed a lawsuit against a family without Board approval in violation of the Pennsylvania School Code."
e) "[Plaintiff] unilaterally transferred teachers without Board approval in violation of District Policy, the Teachers Contract and her own Contract. It was often reported to the Board that this was done as a form of control and retaliation/favoritism of professional teachers."
f) "[Plaintiff] participated in and conducted an investigation involving a family member on two (2) separate occasions. The actions of [Plaintiff] were unethical especially after being warned the first time in regard to a similar incident."
g) "It was discovered that student expulsion procedures were violated in accordance with the Pennsylvania School Code and District Policies."
h) "[Plaintiff] broke confidentiality of students and violated her own Contract by speaking out about internal investigations prior to their being accepted by the Board."
i) "The District lost two (2) students in a short period of time and as the District and community were coming together to mourn the Superintendent went to an education conference. It was later discovered that [Plaintiff] chose not to stay in the District but instead to attend the conference in an attempt to influence the person conducting a separation report of the Blairsville-Saltsburg School District. This was reported to the Board of School Directors by the individual conducting the separation report."
j) "[Plaintiff] conducted over ninety-five (95) Loudermill Disciplinary hearings in five (5) years. The Superintendent was given no authority to conduct any of these hearings. The Board received many complaints by staff and professional employees that [Plaintiff] used these Hearings to threaten jobs and flex her power within the District[.] [O]ne case cost the District in excess of $ 200,000 in back pay and legal and arbitration fees."
k) "During her superintendency, [Plaintiff] failed to properly supervise the employees in her Administration and often took time off without notifying the Board or leaving proper Administrators in charge of the District."
*560l) "During her superintendency, [Plaintiff] unilaterally and without Board approval hired Professional Employees on incorrect salary steps in violation of District Policy with a financial liability to the District of Fifty Thousand ($ 50,000.00) Dollars."
m) "During her superintendency, [Plaintiff] allowed overtime pay to be withheld for certain employees. This had liability to the District of approximately Thirty Thousand ($ 30,000.00) Dollars."
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Mark R. Hornak, Chief United States District Judge
Pending before the Court are two Motions to Dismiss Plaintiff's Complaint. (Mots., ECF Nos. 19, 21; Compl., ECF No. 1.) Defendants Michael Bartolini, Blairsville-Saltsburg School District (the "School District"), Linda Brown, Beverly Caranese, Holly Hall, and Marlene Joyce filed their collective Motion to Dismiss (ECF No. 19 ), and Defendant John Cambest filed his own Motion to Dismiss, ECF No. 21. For the reasons that follow, both Motions are granted.
I. Background
This defamation case arises out of a public statement made by Plaintiff Tammy Caristo ("Plaintiff")1 impugning the ethics and conduct of the Defendants and a press statement issued by the School District *558responding to Plaintiff, all of which related to Plaintiff's tenure as Superintendent of the School District.
Plaintiff was hired by the School District as Superintendent in 2010. (Compl. ¶ 7.) On December 7, 2016, the School District suspended Plaintiff without pay. (Id. ¶ 8.) Defendants Michael Bartolini, Linda Brown, Beverly Caranese, Holly Hall, and Marlene Joyce (collectively, "School Board Member Defendants") were five members of the School District's nine-member Board and had all voted in favor of the suspension.2 (Id. )
Following that suspension, Plaintiff commenced a civil action (also in this Court) against the School District and the School Board Member Defendants alleging that she was retaliated against in violation of
Plaintiff gave a statement about the Settlement Agreement that made its way into newspaper articles published by TribLive and the Indiana Gazette. (Id. ¶¶ 41-42.) According to the Complaint, "Plaintiff's statement concerned false allegations, wrongdoing, misconduct, and financial waste by the [School] District and the School Board [Member] Defendants." (Id. )3
The School District then released a written "Press Statement" via its public website, and Defendant John Cambest, Solicitor for the School District, read the Press Statement aloud at a school board meeting on December 6, 2017.4 (Id. ¶¶ 4, 11.) The Press Statement states that its purpose is to "clear up the misstatements and fake news given to" the newspapers, presumably by Plaintiff. (Press Statement, ECF No. 1-2.) The Press Statement included the following statements, which Plaintiff alleges are "false and defamatory":
a) "Over the course of [Plaintiff's] superintendency, she refused to communicate with [School] Board Members and other Administrators on critical [School] District matters, engaged in unethical behavior involving *559investigations surrounding family members...."
b) "[I]t was discovered that [Plaintiff] had violated not only District Policy but also provisions of the Pennsylvania School Code...."
c) "[Plaintiff] chose not to participate in the Due Process Hearings to defend or explain her actions leaving the Board of School Directors no choice but to suspend her without pay...."
(Id. ¶ 13.) The Press Statement also lists allegations that were lodged against Plaintiff pending a Section 1080 Hearing5 following her December 2016 suspension. (Press Statement, at 1.) In her Complaint, Plaintiff alleges that the allegations enumerated below are also "false and misleading" statements: (Compl. ¶ 13.)
d) "[Plaintiff] filed a lawsuit against a family without Board approval in violation of the Pennsylvania School Code."
e) "[Plaintiff] unilaterally transferred teachers without Board approval in violation of District Policy, the Teachers Contract and her own Contract. It was often reported to the Board that this was done as a form of control and retaliation/favoritism of professional teachers."
f) "[Plaintiff] participated in and conducted an investigation involving a family member on two (2) separate occasions. The actions of [Plaintiff] were unethical especially after being warned the first time in regard to a similar incident."
g) "It was discovered that student expulsion procedures were violated in accordance with the Pennsylvania School Code and District Policies."
h) "[Plaintiff] broke confidentiality of students and violated her own Contract by speaking out about internal investigations prior to their being accepted by the Board."
i) "The District lost two (2) students in a short period of time and as the District and community were coming together to mourn the Superintendent went to an education conference. It was later discovered that [Plaintiff] chose not to stay in the District but instead to attend the conference in an attempt to influence the person conducting a separation report of the Blairsville-Saltsburg School District. This was reported to the Board of School Directors by the individual conducting the separation report."
j) "[Plaintiff] conducted over ninety-five (95) Loudermill Disciplinary hearings in five (5) years. The Superintendent was given no authority to conduct any of these hearings. The Board received many complaints by staff and professional employees that [Plaintiff] used these Hearings to threaten jobs and flex her power within the District[.] [O]ne case cost the District in excess of $ 200,000 in back pay and legal and arbitration fees."
k) "During her superintendency, [Plaintiff] failed to properly supervise the employees in her Administration and often took time off without notifying the Board or leaving proper Administrators in charge of the District."
*560l) "During her superintendency, [Plaintiff] unilaterally and without Board approval hired Professional Employees on incorrect salary steps in violation of District Policy with a financial liability to the District of Fifty Thousand ($ 50,000.00) Dollars."
m) "During her superintendency, [Plaintiff] allowed overtime pay to be withheld for certain employees. This had liability to the District of approximately Thirty Thousand ($ 30,000.00) Dollars."
n) "During her superintendency, [Plaintiff] allowed pay advancements for employees on leave that were not approved by the Board which required the District to recover funds of approximately Fifteen Thousand ($ 15,000.00) Dollars that were improperly spent. The District may have additional liability to the District that is unaware of."
(Id. )
Plaintiff alleges that all Defendants knew that these statements were false or made with reckless disregard for their falsity, and these statements were made "knowingly, willfully, and maliciously for the purpose of causing Plaintiff to suffer harm to her reputation, to hold her up for public ridicule, blacken her character, discredit her, and subject her to further harm and injury." (Id. ¶¶ 14-15.) The Press Release was later republished in print and online by various news outlets. (Id. ¶ 16.)
Plaintiff brings this lawsuit alleging that the publication of the "false and defamatory statements" via the Press Statement caused Plaintiff to suffer injury to her reputation and standing in the community, humiliation, public embarrassment and stigma, severe anxiety, distress, emotional pain and suffering, lost earnings and lost earning ability. (Id. ¶ 17.)
Count I of the Complaint asserts a claim for defamation (libel/slander), presumably under Pennsylvania common law, against the School Board Member Defendants and Mr. Cambest. (Id. ¶¶ 18-23.) Count II asserts a claim pursuant to
II. Legal Standard
A motion to dismiss filed pursuant to Federal Rule of Civil Procedure 12(b)(6) tests the legal sufficiency of the complaint. Kost v. Kozakiewicz,
Our Court of Appeals has instructed that "a court reviewing the sufficiency of a complaint must take three steps," Connelly v. Lane Construction Corp. ,
First, it must "tak[e] note of the elements [the] plaintiff must plead to state a claim." Iqbal,556 U.S. at 675 ,129 S.Ct. 1937 . Second, it should identify allegations that, "because they are no more than conclusions, are not entitled to the assumption of truth."Id. at 679 ,129 S.Ct. 1937 . See also Burtch v. Milberg Factors, Inc. ,662 F.3d 212 , 224 (3d Cir. 2011) ("Mere restatements of the elements of a claim are not entitled to the assumption of truth." (citation and editorial marks omitted) ). Finally, "[w]hen there are well-pleaded factual allegations, [the] court should assume their veracity and then determine whether they plausibly give rise to an entitlement to relief." Iqbal,556 U.S. at 679 ,129 S.Ct. 1937 .
Connelly,
III. Discussion
A. Count I: State Law Claims for Defamation
Count I of the Complaint asserts a claim for defamation (libel/slander) under Pennsylvania common law against the School Board Member Defendants and Mr. Cambest (collectively, "Individual Defendants"). The Individual Defendants argue that they are immune from suit for state law defamation under Pennsylvania's doctrine of high public official immunity. As explained below, the Court will apply such absolute immunity to each Individual Defendant, and Count I will be dismissed with prejudice.
"In Pennsylvania, high public official immunity is a long-standing category of common law immunity that acts as an absolute bar to protect high public officials from lawsuits arising out of actions taken in the course of their official duties and within the scope of their authority." Doe v. Franklin County,
1. Raising high public official immunity at the motion to dismiss phase
Plaintiff initially challenges whether the Individual Defendants can raise this affirmative defense of immunity at this motion to dismiss stage, primarily relying on this Court's decision in Ferrone v. Onorato,
*562Mazza v. Tredyffrin Twp. , No. 15-4245,
It is true that not all immunity questions can be resolved at the motion to dismiss phase. Dismissal on the basis of immunity is not appropriate on a motion to dismiss when immunity is not established on the face of the Complaint. Thomas,
2. Whether the Individual Defendants are high public officials
In order to apply high public official immunity, the Court must first make the determination that each Individual Defendant in fact held a high public office. "[T]he determination of whether a particular public officer is protected by absolute privilege should depend upon the nature of his duties, the importance of his office, and particularly whether or not he has policy-making functions." Montgomery v. Philadelphia,
i. School Board Member Defendants
At the motion to dismiss phase, district courts in this Circuit have split on *563the issue of whether school board members qualify as "high public officials." But a large majority of courts (including this Court) have concluding that they do, as school board members are entrusted with the policymaking role for a school district. Zurchin v. Ambridge Area Sch. Dist. ,
Plaintiff directs the Court to Ruder, in which the district court concluded, on a motion to dismiss, that school board members did not qualify under the doctrine.
*564Snook v. Midd-West Sch. Dist. , No. 14-cv-948,
A vast majority of cases, including the most recent case from this Court, have concluded on motions to dismiss that school board members are entitled to high public official immunity. This Court will follow that majority approach. A court determining whether a particular individual qualifies as a high public official looks to "the official's duties, the importance of her office, and whether she has policy-making functions." Matta,
ii. Defendant Cambest
Although there is less case law on whether a school district solicitor qualifies *565as a high public official for purposes of absolute immunity, the cases that have considered the issue have concluded that a solicitor does in fact qualify as a high public official for purposes of absolute immunity. In Klatch-Maynard v. Sugarloaf Township , the district court concluded that a township solicitor was entitled to high public official immunity. No. 06-cv-00845,
Other county attorneys have been recognized to have high public official immunity. In Durham v. McElynn, the Pennsylvania Supreme Court recognized the importance of extending absolute immunity to assistant district attorneys because while they may not have a strong policy-making function, "it is the public interest in seeing that the official not be impeded in the performance of important duties."
3. Whether the Individual Defendants' alleged statements were made in the course of their official duty or power and within the scope of their authority
The facts alleged in the Complaint plainly demonstrate that the Individual Defendants were acting within the scope of their official authority and in the course of their official duties. All alleged "statements" were made via a reading of the Press Statement during a school board meeting or via an official medium-the School District's public website. (Id. ¶¶ 4, 11.) See Markovich ,
All of Plaintiff's public allegations went directly to the lawfulness of the official conduct of the School District and its School Board and relative to her conduct in her statutory role. The School District's Press Statement was likewise directed at the School District's and School Board's assessment of the conduct of these same operations and official duties. The matters in both Plaintiff's published statements and the School District's Press Statement were indisputably involving matters of public concern, and the School District's *566press statement was an official action directed by, as Plaintiff's pleads, a majority of the School Board.
All Individual Defendants are considered high public officials for purposes of the high public official immunity doctrine. Because all the alleged conduct occurred within the scope of the Individual Defendants' authority and was made in the course of their official duties, the Court concludes that the Individual Defendants are all cloaked with absolute immunity for the conduct alleged in the Complaint.13 As such, Count I is dismissed with prejudice against all Individual Defendants.
B. Count II: Section 1983 Fourteenth Amendment Against Individual Defendants
Plaintiff alleges that the Individual Defendants violated Plaintiff's Fourteenth Amendment rights by making defamatory statements, and she brings claims under
Plaintiff's Complaint alleges in conclusory fashion that her Fourteenth Amendment rights were violated because she was deprived of both liberty and property rights, "namely, Plaintiff's interest in her reputation and ability to obtain employment." (Compl. ¶ 29.) See also
1. Procedural Due Process
In order to determine whether the Individual Defendants' actions, as alleged in the Complaint, deprived Plaintiff of procedural due process, the Court "must first ask whether the asserted individual interests are encompassed within the [F]ourteenth [A]mendment's protection of 'life, liberty, or property.' " Dee v. Borough of Dunmore,
Our Court of Appeals analyzed this precise issue in Randall v. Facebook, Inc. , an unpublished opinion, where the plaintiff had asserted that a press release disseminated over social media about his prosecution for organized crime charges defamed him and limited his prospects for employment as a musician.
*568see also Steffey v. Agora Cyber Charter Sch. , No. 18-cv-1182,
The Court concludes that Plaintiff's Complaint fails to satisfy the "stigma-plus" test because statements that Plaintiff has suffered lost future employment opportunities, "lost earnings," and "suffered a permanent impairment of her ability to earn" are insufficient to satisfy the "plus" component of the "stigma-plus" test for a procedural due process claim.18
2. Substantive Due Process
"To establish a substantive due process claim, a plaintiff must prove the particular interest at issue is protected by the substantive due process clause and the government's deprivation of that protected interest shocks the conscience."19 Chainey v. Street,
*569only a generalized threat of lost future employment opportunities.").20 Just as the generalized allegations of potential lost future employment were insufficient to show a procedural due process violation, they are also insufficient to show a substantive due process violation.
Therefore, the Court will dismiss Count II against all Individual Defendants but without prejudice. The Court cannot conclude that amendment would necessarily be futile, but in light of the principles set out in Randall and Hill, it likely is. Plaintiff will be given one opportunity to amend to specifically set forth the precise type of actual harm suffered to fulfill the directions of Randall and Hill, as her vague and generalized allegations to date fall woefully short of that mark.21 The Court defers its decision on Defendant Cambest's qualified immunity defense until Plaintiff has amended her Complaint in a further effort to state a claim.
C. Count III: Section 1983 Fourteenth Amendment Against the School District
The School District argues that Plaintiff fails to state a claim for municipal liability based on the Individual Defendants' actions because the Complaint fails to allege the existence of any policy or custom allegedly violated. Plaintiff counters that the School Board Member Defendants' decision to issue the Press Statement "represents an act of official government policy," which is enough to place liability on the School District. (ECF No. 26, at 13.) Because the Court has dismissed the claims against the Individual Defendants, the identical claims against the School District must also be dismissed. Hill,
A municipality may not be held liable under § 1983 for the constitutional torts of its employees by virtue of respondeat superior. Rather, a municipality may be held liable for the conduct of an individual employee or officer only when that *570conduct implements an official policy or practice. Monell v. N.Y.C. Dept. of Soc. Servs. ,436 U.S. 658 , 690,98 S.Ct. 2018 ,56 L.Ed.2d 611 (1978) ; McGreevy v. Stroup,413 F.3d 359 , 367 (3d Cir. 2005).
An individual's conduct implements official policy or practice under several types of circumstances, including when (1) the individual acted pursuant to a formal government policy or a standard operating procedure long accepted within the government entity, (2) the individual himself has final policy-making authority such that his conduct represents official policy, or (3) a final policy-maker renders the individual's conduct official for liability purposes by having delegated to him authority to act or speak for the government, or by ratifying the conduct or speech after it has occurred. See generally Pembaur v. City of Cincinnati,475 U.S. 469 , 478-484,106 S.Ct. 1292 ,89 L.Ed.2d 452 (1986) ; McGreevy,413 F.3d at 367 ; LaVerdure v. County of Montgomery ,324 F.3d 123 , 125-126 (3d Cir. 2003).
Hill,
D. Count IV: Section 1983 First Amendment Retaliation Against the School District23
Plaintiff argues that the statement she gave and as relayed verbatim in newspaper articles after the Settlement Agreement related to matters of public concern and are protected under the First Amendment to the United States Constitution, and because the Press Statement was explicitly in response to Plaintiffs comments, the School District is liable for an act of retaliation for her exercise of her First Amendment right.
The parties agree that "[t]o plead retaliation for the exercise of First Amendment rights, a plaintiff must allege '(1) constitutionally protected conduct, (2) retaliatory action sufficient to deter a person of ordinary firmness from exercising his constitutional rights, and (3) a causal link between the constitutionally protected conduct and the retaliatory action.' " Mirabella v. Villard ,
The first element focuses on the conduct of the Plaintiff. The allegedly protected conduct pled here is Plaintiff's commentary *571about the School District to various news outlets.24 The second element focuses on the conduct of the Defendant. Because the alleged retaliatory conduct by the School District is in the form of the School District's own speech (i.e. official speech), the Court must first determine whether this speech can amount to a retaliatory act before it can determine whether it could be sufficient to deter a person of ordinary firmness from exercising her constitutional rights. Mirabella,
Official speech will only constitute a retaliatory act if it is of a "particularly virulent character." McLaughlin v. Watson,
But there is an exception. The "virulent character" test only applies if the case involves a matter of public concern. Conard,
Plaintiff argues that this case is just like Conard because the School District via the Press Statement was commenting on Plaintiff's job performance, so it concerns a private matter to which the "virulent character" test should not be applied. The School District, on the other hand, argues *572that this is a matter of public concern because the comments were made at a school board meeting and involved matters of public interest, specifically responding to Plaintiff's earlier comments to news outlets about wrongdoing by the School District and its officials. The Court agrees with the School District.
Although statements made (by both sides) involve Plaintiff's time as Superintendent of the School District, the statements made by the School District are plainly matters of public concern because they were made in response to Plaintiff's very public allegations against the School District, including her allegations of the School District's official misconduct, wrongdoing, and financial waste. The fact that Plaintiff's job performance was also a major topic does not make the matter a private one in light of the fact that her service as Superintendent (a high public position in a school district) has become the subject of public debate and news coverage, orchestrated in the first instance by Plaintiff herself via her December 1, 2017, public statement accusing School District officials of nefarious conduct. "The interest of the public in hearing all sides of a public issue is hardly advanced by extending more protection to citizen-critics than to legislators." Bond v. Floyd,
The Eastern District of Pennsylvania recently applied the "virulent character" test to a motion to dismiss. In Noonan v. Kane , one plaintiff alleged that after he criticized former Pennsylvania Attorney General Kathleen Kane for her investigation into accusations of bribery of state assemblymen, Kane retaliated against him by suggesting that he was a racist.
Applying the test to the facts pled here, the Court concludes that this claim fails. The Press Release does not threaten, coerce, or intimidate. It does not suggest that punishment, sanction, or adverse regulatory action will follow. Nor does the Complaint allege as much. The Plaintiff and the School District had settled their differences by resolving Plaintiff's first lawsuit. Plaintiff, by her own admission, then launched a public attack on the School District and its officials, their conduct, and their motives in parting ways with her. That then led directly to the public release of the Press Statement in response, in which the School District denied any such improper conduct, recited the School District's justifications for seeking to dismiss Plaintiff as Superintendent, *573and set forth the School District's positions as to Plaintiff's discharge of her statutory duties as Superintendent.
In such specific circumstances, the rebuttal contained in the Press Statement is not retaliatory speech capable in these circumstances of supporting a First Amendment retaliation claim, as it makes no threat of future action and thus cannot meet the "virulent character" test. To hold otherwise on the facts pled here would, as the D.C. Circuit noted, immobilize public officials from responding to criticism and would truncate rather than foster the robust debate about governmental action contemplated by the First Amendment.
Therefore, Plaintiff fails to state a claim for First Amendment retaliation against the School District, and the Court's analysis stops here. In light of the content of the School District's Press Statement, the Court concludes that no further facts could be pled in an amended complaint that could save Count IV. Any amendment would therefore be futile, and this claim is dismissed with prejudice.
IV. Conclusion
For the foregoing reasons, the Motion to Dismiss filed by Defendants Michael Bartolini, Blairsville-Saltsburg School District, Linda Brown, Beverly Caranese, Holly Hall, Marlene Joyce, ECF No. 19, is granted on the terms set out in the accompanying Order. The Motion to Dismiss filed by Defendant John Cambest, ECF No. 21, is also granted on the terms set out in the accompanying Order.
Exhibit A
https://www.ndianagazette.com/news/details-of-blairsville-saltsburg-settlement-released/article_6d352af6-d6ae-11e7-bd9f-27a501a77d80.html
Details of Blairsville-Saltsburg settlement released
By MARGARET WEAVER mweaver@indianagazette.net Dec. 1, 2017 *574The Blairsville-Saltsburg School District will pay $ 190,732.59 to Dr. Tammy Whitfield to settle a lawsuit regarding her suspension as the district's superintendent, according to the agreement.
Whitfield was suspended with pay Nov. 1, 2016, and was subsequently suspended without pay Dec. 7, 2016, on a vote of 5-4, with no reason ever publicly disclosed by the school board.
After her suspension, Whitfield filed a lawsuit against the district and the five board members who voted in favor of suspending her-Beverly Caranese, Holly Hall, Linda Brown, Marlene Joyce and Michael Bartolini - citing First Amendment retaliation and breach of contract and alleging the board violated a whistleblower law.
Whitfield had sought to be reinstated to her position, along with lost wages and interest; compensation for pain, suffering, emotional distress and humiliation; and attorney and legal fees and lost benefits.
On Nov. 15, the school board approved a general release agreement between the district and Whitfield, which was part of the settlement process.
*575The settlement agreement was released Thursday by Whitfield. It does not contain a confidentiality agreement or non-disparagement clause.
Terms of the agreement include the following:
• The amount paid to Whitfield represents all wages and benefits owed through March 18, 2018. Two payments will be made: $ 95,366.59 within 30 days of the agreement and $ 95,366 on March 30, 2018.
• The district's insurer, CM Regent Insurance Company, will make a payment of $ 65,000 on behalf of district defendants (Caranese, Hall, Brown, Joyce and Bartolini) to Whitfield's counsel, Johnston Lykos LLC, for attorney fees. CM Regent will also pay all mediation fees incurred regarding the litigation.
• Whitfield is to be considered on personal leave of absence until March 31, after which she will be retired.
• All applicable Pennsylvania School Employees' Retirement System contributions for this time period will be made by the district.
• The district will pay COBRA premiums for Whitfield from April 1, 2018, to Dec. 31, 2018.
• The district will pay $ 1,449 in lieu of continuing to pay life insurance premiums on her behalf.
*576• Her most recent performance evaluation will removed from the district's website.
• She will "discontinue and withdraw" the lawsuit against the five board members.
• In response to inquiries from potential employers, the district may only provide dates of Whitfield's employment, her position held and rate of pay.
• Whitfield will not apply for or seek employment with the district or its successors.
The document states that "this settlement agreement and release shall not be construed or interpreted as an admission of liability by the school district defendants."
It goes on to state that "neither party shall represent that they are the prevailing party."
District officials on Thursday declined to provide an estimate of how much the lawsuit has cost the district in total for items including attorneys' fees, fees for hearing officers and court reporters, cost of mediation and advertising for related meetings and for meeting cancellations.
A right-to-know request for related information was mailed Thursday after the information was denied via email by the district's solicitor, Krisha DiMascio.
Acting superintendent Jeff Soles and board president Caranese did not respond to an email request Thursday for a statement regarding the district's point of view on the settlement.
Whitfield's attorney, Nikki Velisaris Lykos, said in a statement that Whitfield "is pleased to have resolved her lawsuit so that she can put this situation behind her and focus on her future.
"That said," she continued, "it is unfortunate that Dr. Whitfield had to be crucified professionally by certain school board members simply because she spoke up about consolidation, which would benefit both the students and taxpayers of the district."
Prior to her suspension, Whitfield was placed on an "improvement plan" in June of 2016 following an evaluation. The five board members named in the lawsuit had all voted in favor of Whitfield's placement on the improvement plan.
The remaining four members of the board - Mary Whitfield, Anthony "Tim" Canzano, Molly Stiles and Rick Harper - came forward publicly to defend the superintendent after her placement on the plan and stated they believed she was the victim of a "witch hunt" and was unfairly being targeted over an attempt to consolidate the district's schools.
Of those members, Mary Whitfield, Canzano and Stiles voted against accepting the general release agreement on Nov. 15. Harper was absent.
Outgoing board member Mary Whitfield said Thursday they were kept in the dark.
"We voted no because we didn't know what we were voting on," she said. "We've not gotten one detail of the whole thing. We were not allowed into mediation. They gave us not one sentence out of the agreement."
"People in Blairsville need to understand we don't have a say on that board," she said. "The cost of all these investigations, that's money, as far as I'm concerned, taken right out of the kids' learning experiences. Everything they spend money on other than kids is hurting our kids. The money for education is so hard to come by. They make it so much worse by spending money on ... frivolous lawsuits."
*577Whitfield had served as superintendent since April 2010, when she was hired to fill a position that had been occupied with interim officials for more than a year. Bringing two decades of education experience to the district, she previously worked in the Chartiers Valley School District for 22 years, including as assistant superintendent.
Following is a statement, in its entirety, released Thursday by Dr. Tammy Whitfield regarding the settlement of her lawsuit against the Blairsville-Saltsburg School District.
"No amount of money is able to erase the damage that 5 members of the Blairsville-Saltsburg School Board have caused. Beverly Caranese, Holly Hall, Marlene Joyce, Michael Bartolini, and Linda Brown voted repeatedly, following CONSOLIDATION presentations, to try to discredit me. As one of those school board members stated to a client(s), "We can't get rid of her since she hired an attorney, but we can make her life miserable until she quits." Another one of those board members showed up unannounced at a parent's house, encouraging the parent to sue the District/me, based on false allegations. The same board member and her attorney repeatedly contacted one of the investigators, threatened to sue, and demanded that the investigative report be changed since it did not say what she wanted it to say. Fortunately, the investigator had integrity and refused to change the facts. A third board member contacted the District Attorney on several occasions, stating that I should be brought up on Obstruction of Justice charges, even though her allegations were false. The District Attorney refused, as I had done nothing wrong. This type of treatment went on for over 2 years.
"However, after multiple, taxpayer-funded investigations, a phony evaluation which only included some board member comments, and statements from other administrators' evaluations and job descriptions, an agenda-driven improvement plan, a warrantless suspension for over a year, they were unable to find anything that would cause a dismissal. Each investigation proved that I had done nothing wrong. Additionally, it took them over a year, without pay, to schedule a 1080 Hearing, which they were trying to use to dismiss me. Interestingly, they didn't proceed, for I had done nothing that was fireable. They, instead, requested a settlement, most of which will be paid by your tax money.
"Also noteworthy is that the School Board had renewed my contract for 5 years, 10 months before it was due. Yet, a few months following the renewal, CONSOLIDATION was presented, and they viciously went after me. I have no doubt that they retaliated against me for over 2 years due to CONSOLIDATION. When the solicitor stated to several individuals, including me, that their actions were a "witch-hunt," their agenda was extremely transparent.
"It is unfortunate for the students and taxpayers of both communities to suffer at the hands of personal, agenda-driven board members. Conversely, Mary Whitfield, Molly Stiles, Tim Canzano, Rick Harper, and previous board member George Rowley tried to stop this injustice, but they did not have the majority. My hope is that the voting public will recognize and elect ethical, education-driven, community members in the future. Children's education and your tax money are at stake."
EXHIBIT B
December 5, 2017
PRESS STATEMENT
On or about December 1, 2017 the District was approached by news outlets to comment on a recent Settlement Agreement *578between former Superintendent Dr. Tammy Whitfield and the District. Because of the personnel nature of the actions between Dr. Whitfield and the District the Board of School Directors felt it was inappropriate to make a comment at that time. However, after reviewing the December 1, 2017 reports from TribLive and the Indiana Gazette, the Board of School Directors thought it was appropriate to clear up the misstatements and fake news given to both the TribLive and the Indiana Gazette.
In April of 2010, the School District voted to approve a Contract between Dr. Whitfield and the District in spite of the fact that Whitfield had been engaged in termination proceedings and lawsuits with the Chartiers Valley School District in Allegheny County, Pennsylvania. Over the course of Whitfield's superintendency, she refused to communicate with Board Members and other Administrators on critical District matters, engaged in unethical behavior involving investigations surrounding family members, which unprofessional conduct caused her to be placed on a Performance Plan by the Board of School Directors. During the Performance Improvement Plan it was discovered that Whitfield had violated not only District Policy but also provisions of the Pennsylvania School Code which resulted in her being placed on leave without pay pending an investigation. Whitfield chose not to participate in the Due Process Hearings to defend or explain her actions leaving the Board of School Directors no choice but to suspend her without pay pending a Section 1080 Disciplinary Hearing under the Pennsylvania School Code.
Some of the allegations lodged against Whitfield in regard to the Section 1080 Hearing were as follows:
1. Dr. Whitfield filed a lawsuit against a family without Board approval in violation of the Pennsylvania School Code;
2. Dr. Whitfield unilaterally transferred teachers without Board approval in violation of District Policy, the Teachers Contract and her own Contract. It was often reported to the Board that this was done as a form of control and retaliation/favoritism of professional teachers;
3. Dr. Whitfield participated in and conducted an investigation involving a family member on two (2) separate occasions. The actions of Dr. Whitfield were unethical especially after being warned the first time in regard to a similar incident;
4. It was discovered that student expulsion procedures were violated in accordance with the Pennsylvania School Code and District Policies;
5. Dr. Whitfield broke confidentiality of students and violated her own Contract by speaking out about internal investigations prior to their being accepted by the Board;
6. The District lost two (2) students in a short period of time and as the District and community were coming together to mourn the Superintendent went to an education conference. It was later discovered that Whitfield chose not to stay in the District but instead to attend the conference in an attempt to influence the person conducting a separation report of the Blairsville-Saltsburg School District. This was reported to the Board of School Directors by the individual conducting the separation report;
7. Whitfield conducted over ninety-five (95) Loudermill Disciplinary *579hearings in five (5) years. The Superintendent was given no authority to conduct many of these hearings. The Board received many complaints by staff and professional employees that Whitfield used these Hearings to threaten jobs and flex her power within the District one case cost the District in excess of $ 200,000 in back pay and legal and arbitration fees;
8. During her superintendency, Whitfield failed to properly supervise the employees in her Administration and often took time off without notifying the Board or leaving proper Administrators in charge of the District;
9. During her superintendency, Whitfield unilaterally and without Board approval hired Professional Employees on incorrect salary steps in violation of District Policy with a financial liability to the District of Fifty Thousand ($ 50,000.00) Dollars;
10. During her superintendency, Whitfield allowed overtime pay to be withheld for certain employees in an attempt to circumvent State Law. This had a liability to the District of approximately Thirty Thousand ($ 30,000.00) Dollars;
11. During her superintendency, Whitfield allowed pay advancements for employees on leave that were not approved by the Board which required the District to recover funds of approximately Fifteen Thousand ($ 15,000.00) Dollars that were improperly spent. The District may have additional liability to the District that is unaware of.
The issue of consolidation was never raised in Whitfield's Improvement Plan or Notice of Charges for the Section 1080 Hearing.
It was after these allegations were made known to Whitfield that she filed a frivolous Federal lawsuit against the District and five (5) Board Members citing consolidation as the main issue for potential disciplinary action. After the District noticed the Section 1080 Disciplinary Hearing, and after being faced with the multiple charges against her, the District began receiving offers to settle from Dr. Whitfield's attorneys but were unable to come to an agreement. The Section 1080 Hearing was continued and the District came to a final Settlement Agreement as a result of mediation between the parties.
The District believes that its action to settle the termination proceedings was in the best interest of providing professional leadership and quality educational programs for the District's students. As a result of actions being taken by the Board of School Directors, the Board of School Directors believes that the settlement of the termination proceedings involving Dr. Whitfield will result in an approximate savings of $ 500,000 on the remainder of Dr. Whitfield's contract alone and an estimated $ 100,000 in legal fees for both the 1080 hearing and federal lawsuit which far outweigh the cost of termination of Whitfield and future liabilities to the District both educationally and economically.
The Board of School Directors looks forward to putting this inauspicious chapter behind them and to moving forward with quality professional leadership for the District. The District would like to commend its current Administration for taking on *580additional roles and responsibilities during this unpleasant time.
Related
Cite This Page — Counsel Stack
370 F. Supp. 3d 554, Counsel Stack Legal Research, https://law.counselstack.com/opinion/caristo-v-blairsville-saltsburg-sch-dist-pawd-2019.