Barnhart v. Walton

535 U.S. 212, 122 S. Ct. 1265, 152 L. Ed. 2d 330, 2002 U.S. LEXIS 2145
CourtSupreme Court of the United States
DecidedMarch 27, 2002
Docket00-1937
StatusPublished
Cited by1,212 cases

This text of 535 U.S. 212 (Barnhart v. Walton) is published on Counsel Stack Legal Research, covering Supreme Court of the United States primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Barnhart v. Walton, 535 U.S. 212, 122 S. Ct. 1265, 152 L. Ed. 2d 330, 2002 U.S. LEXIS 2145 (2002).

Opinions

Justice Breyer

delivered the opinion of the Court.

The Social Security Act authorizes payment of disability insurance benefits and Supplemental Security Income to individuals with disabilities. See 49 Stat. 622, as amended, 42 U. S. C. §401 et seq. (1994 ed. and Supp. V) (Title II disability insurance benefits); §1381 et seq. (Title XVI supplemental security income). For both types of benefits the Act defines the key term “disability” as an

“inability to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or which has lasted or can be expected to last for a continuous period of not less than 12 months.” § 423(d)(1)(A) (1994 ed.) (Title II) (emphasis added); accord, § 1382c(a)(3)(A) (1994 ed., Supp. V) (Title XVI).

This case presents two questions about the Social Security Administration’s interpretation of this definition.

First, the Social Security Administration (which we shall call the Agency) reads the term “inability” as including a “12 month” requirement. In its view, the “inability” (to engage in any substantial gainful activity) must last, or must be ex[215]*215pected to last, for at least 12 months. Second, the Agency reads the term “expected to last” as applicable only when the “inability” has not yet lasted 12 months. In the case of a later Agency determination — where the “inability” did not last 12 months — the Agency will automatically assume that the claimant failed to meet the duration requirement. It will not look back to decide hypothetically whether, despite the claimant’s actual return to work before 12 months expired, the “inability” nonetheless might have been expected to last that long.

The Court of Appeals for the Fourth Circuit held both these interpretations of the statute unlawful. We hold, to the contrary, that both fall within the Agency’s lawful interpretive authority. See Chevron U. S. A. Inc. v. Natural Resources Defense Council, Inc., 467 U. S. 837 (1984). Consequently, we reverse.

I

In 1996 Cleveland Walton, the respondent, applied for both Title II disability insurance benefits and Title XVI Supplemental Security Income. The Agency found that (1) by October 31,1994, Walton had developed a serious mental illness involving both schizophrenia and associated depression; (2) the illness caused him then to lose his job as a full-time teacher; (3) by mid-1995 he began to work again part time as a cashier; and (4) by December 1995 he was working as a cashier full time.

The Agency concluded that Walton’s mental illness had prevented him from engaging in any significant work, i. e., from “engaging] in any substantial gainful activity,” for 11 months — from October 31, 1994 (when he lost his teaching job) until the end of September 1995 (when he earned income sufficient to rise to the level of “substantial gainful activity”). See 20 CFR §§404.1574, 416.974 (2001). And because the statute demanded an “inability to engage in any substantial gainful activity” lasting 12, not 11, months, Walton was not entitled to benefits.

[216]*216Walton sought court review. The District Court affirmed the Agency’s decision, but the Court of Appeals for the Fourth Circuit reversed. Walton v. Apfel, 235 F. 3d 184, 186-187 (2000). The court said that the statute’s 12-month duration requirement modifies the word “impairment,” not the word “inability.” Id., at 189. It added that the statute’s “language ... leaves no doubt” that there is no similar “duration requirement” related to an “inability” (to engage in substantial gainful activity). Ibid. It concluded that, because the statute’s language “speaks clearly” and is “unambiguous,” Walton was entitled to receive benefits despite agency regulations restricting benefits to those unable to work for a 12-month period. Ibid.

The court went on to decide that, in any event, Walton qualified because, prior to Walton’s return to work, one would have “expected” his “inability” to last 12 months. Id., at 189-190. It conceded that the Agency had made Walton’s actual return to work determinative on this point. See 20 CFR §§ 404.1520(b), 1592(d)(2) (2001). But it found unlawful the Agency regulations that gave the Agency the benefit of hindsight — on the ground that they conflicted with the statute’s clear command. 235 F. 3d, at 190.

For either reason, the Fourth Circuit concluded, Walton became “entitled” to Title II benefits no later than April 1995, five months after the onset of his illness. See 42 U.S.C. §§423(a)(l)(D)(i), 423(a)(l)(D)(ii) (providing for a 5-month “waiting period” before a claimant is “entitled” to benefits), 423(c)(2)(A) (1994 ed.). It added that Walton’s later work as a cashier was legally beside the point. That work simply counted as part of a 9-month “trial work period,” which the statute grants to those “entitled” to Title II benefits, and which it permits them to perform without loss of benefits. § 422(c).

The Government sought certiorari. It pointed out that the Fourth Circuit’s first holding conflicts with those of other Circuits, compare 235 F. 3d, at 189-190, with Titus v. Sulli[217]*217van, 4 F. 3d 590, 594-595 (CA8 1993), and Alexander v. Richardson, 451 F. 2d 1185 (CA10 1971). It added that the Fourth Circuit’s views were contrary to well-settled law and would create additional Social Security costs of $80 billion over 10 years. We granted the writ. We now reverse.

II

The statutory definition of “disability” has two parts. First, it requires a certain kind of “inability,” namely, an “inability to engage in any substantial gainful activity.” Second, it requires an “impairment,” namely, a “physical or mental impairment,” which provides “reason” for the “inability.” The statute adds that the “impairment” must be one that “has lasted or can be expected to last . . . not less than 12 months.” But what about the “inability”? Must it also last (or be expected to last) for the same amount of time?

The Agency has answered this question in the affirmative. Acting pursuant to statutory rulemaking authority, 42 U. S. C. §§ 405(a) (Title II), 1383(d)(1) (Title XVI), it has promulgated formal regulations that state that a claimant is not disabled “regardless of [his] medical condition,” if he is doing “substantial gainful activity.” 20 CFR § 404.1520(b) (2001). And the Agency has interpreted this regulation to mean that the claimant is not disabled if “within 12 months after the onset of an impairment ... the impairment no longer prevents substantial gainful activity.” 65 Fed. Reg. 42774 (2000).

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Bluebook (online)
535 U.S. 212, 122 S. Ct. 1265, 152 L. Ed. 2d 330, 2002 U.S. LEXIS 2145, Counsel Stack Legal Research, https://law.counselstack.com/opinion/barnhart-v-walton-scotus-2002.