Arthur Reed v. United States

441 F.2d 569, 1971 U.S. App. LEXIS 10455
CourtCourt of Appeals for the Ninth Circuit
DecidedApril 30, 1971
Docket24549
StatusPublished
Cited by21 cases

This text of 441 F.2d 569 (Arthur Reed v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Arthur Reed v. United States, 441 F.2d 569, 1971 U.S. App. LEXIS 10455 (9th Cir. 1971).

Opinions

BARNES, Circuit Judge:

After pleading guilty to robbing a National Bank in violation of 18 U.S.C. § 2113(a), petitioner-appellant (hereafter petitioner) was sentenced to twelve years in prison on February 5, 1968, under the provisions of 18 U.S.C. § 4208 (a) (2). He thereafter instituted two habeas corpus motions under 28 U.S.C. § 2255; these proceedings were dismissed without evidentiary hearings on August 8, 1968 (C.T. Vol. II pp. 8-10) and January 10, 1969 (C.T. Vol. II pp. 31-32), respectively.

The proceeding resulting in this appeal, which raises essentially the same issue as the previous two, was filed on May 19, 1969, and dismissed on May 28, 1969. In none of the proceedings was the petitioner accorded a formal evidentiary hearing because the habeas judge, who was also the sentencing judge, believed that the record clearly established that the petitioner’s claim was patently without merit. Jurisdiction over this appeal rests upon 28 U.S.C. § 1291. For reasons stated in the following discussion, we feel required to reverse and remand.

The essence of petitioner’s claim in all three habeas proceedings in the District Court and in this appeal is that he was the recipient of certain promises from his court-appointed attorney concerning possible sentencing under the Youth Corrections Act that were not fulfilled which caused his plea of guilty to be involuntary.1 We note that no allega[571]*571tion is made as to any alleged agreement or “deal” between the Assistant U. S. Attorney on the one hand, and the petitioner or his attorney on the other, nor any participation in any agreement by the Court.

After petitioner instituted his first habeas proceeding, which asserted the above-described claims, the habeas judge wrote directly to petitioner’s court-appointed attorney, who had represented him at trial. The letter recited the alleged promises made by the attorney to petitioner and directed the attorney to respond within one week by affidavit. The attorney responded in part, in the following manner:

“Affiant at no time promised a sentence of any kind, under the Youth Corrections Act or otherwise, to defendant Arthur Reed, Jr. Affiant has made a practice in all criminal cases handled by affiant to attempt to discuss fully the matter of sentence with defendants prior to the time of their entering a plea of guilty. However, affiant has always attempted to make it clear that the matter of sentence was entirely up to the Court and that no promises of any kind could be made with respect to the sentence that might be imposed by the Court.” (C. T. Vol. IA pp. 29-30)

On the basis of the affidavit of the attorney and the record of the case, which established full compliance with Rule 11, Fed.R.Crim.Proc., (See C.T. Vol. II pp. 12-22) the petitioner’s section 2255 motion was denied without an evidentiary hearing. No timely appeal was filed in that or the subsequent proceeding, which raised essentially the same issue and which was similarly dismissed on January 10, 1969. (See C.T. Vol. II pp. 31-32)

On May 19, 1969, petitioner instituted a third habeas proceeding and reiterated the claim that his attorney’s promises of treatment under the Youth Corrections Act had elicited an involuntary plea of guilty requiring relief under 28 U.S.C. § 2255. (C.T. Vol. I, pp. 2-21) The Federal habeas judge who was, as stated earlier, the sentencing judge and who presided in the previous habeas applications, again entered an order denying without hearing the motion. That order stated in relevant part:

“ * * * The court has examined the said new motion and the various documents filed in support thereof. It conclusively appears that Petitioner is [572]*572entitled to no relief. No hearing is necessary or appropriate.”

The order went on to state that petitioner’s claims had been finally adjudicated in the previous two proceedings.

We agree with the government that the sole issue raised in this appeal is the following: “Did the trial judge err in deciding without a hearing that defendant’s plea of guilty was voluntary?” (Gov’t.Br. p. 1)

In Machibroda v. United States, 368 U.S. 487, 494-496, 82 S.Ct. 510, 7 L.Ed.2d 473 (1962), the Supreme Court directed itself to the difficult problem of enunciating a standard for determining when a motion under 28 U.S.C. § 2255 requires a full evidentiary hearing. In that case petitioner, by way of motion and affidavit specified in detail three occasions, fully identified as to time and place, when an Assistant United States Attorney, allegedly on the authority of the federal trial judge, made a “deal” with petitioner as to the maximum sentence he would receive if he pleaded guilty. Moreover, threats were alleged that petitioner would face other criminal charges if he divulged the terms of the deal. Petitioner contended that the alleged promises and threats rendered his plea of guilty involuntary.

The government opposed petitioner’s motion with an affidavit by the named Assistant United States Attorney denying the allegations. The District Judge, placing great weight on the affidavit, denied the motion without a hearing.

The Supreme Court reviewed the language of 28 U.S.C. § 2255 and focused in particular on the following:

“Unless the motion and the files and records of the case conclusively show that the prisoner is entitled to no relief, the court shall * * * grant a prompt hearing. * * * ” (28 U.S.C. § 2255)

It concluded on the facts present in Machibroda that:

“This was not a case where the issues raised by the motion were conclusively determined either by the motion itself or by the ‘files and records’ in the trial court. The factual allegations contained in the petitioner’s motion and affidavit, and put in issue by the affidavit filed with the Government’s response, related primarily to purported occurrences outside the courtroom and upon which the record could, therefore, cast no real light. Nor were the circumstances alleged of a kind that the District Judge could completely resolve by drawing upon his own personal knowledge or recollection.” 368 U.S. at 494-495, 82 S.Ct. at 514.

The Supreme Court therefore granted a hearing.

Recent cases in this Circuit underscore the difficulty of articulating a general rule that might easily be applied by federal trial judges to determine whether a hearing is required in each of the widely diverse and increasingly numerous § 2255 motions.

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Arthur Reed v. United States
441 F.2d 569 (Ninth Circuit, 1971)

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Bluebook (online)
441 F.2d 569, 1971 U.S. App. LEXIS 10455, Counsel Stack Legal Research, https://law.counselstack.com/opinion/arthur-reed-v-united-states-ca9-1971.