Robert John Austin v. United States

408 F.2d 808
CourtCourt of Appeals for the Ninth Circuit
DecidedApril 30, 1969
Docket23140
StatusPublished
Cited by39 cases

This text of 408 F.2d 808 (Robert John Austin v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Robert John Austin v. United States, 408 F.2d 808 (9th Cir. 1969).

Opinions

JAMES M. CARTER, Circuit Judge:

This is an appeal from an order of the district court denying relief on a petition under 28 U.S.C. § 2255 without holding an evidentiary hearing.

Appellant was indicted for bank robbery under 18 U.S.C. § 2113(a). Appellant, represented by counsel, entered a plea of guilty to the charge. On May 3, 1965, he was sentenced to a term of ten years, under the provisions of 18 U.S.C. § 4208(a) (2). The court recommended he be considered for parole after serving two years.

His § 2255 petition filed February 17, 1967, set forth three grounds: (1) that he was denied assistance of counsel when taken before the United States Commissioner for arraignment, and waived a preliminary hearing; (2) that he was sentenced erroneously in that the trial court considered prior offenses of which the appellant alleges he was unaware; (3) that he was induced to make a confession and subsequently to plead guilty by agents of the FBI.

On March 3, 1967, the district court denied the petition under 28 U.S.C. § 2255 without an evidentiary hearing. Appellant filed notice of appeal from the order denying him relief. On June 1, 1967, appellant filed a motion to set aside the court’s order of March 3,1967. Since this court had jurisdiction of the appeal from the March 3, 1967 order, the district court denied the motion of June 1, 1967, on the ground that it lacked jurisdiction. The appellant then withdrew his earlier appeal, and requested the court to reconsider its March 3, 1967 order. The district court again reviewed the allegations of the petition and denied relief.

LACK OF COUNSEL BEFORE COMMISSIONER

Waiver of Preliminary Hearing

Appellant alleges in his § 2255 petition, “I did waive that right [to counsel] since I had no funds to retain counsel.” We assume for argument that there was no valid waiver of counsel, but this does not end the inquiry.

Under the Criminal Justice Act, 18 U.S.C. § 3006A(b), there is a right in [810]*810the Federal court to counsel at every stage of the proceedings. However, lack of counsel at proceedings before a commissioner, either on arraignment or preliminary hearing, does not ipso facto constitute a denial of the Sixth Amendment right to counsel. This Court in Marcella v. United States, 344 F.2d 876 (9 Cir. 1965), cert. denied 382 U.S. 1016, 86 S.Ct. 630, 15 L.Ed.2d 531 (1965) stated: “ * * * the accused is denied rights afforded him under the sixth amendment when he is subjected to an arraignment or to a preliminary hearing without the assistance of counsel, where events transpired that are likely to prejudice his ensuing trial.” This Court in Marcella considered Hamilton v. Alabama, 368 U.S. 52, 82 S.Ct. 157, 7 L.Ed.2d 114 (1961) and White v. Maryland. 373 U.S. 59, 83 S.Ct. 1050, 10 L.Ed.2d 193 (1963). The arraignment in Hamilton, and the preliminary hearing in White, was in each case, a “critical” stage in the proceedings. See De Toro v. Pepersack, 332 F.2d 341 (4 Cir. 1964), cert. denied 379 U.S. 909, 85 S.Ct. 198, 13 L.Ed.2d 181 (1964), (Maryland law) and Tynan v. Eyman, 397 F.2d 53 (9 Cir. 1968), cert. denied 393 U.S. 954, 89 S.Ct. 383, 21 L.Ed.2d 366 (1968).

In the ease at bar, no events transpired before the commissioner which would have prejudiced appellant had he gone to trial. No admissions were made. No prejudice was shown.

Appellant further claims that his waiver of a preliminary hearing was predicated on advice from an FBI agent, and that his failure to have a preliminary hearing resulted in prejudice to him. There is no constitutional right to a preliminary hearing before a commissioner. Sciortino v. Zampano, 385 F.2d 132, 134 (2 Cir. 1967), cert. denied 390 U.S. 906, 88 S.Ct. 820, 19 L.Ed.2d 872 (1968). A defendant is deprived of no substantial rights when the government by-passes a preliminary hearing. Woykovsky v. United States, 336 F.2d 803, 806 (9 Cir. 1964), cert. denied 379 U.S. 1004, 85 S.Ct. 728, 13 L.Ed.2d 705 (1965).

The return of an indictment establishes probable cause, and eliminates the need for a preliminary examination. Jaben v. United States, 381 U.S. 214, 220, 85 S.Ct. 1365, 14 L.Ed.2d 345 (1965). Accord, Byrnes v. United States, 327 F.2d 825, 834 (9 Cir. 1964), cert. denied 377 U.S. 970, 84 S.Ct. 1652, 12 L.Ed.2d 739 (1964) ; Sciortino v. Zampano, supra. Since here an indictment was returned against appellant and established probable cause, he had no right to a preliminary examination; therefore, he cannot complain of his involuntary waiver of the proceeding.

THE SENTENCING

Appellant contends that the United States Attorney misstated his criminal record at the time of sentencing. The probation report,1 which was before the court, shows a conviction for simple assault. The arrest which preceded that conviction, had been for an assault with a deadly weapon and was brought to the court’s attention by the Assistant United States Attorney at the sentencing hearing. The true facts were developed. Appellant had been arrested for the felony and was convicted of a misdemeanor. See Williams v. New York, 337 U.S. 241, 69 S.Ct. 1079, 93 L.Ed. 1337 (1949) and United States v. Doyle, 348 F.2d 715 (2 Cir. 1965) as to the matters a sentencing court may consider. The court did not err when it considered the nature of the arrest which preceded the prior conviction.-

THE PLEA OF GUILTY

Appellant contends that his plea of guilty was involuntary and induced by promises made by two FBI agents. He alleges that one agent told him he would receive only a one year sentence; also that the second agent told him he could re-roof the agent’s house after his release from prison, and thereby get a new [811]*811start in life after serving the one year sentence.

Appellant alleges that as a result of their promises, he refused to cooperate with his attorney and assured the court when questioned at the time of his guilty plea, that his plea was voluntary and that no promises or threats of any kind had been made to him.2

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Bluebook (online)
408 F.2d 808, Counsel Stack Legal Research, https://law.counselstack.com/opinion/robert-john-austin-v-united-states-ca9-1969.