Application of Michael Mojzesz Szwarc

319 F.2d 277, 50 C.C.P.A. 1571
CourtCourt of Customs and Patent Appeals
DecidedSeptember 27, 1963
DocketPatent Appeal 6462, 7000
StatusPublished
Cited by23 cases

This text of 319 F.2d 277 (Application of Michael Mojzesz Szwarc) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Application of Michael Mojzesz Szwarc, 319 F.2d 277, 50 C.C.P.A. 1571 (ccpa 1963).

Opinions

SMITH, Judge.

.. . Appellant.,bus appealed the .rejection of' 3.product and ,8 process claims in his application 1 fqr patent, on certain polymers- and processes,for the production thereof. The rejection is based on appellant’s,British Patent which issued more than one-year prior to the filing date of the appealed application., 35 U.S.C. .§ 102(b).. The primary-issue infhisqa.se arises .under 35 U.S.C. §, 120 and requires a determination of whether, the present application is entitled tp the benefit of the fil[279]*279ing date of an earlier D-S- application2 fop patent -filed,bj^pppellant, thq filing dat.eof .which,is parly enough,to,^vpi(l -the. .statutory par ,of,,.,35-ilU:S.C..,§ 10fi(fi).

’1 History of Present

Proceedings'5'

The rather...complicated, fact sityation,: presented,by the, two .consolidated, appeals may be summarized as,follows, ,

“1. Appellant, .Szvyarc, on Sept. 19, 1947, filed a British applica- ' “ ‘ ;tioh which relates to the same • ’’ *' subject hiatter as the presently appealed application.-
*;“2. -A Ú.S. application,' Ser. No. „ , . 4$,339,/identical. with „ said . , British, application,. was, filch,,, ...on Sept. 8, .1948. ^ '.(¡hereafter /' termed the “parent” application). , , V"... .V.’.,,
On rMar„ .7,. 1951 the.reference . .... • British, ¡patent, .No,. 65.0,947,-was; issued on. .the said British, ■ .application. , .-.-iir-, ‘3..
The’ présent applicátion, -'Sem v No:'’306,:-9’40, wáé filed on Aug. • 1 -28,1952, as a ‘continuation-in-^- * - part* of what 'appellaritASsérts1 ’ ; to - be-"his- parent'application, ■ Ser. No. 48,039. U ’ "• — - s' “4.
' Claims ¿2-47; 49,'5(j and 52 of" ,' the’ ‘parent’ TJ.'S.",application,: ' ’ ' Sef.''No.'48,039/^6^6’finally ’’ rejected "‘by’‘the* exairfinei'' as...../ ' /■’' ‘laclcihg utilityíhesé ¿laims ' "were amended" after'filial" he-/ " j‘ectioniri'ficcordahce'with!Rule 1 116 of the Rules of "Practice '' .of, -the U.S-, Patent Office and became claims 54 (a process i - claim) and 55-- .-(a-- product ‘‘ : "'claim),'which Wére'appe'a’íed'tb’ ." /.-' the 1)oard of Appeals., :‘5."
■“'6.1 The'Board- "of 'Appeaiá/'rélyinfi ’ // . rfi a/,. /¡Brn^neL 2J6,, i: - ■: - 37 GCPA,-i032,-affirmed'.the - examiner?S- rejection-'oPeláimá» /“h'¿"án'd''56'‘ Sf'the ‘pareiit’ ap^cation,, ' •.vhrA/'' ¡“(Cfil'',11)
After the Board had' .affirmed : the examinerfs rejection of said yclaimshá and 55, a civil action ..-against the. Commissioner un- ■ der 35 -U.S.C. §, 145 was filed by Petrocarbon Ltd., the then , assignee of;appellant! Szwarc. The. District,-Court, D. C., in . an unreported,.'-Memorandum -, Decision, ruled in favor of the . Patent Office, Petrocarbon Ltd. v. Watson.
“8. The District-Court’s decision 1 'in Petrocarbon Ltd. v. Watson was affirmed by the-Court of Appeals, D. C., 101 U.S.App. D.C. 214, 247 F.2d 800. (Cerif tiprari denied, 355 U.S. 955, 78 , S.Ct. 540, 2 L.Ed.2d 531; Petition for rehearing denied, 356 U.S. 978, 78 S.Ct. 1134, 2 L.Ed.2d 1146).
“9., The.claims of the present ap- . .plication stand rejected under /3’5 U.'S.Cir!‘§; 102(b) as being ’ 'bkffed tíy the sáid British Pat"ent '65fi;947 issued to Szwarc ->. ¡ more than a year prior to Aug. : • 28; 1952; the'filing date of the ! - presently-appealed application. Benefit of the filing date-of the ,.,, 3 .‘parent’ .application, under 35 1LS.C. ,§ J(20 was denied by the . examiner, whiph action was af- ,,,,... firmed, b.y„ the. jfioord of Ap,i;(. 'Pqals,, <o- Ijn a(id,ecisiofi upon re- ,, j:. |cpn.sideriition,. the, board held - a.„,.thes, decision . in/.Petrocarbon Ltd. v. Watson to be res judi- :'eatic on'the ¡question'1’of wheth- // ér .the parent Apphcfition '"disf 1 ¿closed the ..invention ,ag,<ren, - quired'-by-the- first-paragraph 'of '35.’ U,S.C.; § 112, and held' .fhoL-jhis preyemtefi appelifipt, irbimavoiding the ¡present iré1-s‘11'/"/jectioñ/by‘f écfiürse'tov35, U/S/ ,..-v,V-<A;.Í, ,A -..I- «w1 - •’,<• "■ 'll' .¡í,: x :í
“lOl"5 -1 In bur-ifiíti'ár fionSidefatibih' óf' ,, .¡....¡tfijs^.ca^^.in Appeal. N/o, f/4 f,i' íV'rWKÍ í í¡ . 'i iii *>■ ......... [280]*2806462, we noted that while the appealed decision was based on res judicata, the record did not disclose the necessary identity or privity of parties between the present appellant Szwarc and Petrocarbon Ltd., the party in interest in the prior litigation. We therefore remanded the ease to the Patent Office ‘for a factual determination as to the relationship, if any, between the parties involved in the Petrocarbon case and the party in interest here involved’. In re Szwarc, 280 F.2d 436, 47 CCPA 1167.
“11. The Board of Appeals, in a decision dated Oct. 13, 1961, set forth facts of record in the Patent Office which it found sufficient to show identity or privity of the parties Szwarc and Petrocarbon Ltd. and denied appellant’s requested remand to the primary examiner. Szwarc’s Request for Reconsideration and his Petition to the Commissioner were both denied.
“12. The board decision dated Oct. 13, 1961 was appealed and became our Appeal No. PA 7000. We granted Szwarc’s Petition for Rehearing in PA 6462 and both appeals were consolidated for reargumént and decision.”

PA 6Í62

The issue presented by PA 6462 is. whether under 35 U.S.C. § 120 the present application is entitled to the benefit, of the filing date of appellant’s earlier U.S. application. It is the position of the board and solicitor that the decision in Petrocarbon Ltd. v. Watson, supra, is res judicata on this issue.

The Parties

The first requirement of res judicata is that the second suit must involve the same parties or their privies. Commissioner of Internal Revenue v. Sunnen, 333 U.S. 591, 68 S.Ct. 715, 92 L.Ed. 898. In the case at bar, we obviously do not have the same parties as those before the court in Petrocarbon Ltd. v. Watson,, supra. Since the record in PA 6462 was silent as to any relationship' establishing privity between the parties, we remanded the same to the board for a factual determination of the relationship upon which the finding of res judicata could properly be based. In re Szwarc, 280 F.2d 436, 47 CCPA 1167. While there still remains some doubt as to whether the information presented by the Board; of Appeals on Remand sufficiently establishes privity of the parties,3 Petrocarbon Ltd. and Szwarc, which warrants application of res judicata, we need not here pass, on this matter in view of the concession made at oral argument by appellant’s attorney that the M. W. Kellogg Company was the party in interest in Petrocarbon Ltd. v. Watson, supra, and is the party in interest here.

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Bluebook (online)
319 F.2d 277, 50 C.C.P.A. 1571, Counsel Stack Legal Research, https://law.counselstack.com/opinion/application-of-michael-mojzesz-szwarc-ccpa-1963.