Application of David Neville Kirk and Vladimir Petrow

376 F.2d 936, 54 C.C.P.A. 1119
CourtCourt of Customs and Patent Appeals
DecidedApril 10, 1967
DocketPatent Appeal 7522
StatusPublished
Cited by37 cases

This text of 376 F.2d 936 (Application of David Neville Kirk and Vladimir Petrow) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Application of David Neville Kirk and Vladimir Petrow, 376 F.2d 936, 54 C.C.P.A. 1119 (ccpa 1967).

Opinions

WORLEY, Chief Judge.

This appeal is from the decision of the Board of Appeals affirming the rejection of claims 11, 25, 26, 28, 29, 39, 41 and 45 in appellants’ application1 entitled “1-Dehydro-6-Methyl Steroid Compounds.”

Each claim defines a specific steroid compound, claim 11 relating to a compound of the spirostane series; claims 25, 26, 28, 29 and 45 to compounds of the androstane series; and claims 39 and 41 to compounds of the pregnane series. It is unnecessary to reproduce any claim since the nature of the compounds will become apparent.

The Patent Office rejected all claims for failure of the specification “to comply with 35 U.S.C. §§ 101 and 112.” As we view the record, we are concerned with not only the legal adequacy of appellants’ disclosure of “how to use” the claimed compounds under 35 U.S.C. § 112,2 but also the legal adequacy of assertions of usefulness in the original [938]*938specification under 35 U.S.C. § 101.3 We are particularly concerned with the applicability of the decision of the Supreme Court in Brenner v. Manson, 383 U.S. 519, 86 S.Ct. 1033, 16 L.Ed.2d 69, to the facts here 4

The appropriate starting point for disposition of those issues is appellants’ specification, which begins with several general statements as to how the claimed compounds are useful:

It is an object of the present invention to provide a process for the conversion of 3-oxo-A 4-6-methyl and 3-oxo- A4:6-6-methyI steroidal derivatives into the corresponding 1-dehydro-derivatives which are a new class of compounds often possessing high biological activity.

The present invention provides new 1-dehydro-derivatives of 3-oxo-A4:6-6-methyl and certain 3-oxo- A 4-6-methyl steroids having the formula

(with or without a double bond at the 6:7 position) which 1-dehydro-deriva-tives are of value on account of their biological properties or as intermediates in the preparation of compounds with useful biological properties as herein indicated or as is apparent to those skilled in the art. ******

The invention also provides the following new steroidal 6-methyl-l :4-dien-3-ones and 6-methyl-l :4:6-trien-3-ones which are of value in steroid technology, in the furtherance of steroidal research and in the application of steroidal materials to veterinary or medical practice, whether as tablets, elixirs, injections, implants, or other types of pharmaceutical preparation well known to those skilled in the art. (Emphasis supplied)

The description continues with lists of specific compounds of the cholestane, spirostane, androstane and pregnane steroid series together with a recital of “uses” for the compounds recited in the lists. Two compounds of the spirostane series are disclosed, one of which, 6-hydroxy - 6 - methyl - 25D - spirosta-1:4-dien-3-one, is the subject of claim 11. They are said to be

* * * of value as intermediates in the preparation of 6-methylated aromatic steroid hormones into which intermediates they may be converted by reaction in solution in acetic anhydride with toluene-p-sulphonic acid. (Emphasis supplied)

Eighteen compounds of the androstane series are disclosed. The five recited in the claims are

176 - Hydroxy-6:17a - dimethylandros-ta-l:4:6-trien-3-one [Claim 45]

17a - Ethynyl - 176 - hydroxy - 6 - methylandrosta - 1:4:6 - trien - 3 - one [Claim 25]

176 - Acetoxy - 4:6a - dimethylandros-ta-1:4-dien-3-one [Claim 26]

9a - Fluoro - 116:176 - dihydroxy - 6a :17a - dimethyl - androsta - 1:4 - dien-3-one [Claim 28]

176 - Hydroxy - 6a - methyl - 17a-(prop-l-ynyl) androsta-1:4-dien-3-one [Claim 29]

[939]*939They are said to be

* * * of value as intermediates in the preparation of 6-methylated aromatic steroidal hormones, into which they may be converted by reaction in solution in acetic anhydride with toluene-p-sulphonic acid, as intermediates in the preparation of biologically active compounds and in some cases on account of their biological properties. (Emphasis supplied)

Some sixteen compounds of the pregnane series are disclosed, including the two compounds of claims 39 and 41,

6a - Methyl -16a :17a - isopropylidene-dioxy - pregna - 1:4 - diene - 3:20 - dione [Claim 39] and

20:20 - Bisethylenedioxy - 6a - methyl-pregna-l:4-dien-3-one [Claim 41].

They are alleged to be

* * * of value as intermediates in the preparation of compounds with valuable biological properties such as progestational properties or properties associated with the adreno-cortical hormones or as intermediates in the preparation of compounds with useful biological properties. (Emphasis supplied)

Appellants’ arguments are, in the main, two-fold. They first contend that the specification is adequate to comply with § 101 and § 112 because it discloses that the claimed compounds “have present and useful biological activity of the nature known for analogous steroidal compounds,” and that “one skilled in the art would know how to use the compounds of the claims to take advantage of their presently-existing biological activity.” The second argument is that the specification adequately discloses that the compounds “have use as intermediates in the production of aromatic steroidal hormones and other biologically useful compounds,” and that the examiner has admitted one skilled in the art would know how to use the claimed compounds as intermediates for that purpose. The respective arguments present somewhat different considerations, and will be discussed separately.

I. The Asserted “Therapeutic or “Biological” Activity

In his final rejection, the examiner stated:

All the claims are again rejected as lacking adequate utility. The disclosure fails to indicate to one skilled in the art how one is to use the novel compounds of this invention. The therapeutic properties are stated in such general terms i. e., “useful biological properties”, that it fails to convey any useful information to one skilled in the art and further fails to state which of the claimed compounds have a therapeutic activity. * * *

In response, appellants submitted argument that the rejection “is not warranted,” and also submitted an affidavit of one of the applicants, a Dr. Petrow, which appellants summarized in a letter accompanying the affidavit and substantially reiterate in their brief here:

Attached hereto is an affirmation of Vladimir Petrow which shows that one skilled in the art would be able to determine the biological uses of the claimed compounds by routine tests.

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Cite This Page — Counsel Stack

Bluebook (online)
376 F.2d 936, 54 C.C.P.A. 1119, Counsel Stack Legal Research, https://law.counselstack.com/opinion/application-of-david-neville-kirk-and-vladimir-petrow-ccpa-1967.