Application of Herman Hoeksema

399 F.2d 269, 55 C.C.P.A. 1493
CourtCourt of Customs and Patent Appeals
DecidedAugust 8, 1968
DocketPatent Appeal 7778
StatusPublished
Cited by21 cases

This text of 399 F.2d 269 (Application of Herman Hoeksema) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Application of Herman Hoeksema, 399 F.2d 269, 55 C.C.P.A. 1493 (ccpa 1968).

Opinions

SMITH, Judge.

In our prior consideration of this appeal, we affirmed the decision of the Patent Office Board of Appeals, which had affirmed the examiner’s rejection of the sole remaining claim of appellant’s application,1 In re Hoeksema, 379 F.2d 1007, 54 CCPA 1618 (1967). Because of the continuing importance of the questions involved, and the strong suggestion of error in our earlier opinion, we granted appellant’s petition for a rehearing under the provisions of Rule 7 of this court, 55 CCPA -, (October 5, 1967).

The parties filed new briefs, and the case was reargued on January 3, 1968. Upon reconsideration of our previous decision, we have concluded that our previous decision was erroneous and that a proper resolution of the issues requires that we reverse the decision of the board.

The facts are set forth in our original opinion. We shall assume familiarity with that statement of facts and shall here redevelop only those which we now believe were previously misapprehended or misapplied and require the present decision.

The sole claim on appeal is directed to a chemical compound and reads as follows:

1. An N-psicofuranoside having the formula:

wherein A is selected from the class consisting of hydrogen, the group-XR wherein R is selected from the class consisting of hydrogen, lower-alkyl, and lower-aralkyl, and X is selected from the class consisting of oxygen

T> and sulfur, and the group -N < ~,2 R3

wherein R2 is selected from the class consisting of hydrogen, lower-alkyl, lower-aralkyl, and lower-aryl, and R3 is selected from the class consisting- of lower-alkyl, lower-aralkyl, and lower-aryl, and R' is selected from the class consisting of hydrogen, a hydrocarbon carboxylic acid acyl radical containing from two to twelve carbon atoms, inclusive, and a halo-, hydroxy-, lower-alkoxy-, amino-, cy-ano-, thiocyano-, and nitro-substituted hydrocarbon carboxylic acid acyl [271]*271radical containing from two to twelve carbon atoms, inclusive.

That claim stands rejected under 35 U.S.C. § 103 as unpatentable over prior art, on this record limited solely to the De Boer et al. patent2 3 (De Boer) which discloses a compound with the structural formula:

As we noted in our original opinion, the controversy here is limited to the substit-uent A at the 6-position of the purine ring system. Although a compound having De Boer’s structure is not included in the appealed claim since A in the claim cannot be an unsubstituted or primary amino, —N < H 'H , the basic structure of the De Boer compound is similar to the structure of appellant’s alkyl-amino and dialkylamino compounds.3

Despite this close structural similarity between the De Boer amino compound and the alkylamino and dialkylamino compounds included in the appealed claim, appellant chose not to submit a showing of unexpected properties in his claimed compounds.4 Appellant asserted that his compounds were unobvious and patentable without such a showing. He urged that De Boer does not teach one of ordinary skill in the art how to make appellant’s claimed compounds, and the examiner did not cite any other reference telling how they might be made. Therefore, in appellant’s view, his claimed compounds are not in possession of the public, In re Brown, 329 F.2d 1006, 51 CCPA 1254 (1964).5

In support of his position, appellant submitted an affidavit by Dr. Paul F. Wiley relating to the unavailability to the public of processes for preparing appellant’s alkylamino and dialkylamino compounds.6 Dr. Wiley’s qualifications [272]*272and competence as an expert to state facts and opinion in this area of chemistry were not challenged.

Regarding the Wiley affidavit, the examiner stated, in his Answer:

The affidavit * * * does not appear to be pertinent to the claim now on appeal because it is directed to the processes by which the De Boer et al. and appellant’s compounds are prepared, and shows nothing unobvious for the instantly claimed compound.

Concerning the Wiley affidavit, the board cited a statement of this court in In re Riden, 318 F.2d 761, 50 CCPA 1411 (1963), to the effect that “the method of making the compounds is a relevant fact to be considered in the question of obviousness of the compounds,” 318 F.2d at 764, 50 CCPA at 1415. But the board continued:

•x- * * This may so fout ^ is on]y one factor and, in our opinion, should never be the overriding one which appellant is here, in effect, urging.

Appellant states the first of two central questions to be decided in this rehearing as follows:

1) Appellant will admit his compounds are obvious and unpatentable if an obvious process is available to make them. Does it follow then that appellant’s compounds are unobvious and patentable if an obvious process is not available to make them?

Within this context, appellant simplifies that question to: Is process obviousness relevant in deciding compound obviousness ? 7

The solicitor responds to the latter characterization of the question in the affirmative, pointing out that the first question bears on the principle implicit in In re Brown, supra, that claimed compounds not distinguished in their properties over closely related prior art compounds are unpatentable thereover where the claimed compounds would be “in possession of the public” in that a process for preparing them would be obvious to those of ordinary skill in the art.

In addition, the solicitor now refers to our prior opinion in which we noted that the facts in this case are closely analogous to those of In re Riden, supra, where we stated that the fact that the method of making the claimed compound is relevant, 379 F.2d at 1010, 54 CCPA at-.

A recurring problem’ of analysis which confronted us as we prepared our previous opinion, and which still confronts us after the rehearing, has its genesis in a proper understanding of the issue as framed by appellant. In effect, appellant agrees that since the claimed prod[273]*273uct is a homolog of a known compound, it would be prima facie “obvious” under 35 U.S.C. § 103. But this agreement is conditioned on the proviso that there is in the prior art an “obvious” process by which to make that compound.

In the context of section 103, we are not permitted to fragment a claimed invention in applying that section. The clear mandate of the statute which governs our analysis requires that we consider the invention as a whole in making the determination.

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Bluebook (online)
399 F.2d 269, 55 C.C.P.A. 1493, Counsel Stack Legal Research, https://law.counselstack.com/opinion/application-of-herman-hoeksema-ccpa-1968.