Commissioner of Patents v. Deutsche Gold-Und-Silber-Scheideanstalt Vormals Roessler

397 F.2d 656, 130 U.S. App. D.C. 95, 157 U.S.P.Q. (BNA) 549, 1968 U.S. App. LEXIS 7040
CourtCourt of Appeals for the D.C. Circuit
DecidedMay 8, 1968
Docket20182
StatusPublished
Cited by31 cases

This text of 397 F.2d 656 (Commissioner of Patents v. Deutsche Gold-Und-Silber-Scheideanstalt Vormals Roessler) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commissioner of Patents v. Deutsche Gold-Und-Silber-Scheideanstalt Vormals Roessler, 397 F.2d 656, 130 U.S. App. D.C. 95, 157 U.S.P.Q. (BNA) 549, 1968 U.S. App. LEXIS 7040 (D.C. Cir. 1968).

Opinions

BURGER, Circuit Judge:

The Commissioner of Patents appeals from an order of the District Court directing him to issue a patent to Appellee on two claims of a patent application.1 Appellee, a West German corporation, is the assignee of the application, entitled “Thiophenylpyridyl Amine, Chlorothi[659]*659ophenylpyridyl Amine, Their Salts and Preparation.” Claim 1 is generic, consisting of an ammonia-derivative compound selected from a group of compounds described by a general formula. Claim 2, a specific ammonia-derivative of Claim 1, is a specie identified in the chemical nomenclature as 1-azaphenothi-azine.

Admitting that the Patent Office is taking a new and “revoluntionary approach,” 2 the Commissioner raises four issues here: (1) whether under 35 U.S. C. § 103 (1964) structural obviousness alone is an absolute bar to the grant of a patent; (2) whether “advance in the art” is a fourth condition of patentability required by section 103 and Graham v. John Deere Co., 383 U.S. 1, 86 S.Ct. 684, 15 L.Ed.2d 545 (1966); (3) whether evidence of comparative tests between the claimed compound and its isomers was insufficient to satisfy the burden of proof; and (4) whether the District Court erred in basing its decision on secondary evidence and not following the “best evidence” rule.

The factual background can be stated briefly. Appellee’s application consisted of six claims including generic, specific, and process claims. The Examiner rejected five of the claims in light of four prior art references, and the last claim was cancelled. The Examiner also found that a “rule 132” affidavit,3 submitted to traverse the prior art references, was insufficient. The Board of Appeals reversed as to the process claims, which still stand,4 but affirmed the Examiner as to the generic and specific claims, the same claims in issue on this appeal, finding them unpatentable for failure to meet the non-obviousness requirement of section 103. The Board further agreed with the Examiner that the affidavit was ineffective to overcome the finding of obviousness, because no showing was made as to the pharmacological properties of the claimed compounds themselves in the affidavit.5

Apparently finding structural obviousness, the District Court determined that the existence of novel beneficial properties in the claimed compounds served to overcome the finding of obviousness due to structural similarities. In order to meet the prior art references, Appellee introduced evidence showing novel vermicidal properties of the claimed compounds not disclosed or suggested in the prior art. Evidence was also introduced showing the enhanced effectiveness of the compounds as intermediates in the preparation of patented sedatives and antihistamines.

(1)

Structural Obviousness

The third statutory criteria for the grant of a patent, “nonobvious[660]*660ness,” 6 is found in section 103. “[A] codification of judicial precedents embracing the Hotchkiss 7 condition” of invention, Graham v. John Deere Co., 383 U.S. 1, 17, 86 S.Ct. 684, 693 (1966), section 103 precludes the grant of a patent

if the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains.

In the Graham case the Supreme Court, for the first time, devoted itself to an extensive discussion of the concept of “non-obviousness” as codified in section 103. Some further clarification seems in order in what appears to be a blurred area of patent law.

The Commissioner asserts that under the standard of non-obviousness, structural obviousness of the claimed compound from the prior art reference is an absolute bar to a patent. While conceding that the language of section 103, “subject matter as a whole,” refers not only to the chemical structure or formula, but can include properties of the structure or compound and the results it can accomplish, the Commissioner constructs the following argument:

[I] t should be quite clear that the antecedent of “subject matter as a whole” in Section 103 of 35 U.S.C. is “subject matter sought to be patented”, which expression means obviously the claimed, subject matter, as distinguished from subject matter which is merely disclosed in applicant’s specifications but not included in the claims.

Commissioner’s Reply Brief, p. 2 (emphasis in original). But cf. General Tire & Rubber Co. v. Brenner, 127 U.S.App.D.C. 102, 381 F.2d 270 (1967).

Initially we have some doubt as to the question of structural obviousness. The Examiner found that the concept of the claimed compound was either clearly taught or obvious 8 from the prior art which disclosed the corresponding oxygen analog of the claimed compound; 9 that the concept of varying the ring nitrogen position and ring isomers to create the claimed compound were taught by name and structure;10 and that the methods of preparation were clearly suggested by the prior art. The Board of Appeals agreed. Apparently this was also the finding of the District Court, although the opinion is not entirely clear on this score.11 Since a Patent Office [661]*661determination of non-obviousness is entitled to great weight, and District Court findings to the same effect will not be set aside unless clearly erroneous,12 we are satisfied as to the structural obviousness of the claimed compound and the pri- or art references; indeed, the parties do not seem to challenge this. We note, however, that this is not a ease where a new property was discovered in an old compound nor one involving a simplistic change in a chemical formula. Appellee’s evidence discloses that substantial time and effort were devoted to experimentation in order to develop a new compound with novel and unobvious properties and utility.

The issue raised by the Commissioner is the extent to which this structural obviousness operates in the determination of the non-obviousness of the subject matter as a whole under section 103. Structural obviousness generally arises because the claimed compound is — in the chemists’ jargon — a homolog, analog, or isomer of the prior art references.13 In fact, the enormous number of known organic compounds gives rise to a situation in which absolutely unique and unknown groupings of atoms in a completely new chemical compound is a rare occurrence. In light of this datum, this Court and the Court of Customs and Patent Appeals for some years now have been of the view that patentability is not determined on the basis of structural obviousness alone. Obvious molecular modification coupled with a showing of novel properties 14 or superiority of known properties15 can establish patentability.

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Bluebook (online)
397 F.2d 656, 130 U.S. App. D.C. 95, 157 U.S.P.Q. (BNA) 549, 1968 U.S. App. LEXIS 7040, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commissioner-of-patents-v-deutsche-gold-und-silber-scheideanstalt-vormals-cadc-1968.