Brown v. Gottschalk

484 F.2d 813, 157 U.S. App. D.C. 333, 179 U.S.P.Q. (BNA) 65, 1973 U.S. App. LEXIS 8491
CourtCourt of Appeals for the D.C. Circuit
DecidedAugust 3, 1973
DocketNo. 72-1252
StatusPublished

This text of 484 F.2d 813 (Brown v. Gottschalk) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Brown v. Gottschalk, 484 F.2d 813, 157 U.S. App. D.C. 333, 179 U.S.P.Q. (BNA) 65, 1973 U.S. App. LEXIS 8491 (D.C. Cir. 1973).

Opinions

EDWARDS, Circuit Judge:

This is an appeal from the United States District Court for the District of Columbia dismissing a complaint filed under 35 U.S.C. § 145 (1970), which provides a civil action for issuance of a patent denied by the Board of Appeals of the United States Patent Office. Brown and Swidler are the inventors of a claimed chemical invention and Armour and Company is the assignee. Appellee Gottschalk is the Commissioner of Patents, whose refusal of the patent was upheld by the Board of Patent Appeals.

The only claims at issue in this appeal are claims 7 through 101 describing what appellants term “novel compounds called phenyl stearyl amines” possessing “surprisingly good corrosion inhibition characteristics which were not reeog[334]*334nized in the prior art.” The Examiner rejected these claims “as being obvious under 35 U.S.C. § 103 over Suter et al.” (U. S. Patent No. 2,441,518).

The District Court, after an evidentiary hearing, found structural obviousness from the generic formula disclosed by Suter and by the close relationship between the Brown compounds and the 10-phenyl-undecylamine compound disclosed by Suter. He also found that such obviousness was not overcome by the claimed newly discovered use (corrosion inhibition) since there was no comparative testing to rule out such a property in the nearest prior art compound (just noted above).

Since we believe the District Court was right in holding that the decision of the Patent Office was entitled to a presumption of correctness ((Reynolds v. Aghnides, 123 U.S.App.D.C. 28, 356 F.2d 367 (1966); Hays v. Brenner, 123 U.S.App.D.C. 96, 357 F.2d 287 (1966)) and we cannot hold that his findings of fact are “clearly erroneous,” (Fed.R.Civ.P. 52(a)) we affirm.

Some of the essentially undisputed background facts of this litigation are set forth succinctly in the District Judge’s findings:

The specification of the application in suit relates to a class of aryl-substituted long-chain alkylamine compounds, wherein the alkyl group may contain from 10 to 24 carbon atoms and the aryl substitutent may be bonded to any carbon atom from the third carbon to the twenty-third carbon from the amine group. Each compound of the class is disclosed to be “especially effective in corrosion inhibiting,” i. e., “useful in connection with the protection of ferrous metal against corrosion.” The “preferred” compounds have 14 to 18 carbon atoms in the alkyl group and include aryl stearyl amines wherein the alkyl (stearyl) group has 18 carbon atoms. The compounds are prepared by reacting an aromatic compound with an unsaturated long-chain fatty acid and converting the acid to an amine. Examples of useful alkyl groups include undecyl (from undeeylenic acid, 11 carbon atoms) and stearyl (from oleic acid, 18 carbon atoms). Examples of useful aryl radicals include phenyl, naphthyl, anisóle and tolyl.
The four claims 7 to 10 at issue are drawn to aryl-substituted long-chain alkyl amines having 18 carbon atoms in the alkyl group, wherein the aromatic radical may be on the sixth carbon atom from the amine group or on any other carbon atom except the terminal carbon. The claims differ only in the aromatic radical which may be naphthyl, phenyl, anisóle or tolyl.
The prior art relied on by defendant is U. S. Patent No. 2,441,518 to Suter et al. (hereinafter “Suter”) granted on May 11, 1948.
The Suter patent discloses arylaliphatic amines containing up to 24 carbon atoms in the alkyl group, prepared by direct condensation of an aromatic compound with an unsaturated aliphatic amine, in the presence of a condensing agent. The aromatic compound may be benzene, naphthalene, anisóle or toluene. The unsaturated aliphatic amine may be selected from a class of compounds represented by general structure formulas containing up to 24 carbon atoms and explicitly may be the eleven carbon atom undecylamine. Suter also explicitly discloses, as one of the product arylaliphatic amines, the long-chain compound 10-methyl-10-phenyl-decylamine (also known as 10-phenyl-undecyla-mine) — which is an 11 carbon atom amine prepared from the undeeenylamine.
The claimed compounds and the 10-methyl-10-phenyl-decylamine compound disclosed by Suter (also known as 10-phenyl-undecylamine) are closely related in their molecular structure. The close structural relationship of the compounds is further evident from the general structural formula in the application at bar, which includes the Suter and the claimed compounds.

[335]*335To these facts appellant would want added at least the following facts which likewise seem undisputed:

1) No compound claimed by Brown was disclosed or claimed by Suter.

2) Suter’s patent application disclosed no utility for any of its compounds, whereas (as the District Judge found) Brown’s compounds are disclosed to be “especially effective in corrosion inhibiting.”

3) The only two expert witnesses to testify, Dr. Swern and Mr. Shapiro, both testified generally that Brown’s compounds were not obvious to them from Suter’s disclosures.

The District Judge’s disputed findings of fact are as follows:

The disclosure in the Suter patent was sufficient to have enabled a skilled chemist to prepare the 11 carbon atom amine compound at the time the present application was filed.
The sole disclosed use for the claimed compounds in the application at bar is that they are corrosion inhibitors for ferrous metals. The same sole use is disclosed in the present application for all the compounds embraced by the general structural formula therein, which includes the Suter 11 carbon atom amine compound.
The claimed compounds would be prima facie obvious from the 10-phen-yl-undeeylamine compound disclosed by Suter. Those compounds would also be prima facie obvious from the Suter disclosure of that 11 carbon atom amine compound and a generic disclosure in the patent including up to 24 carbon atom amine compounds.
The evidence of comparative tests relating to corrosion inhibiting is of no legal significance since there was no comparative test with the nearest prior art compound, which is the 10-phenyl-undecylamine compound explicitly disclosed by Suter.
The plaintiffs’ comparative test with 11-phenyl-undecylamine was not a test with 10-phenyl-undecylamine which is a different compound. The testimony brought out that the 10-phenyl-undecylamine compound was not tested.

The District Judge’s final finding of fact was:

The compounds recited in claims 7 to 10 inclusive would have been obvious to one of ordinary skill in the art, at the time plaintiffs filed their application, from the teachings in the Suter patent.

On this appeal appellants contend:

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484 F.2d 813, 157 U.S. App. D.C. 333, 179 U.S.P.Q. (BNA) 65, 1973 U.S. App. LEXIS 8491, Counsel Stack Legal Research, https://law.counselstack.com/opinion/brown-v-gottschalk-cadc-1973.