American Society for the Prevention of Cruelty to Animals v. Feld Entertainment, Inc.

659 F.3d 13, 398 U.S. App. D.C. 79, 73 ERC (BNA) 1577, 2011 U.S. App. LEXIS 21889, 2011 WL 5108581
CourtCourt of Appeals for the D.C. Circuit
DecidedOctober 28, 2011
Docket10-7007, 10-7021
StatusPublished
Cited by164 cases

This text of 659 F.3d 13 (American Society for the Prevention of Cruelty to Animals v. Feld Entertainment, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
American Society for the Prevention of Cruelty to Animals v. Feld Entertainment, Inc., 659 F.3d 13, 398 U.S. App. D.C. 79, 73 ERC (BNA) 1577, 2011 U.S. App. LEXIS 21889, 2011 WL 5108581 (D.C. Cir. 2011).

Opinion

Opinion for the Court filed by Circuit Judge TATEL.

TATEL, Circuit Judge:

Feld Entertainment, Inc., owns the country’s largest collection of endangered Asian elephants, some of whom travel and perform with its famed Ringling Brothers and Barnum & Bailey Circus. In this case, a former barn helper with Ringling Brothers and an organization dedicated to fighting exploitation of animals allege that not all is well under the big top. Specifically, they claim that Feld’s use of two techniques for controlling the elephants— bullhooks and chains — harms the animals in violation of the Endangered Species Act. But the district court never reached the merits of this claim because, following a lengthy bench trial, it found that plaintiffs had failed to establish Article III standing. For the reasons set forth in this opinion, we agree.

I.

The Endangered Species Act of 1973 (ESA) requires the Secretary of the Interi- or to identify species that are “endangered” or “threatened.” 16 U.S.C. § 1533(a)(1). Section 9 makes it unlawful to “take” any endangered species within the United States, or to “possess, sell, deliver, carry, transport, or ship, by any means whatsoever” any endangered species “taken” in violation of the Act. 16 U.S.C. § 1538(a)(1)(B), (D). The Act defines “take” to mean “to harass, harm, pursue, hunt, shoot, wound, kill, trap, capture, or collect, or to attempt to engage in any such conduct.” 16 U.S.C. § 1532(19). Pursuant to ESA section 10, the Secretary may issue a permit for a take otherwise prohibited by section 9, provided that he first gives public notice and an opportunity to comment on the permit application, as well as makes certain findings regarding the impact of the permitted activities. 16 U.S.C. § 1539.

This case involves two techniques Feld uses to handle its Asian elephants. First, its handlers guide and control the elephants with an instrument known as a bullhook, a two- to three-foot rod with a metal point and hook mounted on one end. Second, Feld tethers its Asian elephants with chains when the animals are not performing and when they are traveling by train. Plaintiffs maintain that these two practices “harm,” “wound,” and “harass” the elephants within the meaning of ESA section 9, and therefore qualify as a “take” which Feld cannot continue without obtaining a section 10 permit.

One of the plaintiffs, Tom Rider, witnessed Feld’s use of the challenged practices over two years, from June 1997 to November 1999, when working as a “barn helper” and “barn man” on one of Feld’s traveling circus units. His responsibilities included cleaning up after the elephants, giving them food and water, and generally watching over them. Rider claims that during his employment with Feld, he developed a “strong, personal attachment” to the elephants with whom he worked, and that he left his employment with Feld because he could no longer stand to see the elephants mistreated. Compl. ¶¶ 18, 21.

In 2000, Rider and several other individuals and organizations filed suit against Feld, alleging that its use of bullhooks and tethering violated ESA’s “take” provision. Concluding that neither Rider nor any oth *18 er plaintiff had standing to bring suit under ESA’s citizen-suit provision, 16 U.S.C. § 1540(g), the district court dismissed the complaint pursuant to Federal Rule of Civil Procedure 12(b)(1). Performing Animal Welfare Soc’y v. Ringling Bros. & Barnum & Bailey Circus, No. 00-cv-01641 (D.D.C. June 29, 2001).

We reversed. Am. Soc’y for Prevention of Cruelty to Animals v. Ringling Bros. & Barnum & Bailey Circus, 317 F.3d 334 (D.C.Cir.2003) (“ASPCA”). Noting that Rider presented the “strongest case for standing,” we began with his allegations. Id. at 335. In the complaint, we observed, Rider alleged that during his employment at Feld, he formed a “strong, personal attachment” to the elephants; that he witnessed the elephants exhibiting stress-related, “stereotypic” behavior in response to the use of bullhooks and chains by Feld handlers; and that he ultimately left his job because of this mistreatment. Id. (internal quotation marks omitted). Although claiming that he would like to visit the elephants again, Rider alleged that he was unwilling to do so “because he would suffer ‘aesthetic and emotional injury’ from seeing the animals unless they are placed in a different setting or are no longer mistreated.” Id.

We found these allegations sufficient to survive Feld’s Rule 12(b)(1) motion to dismiss. Relying on our decision in Animal Legal Defense Fund, Inc. v. Glickman, 154 F.3d 426 (D.C.Cir.1998) (en banc), we explained that “an injury in fact can be found when a defendant adversely affects a plaintiffs enjoyment of flora or fauna, which the plaintiff wishes to enjoy again upon the cessation of the defendant’s actions,” and concluded that “the injury Rider allegedly suffers from the mistreatment of the elephants to which he became emotionally attached” could constitute such an injury to his “aesthetic” sense. ASPCA, 317 F.3d at 336. Emphasizing the lesser showing required at the pleading stage, we found that Rider’s allegations of emotional attachment, coupled with his desire to visit the elephants and his ability to recognize the effects of mistreatment, were sufficient to establish injury in fact. Causation was never in question — Feld clearly caused the alleged mistreatment — and we reasoned that Rider’s injury could be adequately redressed through the lawsuit, assuming the elephants were likely to cease exhibitr ing signs of stress once the alleged mistreatment ended.

After our decision, Rider and the other plaintiffs dismissed the original action without prejudice and filed a new complaint against Feld. They subsequently filed a supplemental complaint adding another plaintiff, Animal Protection Institute (API), appellant herein, which has advocated against Feld’s allegedly abusive treatment of animals since at least 1998. Following rulings on a number of motions not relevant here, the district court held a six-week bench trial, heard testimony from approximately thirty witnesses, reviewed hundreds of documents entered into the evidentiary record, and concluded that both Rider and API had failed to establish standing. Although acknowledging that, pursuant to our ASPCA decision, Rider’s allegations, if proven, would be sufficient to establish Article III standing, the district court found that Rider was “essentially a paid plaintiff and fact witness” whose trial testimony, and particularly his claim that he had developed an attachment to the elephants, lacked credibility. Am. Soc’y for the Prevention of Cruelty to Animals v. Feld, 677 F.Supp.2d 55, 67 (D.D.C. 2009)

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659 F.3d 13, 398 U.S. App. D.C. 79, 73 ERC (BNA) 1577, 2011 U.S. App. LEXIS 21889, 2011 WL 5108581, Counsel Stack Legal Research, https://law.counselstack.com/opinion/american-society-for-the-prevention-of-cruelty-to-animals-v-feld-cadc-2011.