American Oversight v. U.S. Dep't of Justice
This text of 375 F. Supp. 3d 50 (American Oversight v. U.S. Dep't of Justice) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
RANDOLPH D. MOSS, United States District Judge *58This matter is before the Court on Plaintiff American Oversight's motion for attorneys' fees. Dkt. 23. In 2017, American Oversight submitted two requests to the Federal Bureau of Investigation ("FBI") under the Freedom of Information Act ("FOIA"),
I. BACKGROUND
On March 9, 2017, Plaintiff submitted a four-part FOIA request to the FBI seeking "all communications" exchanged between the FBI and then-White House Chief of Staff Reince Priebus, any news media, or any member of Congress or congressional staff regarding reports of "an FBI investigation dating back to summer 2016 into affiliations between then-candidate Donald J. Trump (and his associates) and Russians known to intelligence officials." Dkt. 1 at 5 (Compl. ¶ 26). Less than two weeks later, on March 20, 2017, American Oversight submitted a second request, seeking "[a] copy of the Standard Form 86 (SF-86) form prepared by or on behalf of" then-Attorney General Jeff Sessions "in connection with his security clearance or background investigation for his appointment to the position of United States Attorney General."
On April 19, 2017, Plaintiff initiated this lawsuit, seeking declaratory and injunctive relief requiring the FBI to produce all non-exempt records responsive to both requests. See Dkt. 1. (Compl.) Defendants filed an Answer on May 24, 2017, noting that FBI had granted expedited processing of the Priebus request on April 18, 2017, and of the Sessions request on May 4, 2017. Dkt. 8 at 4, 5 (Answer ¶¶ 30, 40). That same day, the Court set an initial status conference for June 12, 2017, "to discuss the schedule for further proceedings in this matter." May 24, 2017 Minute Order.
At the initial conference on June 12, 2017, counsel for Plaintiff agreed that, because the FBI had since granted expedited processing on both requests, Counts I and IV of the Complaint were moot. See Dkt. 19 at 2 (June 12, 2017 Hrg. Trans.). The Court then heard from the parties regarding schedules for processing, producing, and potentially challenging both the Priebus and Sessions requests. American Oversight requested that productions related to the Priebus request "begin on a rolling basis on July 12th with final production by August 11th."
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RANDOLPH D. MOSS, United States District Judge *58This matter is before the Court on Plaintiff American Oversight's motion for attorneys' fees. Dkt. 23. In 2017, American Oversight submitted two requests to the Federal Bureau of Investigation ("FBI") under the Freedom of Information Act ("FOIA"),
I. BACKGROUND
On March 9, 2017, Plaintiff submitted a four-part FOIA request to the FBI seeking "all communications" exchanged between the FBI and then-White House Chief of Staff Reince Priebus, any news media, or any member of Congress or congressional staff regarding reports of "an FBI investigation dating back to summer 2016 into affiliations between then-candidate Donald J. Trump (and his associates) and Russians known to intelligence officials." Dkt. 1 at 5 (Compl. ¶ 26). Less than two weeks later, on March 20, 2017, American Oversight submitted a second request, seeking "[a] copy of the Standard Form 86 (SF-86) form prepared by or on behalf of" then-Attorney General Jeff Sessions "in connection with his security clearance or background investigation for his appointment to the position of United States Attorney General."
On April 19, 2017, Plaintiff initiated this lawsuit, seeking declaratory and injunctive relief requiring the FBI to produce all non-exempt records responsive to both requests. See Dkt. 1. (Compl.) Defendants filed an Answer on May 24, 2017, noting that FBI had granted expedited processing of the Priebus request on April 18, 2017, and of the Sessions request on May 4, 2017. Dkt. 8 at 4, 5 (Answer ¶¶ 30, 40). That same day, the Court set an initial status conference for June 12, 2017, "to discuss the schedule for further proceedings in this matter." May 24, 2017 Minute Order.
At the initial conference on June 12, 2017, counsel for Plaintiff agreed that, because the FBI had since granted expedited processing on both requests, Counts I and IV of the Complaint were moot. See Dkt. 19 at 2 (June 12, 2017 Hrg. Trans.). The Court then heard from the parties regarding schedules for processing, producing, and potentially challenging both the Priebus and Sessions requests. American Oversight requested that productions related to the Priebus request "begin on a rolling basis on July 12th with final production by August 11th."
On July 12, 2017-the date of production ordered by the Court-the parties exchanged multiple emails regarding the timing of the FBI's production of records related to the Sessions request. See Dkt. 23-1 at 2-3 (Cafasso Decl. ¶¶ 10-15). Plaintiff's counsel attests that, over the course of the day, the FBI gave "shifting representations" regarding the timing of the forthcoming production and the reasons the records had not yet been produced.
The next morning, however, shortly before the Court's status conference, the FBI, "in consultation with the Attorney General ... consented to a discretionary release of this record" and voluntarily provided Plaintiff with a copy of the single SF-86 page the agency had withheld. See Dkt. 11 at 1. At the status conference later that day, Plaintiff objected to the production of the form without any "identifiable information on it"-specifically, without the page containing Mr. Sessions's name and signature. See Dkt. 20 at 5 (July 13, 2017 Hrg. Trans.). Counsel for Defendants responded that they had not produced that page because they "d[id] not read" the *60original Sessions FOIA request "to ask for a signature page."
The parties returned to the Court for a final status conference the next month. At that status conference, Plaintiff confirmed that the Department of Justice had produced the signature page of the SF-86 form on August 1 and, accordingly, American Oversight "[didn't] see any additional issues with the Sessions request." Dkt. 21 at 3 (Aug. 14, 2017 Hrg. Trans.). Plaintiff's counsel also informed the Court that Defendants had produced "four pages responsive to item number four [of the Priebus request] ... and [had indicated] that there were no records responsive to item one" of the Priebus request.
On September 28, 2017, Defendants produced to Plaintiff all remaining non-exempt records responsive to Parts 2 and 3 of the Priebus request, totaling 239 pages in full or with partial redactions, and a single withheld duplicate page. See Dkt. 13. On November 21, 2017, the parties submitted a joint status report informing the Court that no further substantive briefing would be required in this case. See Dkt. 14.
Plaintiffs now seek an award of "reasonable attorneys' fees and costs" in the amount of $ 24,092.94 in attorneys' fees, $ 8,252.42 in "fees-on-fees," $ 474.04 in costs, and $ 295.65 in supplemental costs. Dkt. 25 at 30; see also Dkt. 23. As explained below, the Court concludes that American Oversight is both eligible and entitled to an award of attorney's fees. The Court, however, will reduce the total amount of the award that American Oversight seeks, and will therefore GRANT in part and DENY in part its motion for attorneys' fees.
II. ANALYSIS
Under
A. Eligibility
American Oversight may establish that it "has substantially prevailed" by showing that it "obtained relief through either ... a judicial order ... [or] a voluntary or unilateral change in position by the agency."
Plaintiff points to the Court's minute orders on June 12 and August 14, 2017 as "judicial order[s]" within the meaning of
*62A FOIA plaintiff "may be considered [a] prevailing part[y]" for purposes of attorneys' fees "if they succeed on any significant issue in litigation [that] achieves some of the benefit [the plaintiff] sought in bringing the suit." Edmonds ,
Defendants' principal argument is that "American Oversight did not 'substantially prevail' within the meaning of the FOIA fees provision" because all of the minute orders entered by the Court "resulted in the Court's approval of the processing schedules Defendants were already employing for both of [American Oversight's] FOIA requests." Dkt. 24 at 13. For support, Defendants rely on the declaration by David Hardy, Section Chief of the Record/Information Dissemination Section of the FBI, averring that "the FBI had already begun working on both requests at the time Plaintiff filed suit." Dkt. 24-1 at 5 (Hardy Decl. ¶ 14). As a result, Defendants argue, American Oversight "has not demonstrated that, had it simply allowed Defendants to continue processing its request, ... Defendants would not have completed their processing of the Sessions [r]equest by July 12 and their searches for the Priebus [r]equest by the same date." Dkt. 24 at 16.
As a threshold matter, even if Defendants were already "processing" the records, nothing in the Hardy declaration suggests that the FBI planned to produce the relevant records on the same timeline as the one adopted by the Court, absent this litigation. But, more importantly, Plaintiff could still satisfy the judicial-order requirement by showing that the Court issued an order adopting an existing production schedule. The D.C. Circuit has explained that, once a judicial order requires the "timely production of nonexempt documents" by an agency, any subsequent production "could no longer be described as a voluntary change" in the agency's conduct-and the order thus constitutes a "judicially sanctioned change in the legal relationship between the parties." Davy I ,
Defendants' contention that the Court "adopted in full DOJ's processing proposal," Dkt. 24 at 15, is therefore "besides *63the point." Campaign for Responsible Transplantation ,
Understood in this light, the Court's June 12 and August 14, 2017 minute orders qualify as "judicial orders" within the meaning of the FOIA fees provision. Like the order in Davy I , this Court's orders "(1) contain[ ] mandatory language ...; (2) [are both] entitled an 'ORDER'; and (3) bear[ ] the district judge's signature, not those of the parties' counsel,"
Defendants make two additional arguments why American Oversight is ineligible for an award of fees. Neither is availing. First , Defendants contend that, although "a scheduling order may be sufficient to satisfy FOIA'[s] eligibility prong[,] ... [r]ecently ... courts in this Circuit have held that 'such a court order is a necessary, but not sole criterion for finding that [the plaintiff] is a prevailing party' because the scheduling order alone does not establish that the plaintiff has 'substantially ' prevailed." Dkt. 24 at 16 (emphasis added). That description of the law in this Circuit is, at a minimum, an overstatement. To be sure, the one case Defendants cite did conclude that a court order was necessary but not sufficient, see Hall & Assocs. v. U.S. Envtl. Prot. Agency ,
*64Second , Defendants argue that Plaintiffs have not "substantially prevailed" with respect to the Priebus request because the Court directed the FBI to "make an interim production on or before [September 28, 2017], with completion of production by [November 13, 2017]." See Aug. 14, 2017 Minute Entry. This order was not controlling, in Defendants' view, because "[c]ourts in this Circuit have repeatedly rejected the notion that an order like this one, which 'permit[s] [the agency] to choose between' various options, (here, how much to produce in an interim production), qualifies as judicial relief on the merits." Dkt. 24 at 20 (quoting Conservation Force v. Jewell ,
The same principle does not apply here; to the contrary, this Court's August 14, 2017 Minute Order bound the FBI to produce at least some responsive records by the interim date and to produce all of the non-exempt records by a later date. Because the FBI would have violated the Court's directive had it "refused to disclose a single document or datum" on the earlier date, Summers ,
Because the Court required the FBI to produce non-exempt documents relevant to both the Sessions request and the Priebus request by set dates, the Court concludes that Plaintiff "obtained relief through ... a judicial order," and American Oversight is, accordingly, eligible for an award of attorneys' fees.
B. Entitlement
The Court's conclusion that American Oversight is eligible for fees "does not end the inquiry-the Court must still decide whether [the plaintiff] is entitled to [fees]." Gerhard ,
*65Under the entitlement prong, the Court must weigh four factors: " '(1) the public benefit derived from the case; (2) the commercial benefit to the plaintiff; (3) the nature of the plaintiff's interest in the records; and (4) the reasonableness of the agency's withholding' of the requested documents." McKinley ,
When considering these factors, "courts must remain cognizant of the purposes of FOIA's attorney fee provision." Wadelton v. Dep't of State , No. 13-CV-412,
1. Public Benefit
The first factor-"the public benefit derived from the case," Tax Analysts ,
The question whether Attorney General Sessions listed any contacts with Russian government officials on his SF-86 form was a matter of substantial interest in the media, and the release of his SF-86 was the focus of extensive reporting. American Oversight, for example, points to nineteen news reports relating to the release of the relevant portion of the form. Dkt. 23 at 14-16. Defendants, for their part, do not dispute that the question whether Attorney General Sessions had reported any contacts with Russian government officials *66was a matter of substantial public interest. But they contend that the release of the SF-86 form did not benefit the public because the Department of Justice "had already made a public, official statement about ... 'what was actually included or not in the SF-86 on that issue[.]' " Dkt. 24 at 27 (quoting June 12, 2017 Tr.). Defendants then point to a May 25, 2017 statement from the Department of Justice spokesperson, "explaining that '[i]n filling out the SF-86 form, the Attorney General's staff ... was instructed not to list meetings with foreign dignitaries and their staff connected with his Senate activities.' " Id. at 28 (citation omitted).
Defendants' rejoinder fails for two reasons. First, American Oversight served its FOIA request seeking release of the SF-86 on March 20, 2017 and brought the present lawsuit on April 19, 2017-both weeks before the Department spokesperson explained on May 25, 2017 that Attorney General Sessions's staff had been advised not to include meetings with foreign dignitaries connected with his Senate activities. As a result, although the press statement was not required by court order, American Oversight can plausibly maintain that its FOIA request played a role in prompting the Department publicly to address the contents of the SF-86. Second, as the public reporting demonstrates, the public interest in the contents of the SF-86 did not fade after May 25, 2017.
The question whether the FBI was persuaded by White House Chief of Staff Priebus "to push back against news stories about contacts between Trump aides and Russians during the presidential campaign," see, e.g. , Ken Dilanian & Kristen Welker, Trump Aide Reince Priebus Asked FBI to Knock Down Russia Stories , NBC News (Feb. 24, 2017, 12:09 PM), https://www.nbcnews.com/news/us-news/trump-aide-reince-priebusasked-fbi-knock-down-russia-stories-n725261, was also an issue of substantial public interest. Dkt. 23 at 17 & n.5 (listing press reports). Again, Defendants do not dispute that the topic was one that might have been of public interest. But they note that American Oversight's FOIA request failed to yield any records of public interest.
This contention also fails for two reasons. First, the absence of evidence that the FBI commented on the press reports about Russian contacts at the behest of the White House Chief of Staff is itself a matter of public interest. The fact that the press had previously reported that the "FBI rejected a recent White House request to publicly knock down media reports about communications between Donald Trump's associates and Russians known to US intelligence during the 2016 presidential campaign," Jim Sciutto et al., FBI Refused White House Request to Knock Down Recent Trump-Russia Stories , CNN (Feb. 24, 2017, 12:19 AM), http://www.cnn.com/2017/02/23/politics/fbi-refused-white-house-request-to-knock-down-recent-trump-russia-stories/, moreover, is beside the point. American Oversight sought to confirm the accuracy of that statement, and the fact that it found no contrary evidence was itself of public value. Second, the D.C. Circuit has held that courts must assess the potential public value of information sought under FOIA, as opposed to the public value information that is actually disclosed. As the Court of Appeals admonished in Morley v. CIA ,
Factor one, accordingly, weighs in favor of an award of attorneys' fees.
2. Commercial Benefit and Nature of the Plaintiff's Interest
Factors two and three are "often combined ... into a single factor assessing whether a plaintiff 'ha[d] sufficient private incentive to seek disclosure' of the documents without expecting to be compensated." McKinley ,
American Oversight is a non-profit with a "mission of promoting government transparency and accountability," Dkt. 23 at 7, and the government does not contest that these factors weigh in favor of the Plaintiff, see Dkt. 24 at 31 ("[C]ourts typically conclude that non-profit organizations like American Oversight satisfy these two factors"). The Court agrees.
3. Reasonableness of the FBI's Position
The fourth and final factor "evaluates why the agency initially withheld the records." Morley v. CIA ,
This case presents an unusual context to assess how the fourth factor weighs in the balance because the parties never engaged in any substantive motions practice regarding the FOIA requests. But that does not fully answer the question whether the FBI had a reasonable basis in law for failing to act on American Oversight's request for expedited processing within the 10-day deadline, see
As Judge Kollar-Kotelly observed in the Reyes case, "[t]here is no[ ] clear circuit precedent addressing th[is] issue."
First, although American Oversight contends that the FBI missed the 20-day deadline, which was the deadline at issue in Morley , the FBI was just a day late, and thus that foot fault does not play a meaningful role in the Court's analysis. Second, Morley did not hold that a delay in responding to a FOIA request or in releasing records should have no bearing on a court's decision whether to award fees, only that missing "the 20-day mark" does not invariably "require" that the court award fees.
The Court is cognizant that the Department "voluntarily" released the portion of the SF-86 at issue and that the Court never held that the release was required by FOIA. For present purposes, however, the Court has not been asked-and it would not constitute a prudent use of judicial resources-to adjudicate the merits of a claim that was mooted by the Department's agreement to produce the record. See, e.g., Fox v. Vice ,
In sum, this is not a case in which fees are unavailable because the government's position was "correct as a matter of law," Chesapeake Bay Found., Inc. ,
* * *
None of the four entitlement factors "is dispositive." Davy II ,
C. Reasonableness of Award
Having concluded that American Oversight is entitled to an award of fees, the Court must, in an exercise of its "traditional equitable discretion," determine the appropriate amount. Fenster ,
American Oversight seeks "reasonable attorneys' fees and costs" in the amount of $ 24,092.94 in attorneys' fees, $ 8,252.42 in "fees-on-fees," and $ 769.69 in costs. Dkt. 25 at 30. In support, Plaintiff has submitted a "Bill of Fees and Costs," Dkt. 23-1 at *7020, based on the LSI-Laffey Matrix. Dkt. 23 at 26; see generally Eley v. D.C. ,
Defendants do, however, take issue with American Oversight's fee petition on three grounds: First, they contend that American Oversight's request for fees is unreasonable due to overstaffing and inefficiencies. Dkt. 24 at 36. Second, they argue that any award should be discounted to reflect "plaintiff's limited success on the merits." Id. at 39. And, finally, they argue that Plaintiff is not entitled to "fees on fees." Id. at 41. The Court will address these in turn before calculating the final award.
1. Overbilling and Overstaffing
"It is axiomatic that 'trial courts need not, and indeed should not, become green-eyeshade accountants' in examining fee requests since '[t]he essential goal in shifting fees (to either party) is to do rough justice, not to achieve auditing perfection.' " Elec. Privacy Info. Ctr. v. Nat'l Sec. Agency ,
Defendants first argue that American Oversight "systematically billed excessive numbers of hours for simple tasks attendant to all FOIA litigation-involving little to no complex litigation strategy, substantive expertise, or legal research and argument-and routinely overstaffed these straightforward tasks with multiple attorneys." Dkt. 24 at 38. As a result, Defendants urge the Court to apply "a minimum of a one-third reduction in fees." Id. at 39. The Court agrees that a one-third reduction is warranted.
Defendants first contend that American Oversight overstaffed the matter when it assigned three lawyers to assist in preparing the complaint, and they argue that American Oversight's claim for $ 5,324.30 for the cost of preparing the complaint is unreasonable. Id. at 36. The Court, however, disagrees. As American Oversight indicates, it reduced the hours for which it is seeking reimbursement of its own accord. Dkt. 23-1 at 21-25. As a result, even though Defendants are correct that three lawyers are not required to prepare a routine FIOA complaint, see, e.g., Elec. Privacy Info. Ctr. v. Fed. Bureau of Investigation ,
The Court is unpersuaded, however, that attorneys' fees of almost $ 20,000 for attending three status conferences and *71conferring with opposing counsel is reasonable. The Court recognizes that American Oversight, once again, reduced the number of hours for which it is seeking fees of its own accord. But, even with that reduction, American Oversight's fee request includes some overstaffing and unnecessary efforts. American Oversight's time records, for example, reflect numerous conferences among American Oversight lawyers about the status of Defendants' production, preparation for the status conferences, and debriefings about the status conferences. They also reflect "moots" for the status conferences and the attendance of two attorneys at a status hearing on one occasion. See Dkt. 23-1 at 25.
Extensive preparation is, of course, a good thing. But Defendants should not be required to foot the bill for preparation above and beyond what was reasonably necessary. Even assuming that American Oversight required four hours preparation to attend each of the three status conferences, each lasting no more than an hour including travel time, and assuming an average billing rate of $ 600 (the lead lawyer on the matter billed her time at $ 440), reasonable attorneys' fees for the three status conferences would amount to only $ 9,000. If the Court then adds to that amount the $ 5,324.30 in fees incurred in preparing and filing the complaint, and adds another $ 1,250 for reviewing and analyzing the FBI's responses to the Priebus request, (American Oversight seeks $ 1,276.32, see
The Court will therefore discount the fee award by one-third to address overstaffing.
2. Success on the Merits
Defendants also argue that "a 50% reduction in fees overall would be appropriate to reflect the very limited success American Oversight obtained in this lawsuit." Dkt. 24 at 40-41. This reduction is, according to Defendants, appropriate "in addition to the reduction for Plaintiff's inefficiencies and overstaffing."
The government is correct that "[a] plaintiff's overall success on the merits also must be considered in determining the reasonableness of a fee award." Judicial Watch, Inc. v. U.S. Dep't of Commerce ,
The Court, accordingly, concludes that the fee award should not be reduced based on the results that American Oversight achieved.
3. Fees on Fees
Finally, Defendants briefly argue that American Oversight should not be *72awarded "fees on fees," or, at the very least the Court should discount that fee award by "[w]hatever percentage reduction the Court applies to the merits fees." Dkt. 24 at 41. Given that American Oversight prevailed in this case and has prevailed at least in part on its fees petition, the Court sees no basis to depart from the "settled" rule in this circuit that "[h]ours reasonably devoted to a request for fees are compensable." Noxell Corp. v. Firehouse No. 1 Bar-B-Que Rest. ,
Defendants further argue, however, that the Court should " 'reduce the fees-on-fees award commensurate with reductions to merits fees.' " Dkt. 24 at 41 (quoting Elec. Privacy Info. Ctr. v. Dep't of Homeland Sec. ,
CONCLUSION
For the reasons presented above, American Oversight's motion for an award of attorneys' fees and costs, Dkt. 23, is hereby GRANTED in part and DENIED in part. Plaintiff is entitled to reasonable attorneys' fees and costs in the amount of $ 16,061.96 in attorneys' fees, $ 5,501.61 in fees-on-fees, $ 769.69 in costs.
SO ORDERED .
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