American Civil Liberties Union v. Central Intelligence Agency

710 F.3d 422, 404 U.S. App. D.C. 235, 41 Media L. Rep. (BNA) 1605, 2013 WL 1003688, 2013 U.S. App. LEXIS 5166
CourtCourt of Appeals for the D.C. Circuit
DecidedMarch 15, 2013
Docket11-5320
StatusPublished
Cited by176 cases

This text of 710 F.3d 422 (American Civil Liberties Union v. Central Intelligence Agency) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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American Civil Liberties Union v. Central Intelligence Agency, 710 F.3d 422, 404 U.S. App. D.C. 235, 41 Media L. Rep. (BNA) 1605, 2013 WL 1003688, 2013 U.S. App. LEXIS 5166 (D.C. Cir. 2013).

Opinion

Opinion for the Court filed by Chief Judge GARLAND.

GARLAND, Chief Judge:

The plaintiffs filed a Freedom of Information Act request for records held by the Central Intelligence Agency pertaining to the use of unmanned aerial vehicles (“drones”) to carry out targeted killings. The Agency issued a so-called Glomar response, refusing to confirm or deny that it had any such records. The district court affirmed the Agency’s response and granted summary judgment in its favor. The question on appeal is whether the Agency’s Glomar response was justified under the circumstances of this case. We conclude that it was not justified and therefore reverse and remand for further proceedings.

I

On January 13, 2010, the American Civil Liberties Union and American Civil Liberties Union Foundation (collectively, the ACLU) submitted a Freedom of Information Act (FOIA) request to the Central Intelligence Agency (CIA), seeking “records pertaining to the use of unmanned aerial vehicles (‘UAVs’) — commonly referred to as ‘drones’ ... — by the CIA and the Armed Forces for the purpose of killing targeted individuals.” FOIA Request 2 (J.A. 48); see 5 U.S.C. § 552(a). The CIA responded with what is commonly known as a “Glomar response,” declining either to confirm or deny the existence of *426 any responsive records. 1 The CIA’s Agency Release Panel accepted an administrative appeal, but failed to make a determination within twenty days as FOIA requires. See 5 U.S.C. § 552(a)(6)(A)(ii). The ACLU then filed suit against the CIA in the United States District Court for the District of Columbia, seeking the immediate processing and release of the requested records. See id. § 552(a)(4)(B).

The CIA moved for summary judgment. It asserted that the answer to the question of whether it possessed responsive records was itself exempt from disclosure under FOIA Exemptions 1 and 3. See id. § 552(b)(1), (3). And it rejected the ACLU’s contention that there had been official public acknowledgments that warranted overriding the Agency’s exemption claims. In support of those arguments, the CIA submitted the affidavit of Mary Ellen Cole, the Information Review Officer for the Agency’s National Clandestine Service, who explained at some length why the CIA believed its Glomar response was justified. See Declaration of Mary Ellen Cole (Cole Deck).

On September 9, 2011, the district court granted the CIA’s motion for summary judgment. Am. Civil Liberties Union v. Dep’t of Justice, 808 F.Supp.2d 280, 284 (D.D.C.2011). The court agreed with the CIA that the existence vel non of responsive records was exempt under both Exemptions 1 and 3, and that there had been no official acknowledgment sufficient to override those exemptions. As a consequence, the court held, the CIA was not required to confirm or deny that it had any responsive records, let alone describe any specific documents it might have or explain why any such documents were exempt from disclosure. The ACLU filed a timely appeal.

II

This appeal concerns the intersection of two lines of FOIA cases. The first is the Glomar line, which permits an agency to “refuse to confirm or deny the existence of records” in limited circumstances. Wolf v. CIA 473 F.3d 370, 374 (D.C.Cir.2007). “Because Glomar responses are an exception to the general rule that agencies must acknowledge the existence of information responsive to a FOIA request and provide specific, non-conclusory justifications for withholding that information, they are permitted only when confirming or denying the existence of records would itself ‘cause harm cognizable under an FOIA exception.’ ” Roth v. U.S. Dep’t of Justice, 642 F.3d 1161, 1178 (D.C.Cir.2011) (quoting Wolf, 473 F.3d at 374) (citation and internal quotation marks omitted); see, e.g., Miller v. Casey, 730 F.2d 773, 775-78 (D.C.Cir.1984); Gardels v. CIA, 689 F.2d 1100, 1103 (D.C.Cir.1982). Accordingly, “[i]n determining whether the existence of agency records vel non fits a FOIA exemption, courts apply the general exemption review standards established in non-Glomar cases.” Wolf, 473 F.3d at 374; see, e.g., Gardels, 689 F.2d at 1103-07.

The second line of cases is the “official acknowledgment” line, which provides that when an agency has officially acknowledged otherwise exempt information through prior disclosure, the agency has waived its right to claim an exemption with respect to that information. In other words, “ ‘when information has been “officially acknowledged,” its disclosure may be *427 compelled even over an agency’s otherwise valid exemption claim.’ ” Wolf, 473 F.3d at 378 (quoting Fitzgibbon v. CIA, 911 F.2d 755, 765 (D.C.Cir.1990)). A plaintiff mounting an official acknowledgment argument “must bear the initial burden of pointing to specific information in the public domain that appears to duplicate that being withheld.” Id. (quoting Afshar v. Dep’t of State, 702 F.2d 1125, 1130 (D.C.Cir.1983)).

These two lines of cases converge when a plaintiff seeks to rebut a Glomar response by establishing official acknowledgment. In the Glomar context, the “specific information” at issue is not the contents of a particular record, but rather “the existence vel non ” of any records responsive to the FOIA request. Id. at 379 (emphasis omitted); see id. at 380. Accordingly, the plaintiff can overcome a Glomar response by showing that the agency has already disclosed the fact of the existence (or nonexistence) of responsive records, since that is the purportedly exempt information that a Glomar response is designed to protect. See id. at 379-80; Marino v. DEA, 685 F.3d 1076, 1081 (D.C.Cir.2012). As we have explained, “in the context of a Glomar response, the public domain exception is triggered when ‘the prior disclosure establishes the existence (or not) of records responsive to the FOIA request,’ regardless whether the contents of the records have been disclosed.” Marino, 685 F.3d at 1081 (quoting Wolf, 473 F.3d at 379).

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710 F.3d 422, 404 U.S. App. D.C. 235, 41 Media L. Rep. (BNA) 1605, 2013 WL 1003688, 2013 U.S. App. LEXIS 5166, Counsel Stack Legal Research, https://law.counselstack.com/opinion/american-civil-liberties-union-v-central-intelligence-agency-cadc-2013.