Alvarez v. United States

CourtUnited States Court of Federal Claims
DecidedDecember 30, 2021
Docket20-1533
StatusUnpublished

This text of Alvarez v. United States (Alvarez v. United States) is published on Counsel Stack Legal Research, covering United States Court of Federal Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Alvarez v. United States, (uscfc 2021).

Opinion

IN THE UNITED STATES COURT OF FEDERAL CLAIMS ______________________________________ ) CINDY ALVAREZ, et al., ) ) Plaintiffs, ) No. 20-1533C ) v. ) Filed: December 30, 2021 ) THE UNITED STATES, ) ) Defendant. ) ______________________________________ )

MEMORANDUM OPINION AND ORDER

Plaintiffs, 55 current and former employees at the Federal Correctional Institution (“FCI”)

Mendota in Mendota, California, filed a Complaint seeking “declaratory judgment, backpay, and

other relief” for allegedly uncompensated work they performed for the U.S. Department of Justice,

Bureau of Prisons. Pls.’ Compl. ¶ 1, ECF No. 1. Before the Court is the Government’s Motion to

Dismiss Plaintiffs’ action under Rule 12(b)(6) of the Rules of the United States Court of Federal

Claims (“RCFC”) for failure to state a claim upon which relief can be granted. Also before the

Court is Plaintiffs’ Motion for Leave to File Notice of Supplemental Authority.

For the reasons discussed below, Plaintiffs’ Complaint alleges facts sufficient to survive

the Government’s Motion, but the Court lacks jurisdiction to entertain any claims or requests for

relief under the Declaratory Judgment Act (“DJA”), 28 U.S.C. §§ 2201–2202, and 28 U.S.C. §

1331. Consequently, the Government’s Motion to Dismiss is GRANTED IN PART AND

DENIED IN PART. The Court has considered Plaintiffs’ Notice of Supplemental Authority,

attaching recent decisions in analogous suits pending in this court, and thus GRANTS Plaintiffs’

uncontested motion for leave to file the same. I. BACKGROUND

A. Statutory and Regulatory Background

Under the Fair Labor Standards Act of 1938 (“FLSA”), 29 U.S.C. § 201 et seq., as amended

by the Portal-to-Portal Act of 1947, 29 U.S.C. § 251 et seq., qualifying employers are required to

compensate at one and one-half times the employees’ regular rate all non-exempt employees who

worked in excess of 40 hours per week. 29 U.S.C. § 207; see 5 C.F.R. § 551.501. Employers who

fail to comply with this provision of the FLSA are liable to their effected employees and may be

sued to recover the unpaid overtime wages. 29 U.S.C. § 216.

“Activities performed either before or after the regular work shift . . . are compensable

under the portal-to-portal provisions of the [FLSA] if those activities are an integral and

indispensable part of the principal activities for which covered workmen are employed and are not

specifically excluded . . . .” Steiner v. Mitchell, 350 U.S. 247, 256 (1956). The Supreme Court

has held that “any activity that is integral and indispensable to a principal activity is itself a

principal activity” under the FLSA. IBP, Inc. v. Alvarez, 546 U.S. 21, 37 (2005) (internal quotation

marks omitted). However, activities that are merely “preliminary to or postliminary to said

principal activity or activities” are not compensable. 29 U.S.C. § 254(a)(2).

Work that is de minimis also is not compensable. See Bobo v. United States, 136 F.3d

1465, 1468 (Fed. Cir. 1998) (“When the matter in issue concerns only a few seconds or minutes

of work beyond the scheduled working hours, such trifles may be disregarded.”) (quoting

Anderson v. Mt. Clemens Pottery Co., 328 U.S. 680, 692 (1946))). Regulations promulgated by

the Office of Personnel Management provide that an employee’s preparatory or concluding

activities that exceed 10 minutes per workday are not de minimis so long as they are “closely

2 related to an employee’s principal activities” and are “indispensable to the performance of the

principal activities.” 5 C.F.R. § 551.412(a)(1).

B. Factual Background

FCI Mendota is a medium security prison housing over 900 inmates. ECF No. 1 ¶ 8. The

prison is staffed 24 hours per day, 365 days per year by correctional officers, including Plaintiffs.

Id. ¶ 9. As correctional officers, Plaintiffs allege that their “primary job duty is to maintain the

safety and security” of the prison. Id. Plaintiffs execute this duty at assigned posts throughout

FCI Mendota, most of which are staffed for 16 or 24 hours per day in eight-hour shifts. Id. ¶¶ 10–

12. Plaintiffs allege that there is no scheduled overlap between the shifts at 16-hour and 18-hour

posts. Id. ¶¶ 17–18. Because they are required to be at their assigned post with all necessary

equipment and information by the start of their scheduled shift, Plaintiffs allege that fulfilling their

primary duties causes them to work beyond their shift times. Id.

Specifically, Plaintiffs assigned to the 16-hour and 24-hour posts allegedly work an

additional 15–30 minutes per shift performing uncompensated pre- and post-shift activities. Id. ¶¶

13–14. Plaintiffs contend that their work day begins by clearing a COVID-19 health screening

and then a staff security screening for the purpose of assuring no contraband enters the prison. Id.

¶¶ 20–21. After the security screening, Plaintiffs “collect and don their duty belts, protective vests,

and other required equipment.” Id. ¶ 20. Additionally, Plaintiffs assigned to a 16-hour post are

required to collect further equipment and paperwork from the Control Center. Id. ¶ 22. Finally,

Plaintiffs are admitted through a sally port, flip an “accountability chit” signifying they are on

duty, pass through a slider gate, and walk to their assigned posts. Id. ¶¶ 23–24.

While walking to their posts, Plaintiffs allegedly check in with a supervisor at the

Lieutenants’ office and discuss information from the previous tour. Id. ¶ 24. As Plaintiffs continue

3 to their posts, they observe and correct inmate behavior, respond to inmate questions, check for

security breaches and contraband, and respond to any emergencies that arise. Id. Plaintiffs aver

that failure to respond to emergencies will result in disciplinary action and possible termination.

Id. ¶ 29. Once at their posts, Plaintiffs inspect, account for, and exchange equipment as well as

information with the outgoing officer. Id. ¶ 26. In addition, since the pandemic started, Plaintiffs

assigned to quarantine housing units also put on personal protective equipment before entering the

housing unit and performing the exchange. Id. After their shifts, Plaintiffs again exchange

information and equipment with the oncoming officer, check for security breaches and contraband

on their way back to the Control Center, and then return their equipment. Id. ¶ 28. Because of the

pandemic, outgoing officers must sanitize their equipment before returning it to the Control Center.

Id.

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