Align Tech., Inc. v. 3shape
This text of 339 F. Supp. 3d 435 (Align Tech., Inc. v. 3shape) is published on Counsel Stack Legal Research, covering District Court, D. Delaware primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
STARK, U.S. District Judge
Plaintiff Align Technology, Inc. ("Align") filed four separate suits against Defendants 3Shape A/S and 3Shape Inc. (together, "3Shape" or "Defendants") on November 14, 2017. On February 2, 2018, 3Shape moved to dismiss the complaints in Civil Action Nos. 17-1646-LPS-CJB and 17-1647-LPS-CJB (the "Complaints") for failure to state a claim, pursuant to Federal Rule of Civil Procedure 12(b)(6), based on its contention that Align failed to plausibly allege direct, indirect, and willful infringement of all asserted patents and that certain of the asserted patents are not directed to patent-eligible subject matter under
For the reasons stated below, the Court will grant in part and deny in part Defendants' motions to dismiss.
I. BACKGROUND
The parties are competitors in the field of intraoral scanners and software. (D.I. 1 at ¶ 29) Align is a global medical device company selling products such as the iTero intraoral scanner and OrthoCAD software, both of which "help dental and orthodontic professionals deliver effective, cutting-edge dental and orthodontic options to their patients." (D.I. 1 at ¶ 23; D.I. 25 at 2) 3Shape "designs, develops, manufactures, and markets the TRIOS and TRIOS 3 scanners, as well as related Dental Software products" such as the Implant Studio, Ortho System, Ortho Analyzer, Ortho Planner, Appliance Designer, and Ortho Control Patent. (D.I. 1 at ¶ 28; D.I. 25 at 2)
On November 14, 2017, Align filed four actions against 3Shape in this District. The patents asserted in each action are as follows:
C.A. No. 17-1646-LPS-CJB: United States Patent Nos. 9,510,757 ; 7,112,065 (" '065 patent") ; 9,451,873 (" '873 patent") ; 9,299,192 ; 9,427,916 ; 8,454,364 ; and 8,845,330. (C.A. No. 17-1646-LPS-CJB D.I. 1 at ¶¶ 16-22)
C.A. No. 17-1647-LPS-CJB: U.S. Patent Nos. 9,566,132 ; 8,545,221 ; 8,092,215 ; 7,056,115 ; 8,734,149 (" '149 patent") ; and *4406,227,850 (" '850 patent"). (C.A. No. 17-1647-LPS-CJB D.I. 1 at ¶¶ 16-21)
C.A. No. 17-1648-LPS-CJB: U.S. Patent Nos. 7,092,107 (" '107 patent") ; 9,615,901 ; 8,638,448 ; 8,638,447 ; 6,845,175 ; and 6,334,853. (C.A. No. 17-1648-LPS-CJB D.I. 1 at ¶¶ 16-21)
C.A. No. 17-1649-LPS-CJB: U.S. Patent Nos. 6,948,931 ; 6,685,470 ; 6,514,074 (" '074 patent") ; 8,363,228 ; 8,451,456 ; 8,675,207 ; and 9,101,433. (C.A. No. 17-1649-LPS-CJB D.I. 1 at ¶¶ 16-22)
In total, Align asserts 26 patents, all of which relate to "dental scanning technology." (C.A. No. 17-1646-LPS-CJB D.I. 22 at 1)
Align also filed two complaints with the International Trade Commission ("ITC"), involving 11 of the 26 patents also at issue here. The ITC instituted investigations as to those 11 patents on December 14, 2017. (C.A. No. 17-1646-LPS-CJB D.I. 15 at 1) The 11 patents involved in the ITC proceedings include all but one of the patents at issue in C.A. No. 17-1648-LPS-CJB (the '107 patent) and all but one at issue in C.A. No. 17-1649-LPS-CJB (the '074 patent).
3Shape moved to stay all four District Court actions pending the ITC investigations. All of the patents subject to the ITC investigations were subject to a mandatory stay; Align stipulated on January 23, 2018 to a stay of both C.A. Nos. 17-1648-LPS-CJB and 17-1649-LPS-CJB as to all claims, pending resolution of the ITC investigations. (C.A. No. 17-1648-LPS-CJB D.I. 19; C.A. No. 17-1649-LPS-CJB D.I. 20) 3Shape's motions to stay as to C.A. Nos. 17-1646-LPS-CJB and 17-1647-LPS-CJB remained pending.1
On February 1, 2018, 3Shape moved to dismiss the Complaints in C.A. Nos. 17-1646-LPS-CJB and 17-1647-LPS-CJB for failing to plausibly allege direct, indirect, and willful infringement of any of the 13 patents asserted in those actions (hereinafter, the "asserted patents" or "patents-in-suit"). (C.A. No. 17-1646-LPS-CJB D.I. 21; C.A. No. 17-1647-LPS-CJB D.I. 21) 3Shape's motions further sought to dismiss patent infringement claims as to some of the asserted patents on the grounds that they claim ineligible subject matter under Section 101. Specifically, this portion of 3Shape's motions is directed to the '873 and '065 patents in C.A. No. 17-1646-LPS-CJB and the '850 and '149 patents in C.A. No. 17-1647-LPS-CJB.2
II. LEGAL STANDARDS
A. Rule 12(b)(6) Motion to Dismiss
Evaluating a motion to dismiss under Federal Rule of Civil Procedure 12(b)(6) requires the Court to accept as true all material allegations of the complaint. See Spruill v. Gillis ,
A well-pleaded complaint must contain more than mere labels and conclusions. See Ashcroft v. Iqbal ,
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STARK, U.S. District Judge
Plaintiff Align Technology, Inc. ("Align") filed four separate suits against Defendants 3Shape A/S and 3Shape Inc. (together, "3Shape" or "Defendants") on November 14, 2017. On February 2, 2018, 3Shape moved to dismiss the complaints in Civil Action Nos. 17-1646-LPS-CJB and 17-1647-LPS-CJB (the "Complaints") for failure to state a claim, pursuant to Federal Rule of Civil Procedure 12(b)(6), based on its contention that Align failed to plausibly allege direct, indirect, and willful infringement of all asserted patents and that certain of the asserted patents are not directed to patent-eligible subject matter under
For the reasons stated below, the Court will grant in part and deny in part Defendants' motions to dismiss.
I. BACKGROUND
The parties are competitors in the field of intraoral scanners and software. (D.I. 1 at ¶ 29) Align is a global medical device company selling products such as the iTero intraoral scanner and OrthoCAD software, both of which "help dental and orthodontic professionals deliver effective, cutting-edge dental and orthodontic options to their patients." (D.I. 1 at ¶ 23; D.I. 25 at 2) 3Shape "designs, develops, manufactures, and markets the TRIOS and TRIOS 3 scanners, as well as related Dental Software products" such as the Implant Studio, Ortho System, Ortho Analyzer, Ortho Planner, Appliance Designer, and Ortho Control Patent. (D.I. 1 at ¶ 28; D.I. 25 at 2)
On November 14, 2017, Align filed four actions against 3Shape in this District. The patents asserted in each action are as follows:
C.A. No. 17-1646-LPS-CJB: United States Patent Nos. 9,510,757 ; 7,112,065 (" '065 patent") ; 9,451,873 (" '873 patent") ; 9,299,192 ; 9,427,916 ; 8,454,364 ; and 8,845,330. (C.A. No. 17-1646-LPS-CJB D.I. 1 at ¶¶ 16-22)
C.A. No. 17-1647-LPS-CJB: U.S. Patent Nos. 9,566,132 ; 8,545,221 ; 8,092,215 ; 7,056,115 ; 8,734,149 (" '149 patent") ; and *4406,227,850 (" '850 patent"). (C.A. No. 17-1647-LPS-CJB D.I. 1 at ¶¶ 16-21)
C.A. No. 17-1648-LPS-CJB: U.S. Patent Nos. 7,092,107 (" '107 patent") ; 9,615,901 ; 8,638,448 ; 8,638,447 ; 6,845,175 ; and 6,334,853. (C.A. No. 17-1648-LPS-CJB D.I. 1 at ¶¶ 16-21)
C.A. No. 17-1649-LPS-CJB: U.S. Patent Nos. 6,948,931 ; 6,685,470 ; 6,514,074 (" '074 patent") ; 8,363,228 ; 8,451,456 ; 8,675,207 ; and 9,101,433. (C.A. No. 17-1649-LPS-CJB D.I. 1 at ¶¶ 16-22)
In total, Align asserts 26 patents, all of which relate to "dental scanning technology." (C.A. No. 17-1646-LPS-CJB D.I. 22 at 1)
Align also filed two complaints with the International Trade Commission ("ITC"), involving 11 of the 26 patents also at issue here. The ITC instituted investigations as to those 11 patents on December 14, 2017. (C.A. No. 17-1646-LPS-CJB D.I. 15 at 1) The 11 patents involved in the ITC proceedings include all but one of the patents at issue in C.A. No. 17-1648-LPS-CJB (the '107 patent) and all but one at issue in C.A. No. 17-1649-LPS-CJB (the '074 patent).
3Shape moved to stay all four District Court actions pending the ITC investigations. All of the patents subject to the ITC investigations were subject to a mandatory stay; Align stipulated on January 23, 2018 to a stay of both C.A. Nos. 17-1648-LPS-CJB and 17-1649-LPS-CJB as to all claims, pending resolution of the ITC investigations. (C.A. No. 17-1648-LPS-CJB D.I. 19; C.A. No. 17-1649-LPS-CJB D.I. 20) 3Shape's motions to stay as to C.A. Nos. 17-1646-LPS-CJB and 17-1647-LPS-CJB remained pending.1
On February 1, 2018, 3Shape moved to dismiss the Complaints in C.A. Nos. 17-1646-LPS-CJB and 17-1647-LPS-CJB for failing to plausibly allege direct, indirect, and willful infringement of any of the 13 patents asserted in those actions (hereinafter, the "asserted patents" or "patents-in-suit"). (C.A. No. 17-1646-LPS-CJB D.I. 21; C.A. No. 17-1647-LPS-CJB D.I. 21) 3Shape's motions further sought to dismiss patent infringement claims as to some of the asserted patents on the grounds that they claim ineligible subject matter under Section 101. Specifically, this portion of 3Shape's motions is directed to the '873 and '065 patents in C.A. No. 17-1646-LPS-CJB and the '850 and '149 patents in C.A. No. 17-1647-LPS-CJB.2
II. LEGAL STANDARDS
A. Rule 12(b)(6) Motion to Dismiss
Evaluating a motion to dismiss under Federal Rule of Civil Procedure 12(b)(6) requires the Court to accept as true all material allegations of the complaint. See Spruill v. Gillis ,
A well-pleaded complaint must contain more than mere labels and conclusions. See Ashcroft v. Iqbal ,
"To survive a motion to dismiss, a civil plaintiff must allege facts that 'raise a right to relief above the speculative level on the assumption that the allegations in the complaint are true (even if doubtful in fact).' " Victaulic Co. v. Tieman ,
The Court is not obligated to accept as true "bald assertions," Morse v. Lower Merion Sch. Dist. ,
B. Patentable Subject Matter
Under
In Mayo Collaborative Services v. Prometheus Laboratories, Inc. ,
*442At step one, "the claims are considered in their entirety to ascertain whether their character as a whole is directed to excluded subject matter." Internet Patents Corp. v. Active Network, Inc. ,
In conducting the step one analysis, courts should not "oversimplif[y]" key inventive concepts or "downplay" an invention's benefits. Enfish, LLC v. Microsoft Corp. ,
At step two, courts must "look to both the claim as a whole and the individual claim elements to determine whether the claims contain an element or combination of elements that is sufficient to ensure that the patent in practice amounts to significantly more than a patent upon the ineligible concept itself." McRo ,
However, "[t]he inventive concept inquiry requires more than recognizing that each claim element, by itself, was known in the art." Bascom ,
The Federal Circuit recently elaborated on the step two standard, stating that "[t]he question of whether a claim element or combination of elements is well-understood, routine and conventional to a skilled artisan in the relevant field is a question of fact. Any fact, such as this one, that is pertinent to the invalidity conclusion must be proven by clear and convincing evidence." Berkheimer ,
"Whether a particular technology is well-understood, routine, and conventional goes beyond what was simply known in the prior art. The mere fact that something is disclosed in a piece of prior art, for example, does not mean it was well-understood, routine, and conventional."
*443Berkheimer ,
As part of the step two "inventive concept" inquiry, the Federal Circuit has looked to the claims as well as the specification. See Affinity Labs of Texas, LLC v. Amazon.com Inc. ,
At both steps one and two, it is often useful for the Court to compare the claims at issue with claims that have been considered in the now considerably large body of decisions applying § 101. See Amdocs (Israel) Ltd. v. Openet Telecom, Inc. ,
Finally, as a procedural matter, the Federal Circuit has observed frequently that § 101 disputes may be amenable to resolution on motions for judgment on the pleadings, motions to dismiss, or summary judgment. See, e.g. , Berkheimer ,
IV. DISCUSSION
A. Plausibly Pleaded Allegations of Infringement
3Shape challenges the sufficiency of Align's allegations regarding direct, indirect, and willful infringement of the asserted patents on numerous grounds. The Court will address each in turn.
1. Direct Infringement of All Asserted Patents
In order to "survive a motion to dismiss under Rule 12(b)(6), a complaint must contain sufficient factual matter, accepted as true, to state a claim to relief that is plausible on its face." Nalco Co. v. Chem-Mod, LLC ,
3Shape argues that the allegations of direct infringement in the Complaints are insufficient because they "fail to tie the Accused Products or actions of any part to the elements of the asserted patent claims." (D.I. 22 at 5) Align responds that its allegations give 3Shape "fair notice of what activity is being accused of infringement" and that "[n]o greater detail is required." (D.I. 25 at 6) The Court concludes that Align has sufficiently alleged direct infringement.
Each of the counts in the Complaints follows essentially the same format: reciting the language of a representative claim, alleging that the accused products practice that claim, and providing examples drawn from "product documentation, demonstration and informational videos, user manuals, and/or promotional materials" demonstrating the alleged use of some aspect of the accused product of the products performing at least some of the requirements of the representative claim. For example, Count Two in C.A. 17-1646-LPS-CJB alleges infringement of at least claim 28 the '192 patent. (D.I. 1 at ¶ 49) As described in that Complaint, "[t]he '192 patent is directed to modifying a virtual model of a physical structure with additional 3D data obtained from the physical structure to provide a modified virtual model." (Id. at ¶ 48) That paragraph goes on to recite the language of claim 28, which claims:
28. A system to generate a modified virtual model of a physical structure, comprising:
a display to display images of said modified virtual model; and
a computer system operatively connected to the display and comprising a program that, when executed by the computer system, causes the computer system to, display an image of a first virtual model generated from
first 3D scan data of the physical structure on the display, wherein said first virtual model fails to properly represent a first physical part of the physical structure,
receive user input identifying at least a portion of the first virtual model that is desired to be modified, the user input generated by user interaction with the image of the first virtual model on the display,
receive a second virtual model of the physical structure, the second virtual model generated from second 3D scan data of the physical structure, and
modify the first virtual model by replacing at least said identified portion of the first virtual model with a corresponding portion of the second virtual model, thereby providing the modified virtual model.
( '192 patent, cl. 28; see also D.I. 1 at ¶ 48) The next paragraph states that the accused products infringe at least that claim, and proceeds to reiterate the requirements of the claim. (D.I. 1 at ¶ 49)
The Complaint then includes two images drawn from marketing videos for the accused products that purport to show that the accused products practice claim 28. (Id. at 18-19) The first image depicts two graphical models of teeth side-by-side, the first being a representation of an area of teeth obscured by saliva and the second a representation of that same area without the saliva:
*445(Id. at 18) The second image shows a virtual representation of an area of teeth with digital artifacts, or areas that were not scanned properly. (Id. at 19) Text overlaying the image indicates that artifacts are trimmed away and the area is rescanned. (Id. )
*446The Court finds that the allegations and images described above are sufficient to place 3Shape on notice of what activity of its is being accused of infringement. See Nalco Co. ,
In the Court's view, Plaintiff's allegations are sufficient to give Defendants fair notice of how it is their accused products are alleged to infringe the asserted patents. See Disc Disease Sols. Inc. v. VGH Sols., Inc. ,
2. Direct Infringement of the Asserted Method Claims
3Shape further argues that Align's allegations regarding direct infringement of certain method claims are *447insufficiently pleaded. In order to be liable for direct infringement of a method claim, the alleged infringer " 'must perform all the steps of the claimed method, either personally or through another acting under his direction or control.' " Courtesy Prods., L.L.C. v. Hamilton Beach Brands, Inc. ,
Align has adequately pleaded direct infringement of the method claims identified above. As Align confirmed during argument, and as its Complaint indicates, Align is alleging that both of the Defendants did everything. (Tr. at 51) The allegations must at this stage, be taken as true. Time will tell if plaintiff can prove them.
3. Indirect Infringement
Indirect infringement consists of two different theories: induced infringement and contributory infringement. See Courtesy Prods., L.L.C. ,
To state a plausible claim for induced or contributory infringement, the plaintiff "must, inter alia , sufficiently allege some underlying act of direct infringement." Varian Med. Sys., Inc. v. Elekta AB , Civil Action No. 15-871-LPS,
As already explained, Align has adequately alleged underlying acts of direct infringement. The Court now concludes Align has also adequately alleged Defendant's knowledge and intent.
The allegations Align asserts give rise to a plausible showing of 3Shape's pre-suit knowledge of the patents-in-suit, and can be fairly summarized as follows: (1) through knowledge of Align's intraoral scanners, which are covered by the patents-in-suit; (2) through its prior business dealings with Align and another intraoral scanner company (Cadent) acquired by Align in 2011; (3) through 3Shape's own patent prosecution activities, "wherein *448Align's patents at issue and/or family members were cited as prior art," including the '916, '364, '330, '757 patents ; (4) through 3Shape's U.S. Food and Drug Section 510(k) premarket notification of intent to market the accused products; (5) through direct competition between 3Shape and Align, where 3Shape had the intent to directly compete with Align using the accused products; (6) through the small number of competitors in the market for intraoral scanners; and (7) because the accused products are "knockoff products." (D.I. 1 at ¶¶ 29-30; D.I. 25 at 9-10 (citing D.I. 1 at ¶¶ 29-30, 35, 42) )
3Shape points to authority supporting the proposition that none of these facts, standing alone, makes a finding of pre-suit knowledge plausible. (See D.I. 22 at 8-9 (citing cases); D.I. 26 at 6-7 (citing cases) ) When viewed as a whole, however, Align's allegations here are sufficient. See, e.g. , Elm 3DS Innovations, LLC v. Samsung Elecs. Co. ,
4. Willful Infringement
In Halo Elecs., Inc. v. Pulse Elecs., Inc. , --- U.S. ----,
3Shape argues that Align's willful infringement allegations are insufficient because: (1) Align fails to allege pre-suit knowledge of the patents-in-suit; and (2) Align has failed to include facts supporting its allegation that 3Shape acted " 'in an egregious and wanton manner.' " (D.I. 22 at 12-13 (citing D.I. 1 at ¶ 42) ) The Court has already concluded that Align's allegations of pre-suit knowledge are sufficient.
3Shape's remaining arguments, with respect to courts, including ones in this District, have conflicting views as to the necessity of pleading egregious conduct in order to state a plausible claim of willful infringement. Compare Valinge Innovation AB v. Halstead New England Corp. ,
This Court sides with those decisions that do not require allegations of egregiousness at the pleading stage. The issues of "willful infringement" and whether to enhance damages are two separate inquiries - the former being a question of fact (often for a jury), the latter a question of law for the Court. See WBIP, LLC v. Kohler Co. ,
*449For willful infringement, then, a plaintiff need (only) plausibly allege that "the accused infringer: (1) knew of the patent-in-suit; (2) after acquiring that knowledge, it infringed the patent; and (3) in doing so, it knew, or should have known, that its conduct amounted to infringement of the patent." Valinge Innovation AB ,
Align has plausibly alleged a claim for willful infringement of the asserted patents here. First, for the reasons discussed above, the Court found that Align sufficiently alleged pre-suit knowledge of the asserted patents. Additionally, it is alleged that 3Shape continued to sell "knockoff products" that infringed the asserted patents. (D.I. 25 at 13 (citing D.I. 1 at ¶ 42) ) At this stage of the case, no further allegations are required.
B. Patentable Subject Matter Under Section 101
1. The '873 Patent
The '873 patent is entitled "Automatic Selection and Locking of Intraoral Images" and relates to a "method of locking intraoral images and generating a model based on both the locked images and the updated scans." (D.I. 1 at ¶ 78) Claim 1 of the '873 patent recites:
1. A method, comprising:
receiving an intraoral image of a first intraoral site;
determining an identity of the first intraoral site;
algorithmically performing the following by a processing device:
locking the intraoral image; and
selecting, based at least in part on the identity of the first intraoral site, a portion of the intraoral image depicting a portion of the first intraoral site; and
generating a model comprising the first intraoral site based at least in part on the locked intraoral image, wherein the portion of the locked intraoral image is used for a first region of the model, and wherein data from one or more additional intraoral images that also depict the portion of the first intraoral site is not used for the first region of the model.
a. Step One
At step one of the Alice / Mayo test, the question is whether the asserted claims are directed to a patent-ineligible concept. "[A]ll inventions at some level embody, use, reflect, rest upon, or apply laws of nature, natural phenomena, or abstract ideas." Mayo ,
3Shape argues that the claims of the '873 patent are directed to the abstract idea of "collecting, analyzing, and using data, without any improvement to a computer itself or another technical area." (D.I. 22 at 15; see also D.I. 29 at 11) Align responds that claim 1 of the '873 patent is instead "directed to an improved method *450for generating a model of an intraoral site."4 The Court agrees with Align.
Claim 1 of the '873 patent purports to solve a problem with prior approaches to the generation of a model of an intraoral site, specifically by providing for the locking of a first image of an intraoral site so that subsequent scans do not interfere with that first image. (D.I. 25 at 18-19) As described in the specifications, a dental implant, such as a crown, is placed on a tooth that has been ground down to a stump. The border between that tooth's "unground" portion and the "ground" portion is called a "finish line." ( '873 patent, col. 5:17-24) A good fit between the implant and the stump, along the finish line, is important to prevent infections and tooth decay. (Id. , col. 1:17-28) In order to ensure a good fit for the implant, a practitioner will create a model of the stump and surrounding intraoral area. To ensure a good scan of the finish line, the practitioner will wipe away blood and saliva from the stump and, "[i]n some instances, ... insert a cord around the [stump] between the [stump] and the patient's gum." (Id. , col. 5:40-45) This cord holds the gum down so that the entire finish line is exposed for the first scan, however the gum "revert[s] back to its natural position, and in many cases collapse[s] back over the finish line, after a brief period." (Id. , col. 5:45-49)
A problem with prior art approaches is that additional scans taken after the first set of intraoral scans could degrade the quality of the finish line in the model. (Id. , col. 2:30-39) These additional scans were taken to ensure that the implant would fit inside the patient's mouth. (Id. , col. 5:64-66) However, the scans could also capture parts of the stump area captured by the first intraoral scans. When this happened, prior approaches would average the data received depicting the stump area with the first images of the stump area, which would "degrade the quality of the first tooth in the 3D model." (Id. , col. 2:34-39) The degradation in quality could cause the finish line, as depicted in the 3D model, to lack definition and make it impossible "to properly determine the finish line, and thus the margin of a restoration [i.e., the fit between the stump and the implant] may not be properly designed." (Id. , col. 1:22-28) Claim 1 of the '873 patent purportedly improved on these approaches "by automatically locking the images of the clean stump such that subsequent scans that may capture the unclean stump are ignored during the creation of the model." (D.I. 25 at 19) (citing '873 patent, cols. 5:66-6:3)
3Shape contends that Align's asserted improvement over prior approaches is not captured in the claim language. (D.I. 29 at 12) Specifically, 3Shape argues that "[t]he claims fail to mention, much less require, an 'improved method for generating a model of an intraoral site,' and do not provide any explanation as to how such improvement might be accomplished." (Id. at 12-13; See also generally Content Extraction & Transmission LLC v. Wells Fargo Bank, Nat'l Ass'n ,
The asserted improvement is achieved by locking the first intraoral scan of a stump to prevent future scans that capture part of that same area from being combined with that first image and degrading its quality (making it harder to establish a *451clear finish line). (D.I. 25 at 19-20; '873 patent, cols. 1:24-28, 2:13-39) That asserted improvement is directly captured in claim 1: "A method, comprising ... receiving an intraoral image of a first intraoral site; ... locking the intraoral image; ... and generating a model comprising the first intraoral site based at least in part on the locked intraoral image, wherein the portion of the locked intraoral image is used for a first region of the model, and wherein data from one or more additional intraoral images that also depict the portion of the first intraoral site is not used for the first region of the model." ( '873 patent, cl. 1) Here, then, the claim is directed to that concept and not the abstract idea put forward by 3Shape.
Accordingly, 3Shape's motion will be denied with respect to § 101 and the '873 patent.5
2. The '065 Patent
The '065 patent, entitled "Method for Defining a Finish Line of a Dental Prosthesis", provides "a method that enables a dental practitioner to define a finish line of a dental prosthesis of at least one tooth to be fitted over a tooth preparation." (D.I. 1 at ¶ 63) Claim 1 of the '065 patent recites:
1. A computer-based prosthodontic method for enabling a dental practitioner to define a finish line of a dental prosthesis of at least one tooth to be fitted over a tooth preparation, comprising:
(One) providing a three-dimensional (3D) digital data relating to the patient's dentition, said 3D data includes data representative of the surface topology of said preparation and its surroundings;
(Two) generating first finish line data representative of at least a portion of said finish line and superimposing an image of said finish line on an image of said dentition;
(Three)[ ]obtaining second finish line data determined on the basis of input received from a dental practitioner; and
(Four) using said second finish line data to update said first finish line data and superimposing the updated data on the dentition image.
( '065 patent, cl. 1)
3Shape argues that claim 1 of the '065 patent is directed to the "abstract concept of modifying a finish line of a dental prosthesis - - a concept well-known in the prior art." (D.I. 22 at 19) Specifically, 3Shape asserts that "claim 1 is directed ... to nothing more than performing steps of this well-known process using basic computer functions." (Id. ) Align counters that claim 1 "provides a novel way of obtaining a good finish line for placing a dental implant." (D.I. 25 at 22) The Court agrees with 3Shape.
As described in the specification, prior to the instant patent, a dentist would create a cast of an "abutment tooth" (referred to in the '873 patent discussion as the stump) in order make an artificial crown for that tooth. ( '065 patent, col. 1:15-25) The process entailed the dentist first cutting the tooth (down to a stump) and preparing two impressions and a wax bite of the patient's jaws. (Id. , col. 1:47-50) A technician would use those impressions and wax bite, along with instructions from the dentist, to create a cast. (Id. , col. 1:50-52) The cast version of the stump would be removed from the plaster cast to expose the finish line. (Id. , col. 1:52-55) The finish line was marked by the technician in ink, alternatively, a virtual 3D image of the cast was made and the technician marked the finish line on the 3-D version. (Id. , col. 1:55-63) At times. however, the finish line was "not clear and the transition between *452the cut area to the biological area [was] not well defined." (Id. , col. 2:6-8) In those instances, the technician would "either estimate himself where the line [was] or return[ ] the cast (or virtual 3D model) to the dentist for him to complete the finish line while in other cases the boundary was so blurred "that only the dentist himself [was] able to assess the cut area ... and ... define the finish line." (Id. , col. 2:8-14) There may have been multiple iterations between the dentist and technician in order to identify the finish line. (Id. , col. 4:33-38)
Align argues: "[t]he '065 patent provides an innovation that eliminates the need for the[ ] inefficient further iterations" between the dentist and technician to define the finish line. (D.I. 25 at 22) Instead, "the lab technician generates a 3D model and generates an initial finish line that is then conveyed to the dentist on a computer." (Id. ) (citing '065 patent, col. 4:1-5) "The dentist then provides any updates to the finish line before the crown is constructed." (Id. ) (citations omitted) Thus, rather than have multiple iterations with the technician, the dentist can view, "on the spot, an image of the patient's dentition and ... immediately refine the finish line generated by the lab." (Id. at 23) (citing '065 patent, col. 4:26-28)
Putting aside, for the moment, the claim's references to computers and computer functionality, the claim recites nothing more than the procedure by which dentists and technicians previously marked a finish line prior to manufacturing an artificial crown (i.e., the abstract concept of modifying a finish line of a dental prosthesis ). Claims are often found abstract when "all of the steps of the claim could be performed by humans in non-computerized ... contexts." Intellectual Ventures I LLC v. Symantec Corp. ,
The '065 patent itself describes the exact scenario embodied by claim 1, but instead of the technician marking the cast (or, as also disclosed in the specification, marking a 3D model) ( '065 patent, col. 2:6-10) and returning the cast to the dentist to have her then provide a mark for the finish line, the same is done on a computer. (See, e.g.,
Align's argument - that the patent improves over prior approaches by removing the need for multiple iterations of marks between the technician and the dentist - is merely the result of the use of computer technology to mark the dentitions rather than marking the dentitions physically. Such routine computer functionality does not render a claim non-abstract at step 1. See, e.g. , Kaavo Inc. v. Amazon.com Inc. ,
*453Having found that claim 1 is directed to the abstract idea of modifying a finish line of a dental prosthesis, the Court will move on to step two.
b. Step Two
As detailed above, at step two the Court evaluates whether the claim captures an inventive concept beyond what was well-understood, routine, and conventional in the relevant field at the time of the invention. 3Shape argues that claim 1 of the '065 patent is nothing more than the abstract idea of modifying a finish line on a dental prosthesis"performed on a computer." (D.I. 22 at 20) To 3Shape, "nothing in the claim[ ] or in the body of the '065 patent teaches or suggests that the claimed method offer[s] any improvement (in precision or otherwise) in the formation of a finish line over that previously known in the art." (Id. ) Align responds that "the '065 patent offers substantial improvement in patient and dentist time involvement and resource utilization, as the invention enables the dentist to view and refine the model on the spot, rather than undertaking iterations with the lab technician." (D.I. 25 at 24)
All of the purported improvements by Align are the result of using a generic computer - - but performing an abstract concept on a generic computer is not an inventive concept. In Intellectual Ventures I LLC v. Capital One Bank (USA) ,
For these reasons, the Court finds that claim 1 of the '065 patent is directed to patent-ineligible subject matter under Section 101.7
3. The '850 Patent8
The '850 patent is entitled "Teeth Viewing System" and generally recites a method for "creating a plan for repositioning a patient's teeth." (D.I. 1 at ¶ 107) Claim 1 of the '850 patent recites:
1. A method for displaying an orthodontic view of a patient's teeth, comprising:
*454capturing three-dimensional (3D) data associated with the patient's teeth;
determining a viewpoint for the patient's teeth;
apply[ing] a positional transformation to the 3D data based on the viewpoint;
rendering a graphical representation of the patient's teeth based on the positional transformation;
determining a treatment plan for each tooth; and
updating the graphical representation of the teeth to provide a visual display of the position of the teeth along the treatment plans.
( '850 patent, cl. 1) 3Shape asks the Court to dismiss Align's claims for infringement of the '850 patent because, in 3Shape's view, the '850 patent is directed to patent-ineligible subject matter.
3Shape argues that claim 1 of the '850 patent"is directed to the abstract concept of describing an orthodontic 'treatment plan' [that] involv[es] nothing more than the simple steps of collecting, manipulating, and displaying images of a patient's teeth." (D.I. 22 at 15) Align counters that the claim "is directed to a method for displaying an orthodontic view of a patient's teeth." (D.I. 25 at 19) In particular, according to Align, the "claim 1 is directed to a particular improved non-conventional manner of enabling a dental practitioner to provide a treatment plan to a patient." (Id. ) The Court agrees with 3Shape.
The patent discloses that orthodontists are tasked with straightening a patient's crooked teeth. ( '850 patent, col. 1:16-17) One way orthodontists do so is through the use of braces. "Before fastening braces to a patient's teeth, at least one appointment is scheduled ... so that X-rays and photographs of the patient's teeth and jaw structure can be taken." (Id. , col. 1:27-30) A mold of the patient's teeth is typically also made. (Id. , col. 1:31-33) Orthodontists use the X-rays, photographs, and mold "to formulate a treatment strategy." (Id. , col. 1:33-35) "The formulation of the treatment strategy is typically a trial-and-error process where the orthodontist arrives at the treatment strategy using a mental model based on the orthodontist's experience and skill." (Id. , col. 1:38-42) Additionally, "once the treatment strategy has been generated, it is difficult to explain the expected results to the patient in words." (Id. , col. 1:44-46)
The '850 patent purports to improve on "conventional practices ... by utilizing 3D visualization to communicate treatment information to the patient." (D.I. 25 at 18) (citing '850 patent, col. 2:30-33) Align specifies that the key inventive concept of the '850 patent is that of enabling an orthodontist to "present[ ] a graphical representation of the patient's teeth to the patient and utilizing that representation to discuss and decide on treatment options." (Id. at 20) The 3D representation of the patient's teeth can include different angles and views of the teeth as well as animations "to provide a visual display of the movement of the teeth along the treatment paths." ( '850 patent, cols. 1:60-2:2; see also D.I. 25 at 19) These "innovative features of the '850 patent provide the ability to visualize and interact with numerous digital models and processes without the attendant danger, impracticality, or significantly greater expense encountered in the same environment if it were physical." (D.I. 25 at 18-19) (citing '850 patent, col. 2:50-55)
In the Court's view, claim 1 of the '850 patent is directed to the abstract concept of describing an orthodontic treatment plan. By Align's own admission, "the generic idea of iteratively updating a treatment plan ... existed prior to the invention." (Id. at 19) Further, as disclosed in *455the patent, an updated treatment plan was previously formulated in the mind of the orthodontist. ( '850 patent, col. 1:38-42) Here, claim 1 of the '850 patent requires the capturing of 3D data of a patient's teeth, determining a viewpoint, transforming the 3D data based on that viewpoint, rendering a graphical representation of the patient's teeth, determining a treatment plan for each tooth, and updating the graphical representation of the teeth to provide a display of the teeth along the treatment paths. (Id. , cl. 1) Even though an orthodontist could not show a patient her mental model, she could express that mental model of the treatment plan to the patient using, for instance, photographs, physical models, or drawings. See Intellectual Ventures I LLC ,
The cases Align relies on for support do not persuade the Court otherwise. For example, in Core Wireless Licensing S.A.R.L. v. LG Elecs., Inc. ,
Unlike the claims at issue in Core Wireless , claim 1 of the '850 patent is not purporting to provide a technological improvement to prior systems. Rather, claim 1 is more akin to the claims at issue in cases like Alice , which found "the concept of intermediated settlement [was] a fundamental economic practice long prevalent in our system of commerce." Alice , 134 S.Ct. at 2356 (internal quotation marks and citation omitted). Similarly, claim 1 recites the formation of a treatment plan for orthodontic patients, a practice that has long been performed.
Thus, claim 1 of the '850 patent is directed to the abstract idea of describing an orthodontic treatment plan, and the Court must proceed to step two.
3Shape argues that claim 1 of the '850 patent does "nothing more than automate a process that humans do already, using known and conventional computer functions recited at a high-level of generality for rendering a display of a patient's treatment plan." (D.I. 22 at 17) Align counters that 3Shape is overlooking the "key inventive concepts embodied in the '850 patent, including updating the graphical representation of the teeth to provide a visual display of where along the treatment plan the teeth are positioned, enabling orthodontists and patients to track the progress of the treatment plan contemporaneously." (D.I. 25 at 21)
The benefit of allowing an orthodontist to more easily explain a treatment plan to a patient via a 3D model, while an improvement over explaining the plan verbally, is not a technological improvement that supplies an inventive concept. Instead, claim 1 merely recites the abstract idea of providing a treatment plan along with generic computer functionality.
The patent's abstract describes the invention as follows: "A computer is used to *456create a plan for repositioning an orthodontic patient's teeth. The computer receives a digital data set representing the patient's teeth and uses the data sets to generate one or more orthodontic views of the patient's teeth." ( '850 patent, Abstract; see also id. , col. 1:13-15 ("The invention relates generally to the field of orthodontics and, more particularly, to computer-automated development of an orthodontic treatment plan and appliance.") ) "For the role of a computer in a computer-implemented invention to be deemed meaningful in the context of [the Alice ] analysis, it must involve more than performance of 'well-understood, routine, [and] conventional activities previously known to the industry.' " Content Extraction ,
4. The '149 Patent
The '149 patent, "Systems and Methods for Fabricating a Dental Template," and relates generally to "fabricating a dental template to support [the] positioning [of] an object on a patient's tooth[,] oriented in such a way that all the objects as a whole are lined up to a user defined ideal arrangement." (D.I. 1 at ¶ 92) Claim 13 of the '149 patent recites:
13. A system of fabricating a dental template to position a plurality of objects on a patient's teeth, the system comprising a computer comprising storage media comprising a program that, when executed, causes the computer to:
receive digitized teeth of at least at least two of the patient's teeth;
scale the digitized teeth to provide scaled digital teeth;
add virtual objects to locations on the digitized teeth or the scaled or the scaled digital teeth, wherein the virtual objects are placed on one or more of the digitized teeth or the scaled digital teeth;
superimpose the scaled digital teeth over the digitized teeth; and
output fabrication data for fabricating a template to locate the orthodontic objects on the patient's teeth.
( '149 patent, cl. 13)
3Shape argues that claim 13 of the '149 patent is directed to the abstract idea of providing, generating, or outputting "a pattern of data." (D.I. 22 at 18-19) 3Shape adds that "fabricating a dental template" is only alluded to "in the preamble and as an intended use of the data 'output' by the claimed computer software of asserted claim 13." (Id. at 19) The Court agrees with Align that claim 13 is directed to an improvement over prior approaches to indirect bonding techniques for orthodontic brackets. (D.I. 25 at 22)
The patent explains that orthodontists use brackets bonded to a patient's teeth that, over time, exert enough force to move the position of the teeth. ( '149 patent, col. 1:19-30) Direct bonding of brackets entails placing adhesive on the base of *457the bracket and placing that bracket on the patient's tooth. (Id. , col. 1:29-32) This process has several shortcomings, including that it is difficult to optimally place a bracket "on severely crowded teeth" or "the treatment provider may have difficulty seeing the precise position of the bracket relative to the tooth surface" for posterior teeth. (Id. , col. 1:36-42) One method that overcomes several of these shortcomings is "indirect bonding," in which an impression of a patient's teeth is taken and a plaster model is made. (Id. , col. 1:50-54) Brackets are then temporarily bonded to the plaster model and thereafter a "transfer tray is ...made by placing matrix material [such as heated plastic sheet matrix material] over both the model and the brackets on the model." (Id. , col. 1:56-59) The material "then assume[s] a configuration that precisely matches the shape of the replica teeth of the stone... model with the brackets in the desired position." (Id. , col. 1:59-62) The temporary adhesive is then removed, permanent adhesive is added to the base of each bracket, "and the tray with the embedded brackets [is] then placed over matching portions of the patient's dental arches." (Id. , col. 1:63-67) Once the adhesive hardens, the matrix material is removed and the brackets are left in place. (Id. , col. 2:5-7)
Problems associated with indirect bonding include that "brackets may become dislodged during the removal of the matrix from the dental arches." (Id. , col. 2:7-10) But the '149 patent purports to be an advance over this prior approach because the template created by the claimed system and methods "may not necessarily contain the bracket as with traditional indirect bonding [ ] templates, but rather[ ] directs the user as to the precise location where the bracket should be placed based on geometric fit." (Id. , col. 2:57-60; see also D.I. 25 at 22) This eliminates the potential that the brackets may become dislodged during the removal of the template.
At step one, the Court must determine whether the claims "focus on a specific means or method that improves the relevant technology." Apple Inc. v. Ameranth, Inc. ,
As 3Shape has not met its burden at step one, it is not necessary to address step two, and 3Shape's motion will be denied as to the '149 patent.
V. CONCLUSION
An order appropriate order follows.
ORDER
At Wilmington, this 7th day of September, 2018 :
For the reasons set forth in the Memorandum Opinion issued this date, IT IS HEREBY ORDERED that:
1. Defendants' motion to dismiss in C A. No. 17-1646-LPS-CJB (D.I. 21) is:
(a) DENIED to the extent that it seeks dismissal of the Complaint for failing to plausibly allege direct, indirect, and willful infringement of any of the asserted patents under Rule 12(b)(6) ;
(b) GRANTED to the extent that it seeks dismissal of claims asserting infringement of *458U.S. Patent No. 7,112,065 under35 U.S.C. § 101 ; and
(c) DENIED to the extent that it seeks dismissal of claims asserting infringement ofU.S. Patent No. 9,451,873 under35 U.S.C. § 101 .
2. Defendants' motion to dismiss in C.A. No. 17-1647-LPS-CJB (D.I. 21) is:
(a) DENIED to the extent that it seeks dismissal of the Complaint for failing to plausibly allege direct, indirect, and willful infringement of any of the asserted patents under Rule 12(b)(6) ;
(b) GRANTED to the extent that it seeks dismissal of claims asserting infringement ofU.S. Patent No. 6,227,850 under35 U.S.C. § 101 ; and
(c) DENIED to the extent that it seeks dismissal of claims asserting infringement ofU.S. Patent No. 8,734,149 under35 U.S.C. § 101 .
3. The parties shall meet and confer and, no later than September 14, 2018 , submit a joint status report.
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339 F. Supp. 3d 435, Counsel Stack Legal Research, https://law.counselstack.com/opinion/align-tech-inc-v-3shape-ded-2018.