Albert J. Sullivan v. Mary Flannigan, Superintendent, and Sam Parwatikar, Psychiatrist

8 F.3d 591, 1993 U.S. App. LEXIS 28391, 1993 WL 439142
CourtCourt of Appeals for the Seventh Circuit
DecidedNovember 1, 1993
Docket91-3416
StatusPublished
Cited by25 cases

This text of 8 F.3d 591 (Albert J. Sullivan v. Mary Flannigan, Superintendent, and Sam Parwatikar, Psychiatrist) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Albert J. Sullivan v. Mary Flannigan, Superintendent, and Sam Parwatikar, Psychiatrist, 8 F.3d 591, 1993 U.S. App. LEXIS 28391, 1993 WL 439142 (7th Cir. 1993).

Opinions

CUMMINGS, Circuit Judge.

The State of Illinois has forced prisoner Albert J. Sullivan to take mind-altering drugs against his will for the past five years. In this suit under 42 U.S.C. § 1988, he argues that he has a due process right to stop taking medication long enough to show the state that he does not need it. Illinois administers psychotropic drugs to Sullivan under Section 415.70 of the Department of Corrections Rules, using procedures similar to those approved by the Supreme Court in Washington v. Harper, 494 U.S. 210, 110 S.Ct. 1028, 108 L.Ed.2d 178. While there is something disturbing about the prospect of a prisoner forever surrendering to prison doctors his right to be free of unwanted mind-altering drugs, we conclude that Harper sanctioned this possibility. We therefore hold that Illinois may constitutionally force Sullivan to take psychotropic drugs without allowing him to become drug-free to prove that he could do without them. We also hold that defendants have qualified immunity and hence are not accountable for treating Sullivan with drugs before the current Harper-type rules were enacted in Illinois.

I

The briefs provide only sketchy details of Sullivan’s history. In 1968 he pled guilty to and began serving a 17-year sentence for armed robbery and rape. People v. Sullivan, 6 Ill.App.3d 814, 816, 286 N.E.2d 605 (1st Dist.1972). In 1973 he was transferred from prison to Menard Psychiatric Center, an Illinois Department of Corrections (“IDOC”) facility for inmates who require psychiatric care. While at Menard and perhaps before as well (Parwatikar affidavit at 2, R. tab 30), he assaulted guards, inmates and nurses numerous times, and over a ten-year period, Menard doctors took Sullivan on and off of several different anti-psychotic drugs. When his imprisonment at IDOC ended in 1985, he was involuntarily committed to the care of the Illinois Department of Mental Health. Sullivan v. Hay, 140 Ill.App.3d 1007, 95 Ill.Dec. 327, 489 N.E.2d 889 (5th Dist.1986). Sometime between 1986 and 1988, the Department of Mental Health released Sullivan — and nine months later he was arrested for aggravated sexual assault. He claimed that the woman who charged him had demanded sadistic sex and had become angry when he could not perform to her satisfaction, but in spite of this defense, he was convicted and sentenced to 60 years in prison.

Sullivan was incarcerated at Stateville prison in February 1988, where doctors detected “a deterioration of plaintiffs mental health” (magistrate’s report at A-28) and began giving him Haldol, an anti-psychotic drug.1 In April 1988 Sullivan was transferred to Menard (his former home of many years), where Dr. Parwatikar, one of the defendants in this case, continued to force Sullivan to take large doses of Haldol. Two months later Sullivan filed a pro se complaint charging that Dr. Parwatikar and Mary Flannigan, the superintendent at Menard, were forcing him to take powerful drugs that caused him “constant dry mouth; nervousness; blurred vision; blurred speech; tiredness; weakness and other unbearable side effects.” R. tab 1. He alleged that defendants were forcing drugs on him as punishment for an assault he had committed at Menard in 1983 (during his pre-1985 prison [593]*593terra) and “because of my black race, male sex, poverty and because I am a prisoner and mental patient and sex-offender.” Id. Written in a strong staccato style, his claims were articulate and well-argued.

Sullivan’s complaint initiated an unusual and ultimately time-consuming series of procedural events. After a year of motions and answers (Sullivan gained a lawyer), in June 1989 a magistrate judge considered defendants’ motion for summary judgment and Sullivan’s plea for a temporary restraining order (TRO). The magistrate found that Haldol produced severe side effects on Sullivan but denied his TRO motion because the drug was administered “by mental health professionals on the basis of valid, professional observations and considerations.” A-28 (June 30,1989). The district court agreed that Sullivan was not entitled to a-TRO, but remanded the case for a determination of whether defendants dénied Sullivan due process when they first forced him to take Hal-dol. Sullivan appealed the TRO denial in September 1989, and briefing was delayed pending the outcome of Washington v. Harper, 494 U.S. 210, 110 S.Ct. 1028, which promised to clarify the rights of prisoners who were given psychotropic drugs against their will.

Harper, decided in February 1990, established that prison inmates in the State of Washington had a liberty interest in refusing drug treatment that was protected under the due process clause of the Fourteenth Amendment. 494 U.S. at 221-222, 110 S.Ct. at 1036. The Supreme Court also held, however, that due process was satisfied where the inmate’s treatment was ordered by a competent physician to protect the inmate or others, and the inmate could challenge the doctor’s opinion in a hearing before a panel of doctors and prison administrators. Id. at 225-227, 110 S.Ct. at 1038-39. This decision prompted Illinois to adopt new procedures for involuntary medication of prisoners that mirrored the Washington state correctional rules approved by Harper. These new procedures were applied to Sullivan in August 1990 shortly before oral argument of his case. In light of these developments, we remanded for an analysis of Illinois’ new rules. Sullivan v. Flannigan, 918 F.2d 959 (7th Cir.1990). On remand both parties opted to forego further fact-finding and sought summary judgment. In September 1991 the trial judge found that Illinois’ post-Harper procedures were constitutional and that defendants had qualified immunity for their pr e-Harper treatment of Sullivan. Sullivan filed a timely appeal.

Over the years doctors have diagnosed Sullivan as suffering from mental illnesses variously characterized as paranoid delusions or schizophrenia. His current diagnosis is for “bipolar affective disorder” (not explained in the briefs), which means that he has severe mood disturbances that swing between mania and depression. Diagnostic and Statistical Manual of Mental Disorders (III-R) at 225, 452-453. Sullivan’s relationship with his current physician is also noteworthy. In April 1989 he explained to the magistrate: “About every three weeks, * * * I ask [Dr. Parwatikar] to take me off of the anti-psychotic drugs and he say, no, I can’t do that because of your past record.” Tr. at 11. Sullivan also noted, “We’ve never had a long conversation. He’s the type of psychiatrist his mind is made up about me. * * * Talking to him is like talking to a brick wall. He feels that I need the medication as long as I live.” Tr. at 22. Dr. Parwatikar, for his part, stated: “The need for Mr. Sullivan being on anti-psychotic medication is quite clear from the past history. During the period of 1972 thru 1982 * * * [he] had 59 assaultive episodes * * *. Thus, it is quite essential that Mr. Sullivan must be on some sort of anti-psychotie medication for the rest of his life.” -Affidavit at 2, R. tab 30. Since 1988, Sullivan’s Haldol doses have been gradually reduced from 100 mg per day to 8 mg per day as of May 7, 1991. Dr.

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8 F.3d 591, 1993 U.S. App. LEXIS 28391, 1993 WL 439142, Counsel Stack Legal Research, https://law.counselstack.com/opinion/albert-j-sullivan-v-mary-flannigan-superintendent-and-sam-parwatikar-ca7-1993.