Home/Connecticut/Statutes/Title 36b: Connecticut Securities Law and Business Opportunity Investment Act/Ch. 672a: Uniform Securities Act/§ 36b-34
Connecticut Statutes

§ 36b-34 — Compliance with federal Currency and Foreign Transactions Reporting Act.

Connecticut·Title 36b Connecticut Securities Law and Business Opportunity Investment Act·Ch. 672a Uniform Securities Act
Each broker-dealer shall comply with the applicable provisions of the Currency and Foreign Transactions Reporting Act, 31 USC Section 5311 et seq., as from time to time amended, and any regulations adopted thereunder, as from time to time amended.

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Connecticut § 36b-34 (Compliance with federal Currency and Foreign Transactions Reporting Act.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Legislative History

(P.A. 03-259, S. 31.)

Nearby Sections

15
§ 36b-1
General statement.
§ 36b-10
(Formerly Sec. 36-478). Application for registration to be under oath.
§ 36b-11
(Formerly Sec. 36-479). Photograph to accompany each application for registration.
§ 36b-12
(Formerly Sec. 36-480). Application and registration fees.
§ 36b-13
(Formerly Sec. 36-481). Registration renewal. Requirements.
§ 36b-14
(Formerly Sec. 36-482). Records and financial reports required. Definitions. Disclosure of financial exploitation or suspected exploitation. Trusted contact person. Hold on disbursement or transaction. Immunity.
§ 36b-15
(Formerly Sec. 36-484). Denial, suspension or revocation of registration by commissioner. Withdrawal from registration or of application.
§ 36b-16
(Formerly Sec. 36-485). Registration of security prior to offer or sale required. Exceptions.
§ 36b-17
(Formerly Sec. 36-486). Registration of security by coordination. Registration statement. Contents. Effective date.
§ 36b-18
(Formerly Sec. 36-487). Registration of security by qualification. Statement contents. Effective date.
§ 36b-19
(Formerly Sec. 36-488). Registration statement filed by issuer, person on whose behalf offering is to be made or registered broker-dealer. Fee. Contents. Effective date. Regulation by commissioner.
§ 36b-2
(Formerly Sec. 36-470). Short title: Connecticut Uniform Securities Act.
§ 36b-20
(Formerly Sec. 36-489). Stop order. When issued by commissioner. Registration statement deemed abandoned, when.
§ 36b-21
(Formerly Sec. 36-490). Exemption of certain securities and transactions. Denial or revocation of exemption.
§ 36b-22
(Formerly Sec. 36-491). Filing of material intended for distribution to prospective investors.
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