Connecticut Statutes

§ 36b-2 — (Formerly Sec. 36-470). Short title: Connecticut Uniform Securities Act.

Connecticut·Title 36b Connecticut Securities Law and Business Opportunity Investment Act·Ch. 672a Uniform Securities Act

Sections 36b-2 to 36b-34, inclusive, may be cited as the “Connecticut Uniform Securities Act”.

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Connecticut § 36b-2 ((Formerly Sec. 36-470). Short title: Connecticut Uniform Securities Act.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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Legislative History

(P.A. 77-482, S. 1; P.A. 10-141, S. 2.) History: Sec. 36-470 transferred to Sec. 36b-2 in 1995; P.A. 10-141 replaced reference to Sec. 36b-33 with reference to Sec. 36b-34, effective June 7, 2010. Annotation to former section 36-470: Cited. 219 C. 204.

Nearby Sections

15

§ 36b-1

General statement.

§ 36b-10

(Formerly Sec. 36-478). Application for registration to be under oath.

§ 36b-11

(Formerly Sec. 36-479). Photograph to accompany each application for registration.

§ 36b-12

(Formerly Sec. 36-480). Application and registration fees.

§ 36b-13

(Formerly Sec. 36-481). Registration renewal. Requirements.

§ 36b-14

(Formerly Sec. 36-482). Records and financial reports required. Definitions. Disclosure of financial exploitation or suspected exploitation. Trusted contact person. Hold on disbursement or transaction. Immunity.

§ 36b-15

(Formerly Sec. 36-484). Denial, suspension or revocation of registration by commissioner. Withdrawal from registration or of application.

§ 36b-16

(Formerly Sec. 36-485). Registration of security prior to offer or sale required. Exceptions.

§ 36b-17

(Formerly Sec. 36-486). Registration of security by coordination. Registration statement. Contents. Effective date.

§ 36b-18

(Formerly Sec. 36-487). Registration of security by qualification. Statement contents. Effective date.

§ 36b-19

(Formerly Sec. 36-488). Registration statement filed by issuer, person on whose behalf offering is to be made or registered broker-dealer. Fee. Contents. Effective date. Regulation by commissioner.

§ 36b-2

(Formerly Sec. 36-470). Short title: Connecticut Uniform Securities Act.

§ 36b-20

(Formerly Sec. 36-489). Stop order. When issued by commissioner. Registration statement deemed abandoned, when.

§ 36b-21

(Formerly Sec. 36-490). Exemption of certain securities and transactions. Denial or revocation of exemption.

§ 36b-22

(Formerly Sec. 36-491). Filing of material intended for distribution to prospective investors.

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