Connecticut Statutes

§ 36b-2 — (Formerly Sec. 36-470). Short title: Connecticut Uniform Securities Act.

Connecticut § 36b-2

JurisdictionConnecticut

Title 36bConnecticut Securities Law and Business Opportunity Investment Act

Ch. 672aUniform Securities Act

This text of Connecticut § 36b-2 ((Formerly Sec. 36-470). Short title: Connecticut Uniform Securities Act.) is published on Counsel Stack Legal Research, covering Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook

Conn. Gen. Stat. § 36b-2 (2026).

Text

Sections 36b-2 to 36b-34, inclusive, may be cited as the “Connecticut Uniform Securities Act”.

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Related

Couldock & Bohan, Inc. v. Société Generale Securities Corp.

93 F. Supp. 2d 220 (D. Connecticut, 2000)

8 case citations

Harris v. George (In Re George)

205 B.R. 679 (D. Connecticut, 1997)

5 case citations

Justice v. Gardner, No. Cv02-0169851s (Aug. 21, 2002)

2002 Conn. Super. Ct. 10533 (Connecticut Superior Court, 2002)

Tarpon Bay Partners LLC v. Zerez Holdings Corporation

(D. Connecticut, 2021)

Legislative History

(P.A. 77-482, S. 1; P.A. 10-141, S. 2.) History: Sec. 36-470 transferred to Sec. 36b-2 in 1995; P.A. 10-141 replaced reference to Sec. 36b-33 with reference to Sec. 36b-34, effective June 7, 2010. Annotation to former section 36-470: Cited. 219 C. 204.

Nearby Sections

15

§ 36b-1

General statement.

§ 36b-10

(Formerly Sec. 36-478). Application for registration to be under oath.

§ 36b-11

(Formerly Sec. 36-479). Photograph to accompany each application for registration.

§ 36b-12

(Formerly Sec. 36-480). Application and registration fees.

§ 36b-13

(Formerly Sec. 36-481). Registration renewal. Requirements.

§ 36b-14

(Formerly Sec. 36-482). Records and financial reports required. Definitions. Disclosure of financial exploitation or suspected exploitation. Trusted contact person. Hold on disbursement or transaction. Immunity.

§ 36b-15

(Formerly Sec. 36-484). Denial, suspension or revocation of registration by commissioner. Withdrawal from registration or of application.

§ 36b-16

(Formerly Sec. 36-485). Registration of security prior to offer or sale required. Exceptions.

§ 36b-17

(Formerly Sec. 36-486). Registration of security by coordination. Registration statement. Contents. Effective date.

§ 36b-18

(Formerly Sec. 36-487). Registration of security by qualification. Statement contents. Effective date.

§ 36b-19

(Formerly Sec. 36-488). Registration statement filed by issuer, person on whose behalf offering is to be made or registered broker-dealer. Fee. Contents. Effective date. Regulation by commissioner.

§ 36b-2

(Formerly Sec. 36-470). Short title: Connecticut Uniform Securities Act.

§ 36b-20

(Formerly Sec. 36-489). Stop order. When issued by commissioner. Registration statement deemed abandoned, when.

§ 36b-21

(Formerly Sec. 36-490). Exemption of certain securities and transactions. Denial or revocation of exemption.

§ 36b-22

(Formerly Sec. 36-491). Filing of material intended for distribution to prospective investors.

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Connecticut § 36b-2, Counsel Stack Legal Research, https://law.counselstack.com/statute/ct/36b-2.