Connecticut Statutes
§ 36b-11 — (Formerly Sec. 36-479). Photograph to accompany each application for registration.
Connecticut·Title 36b Connecticut Securities Law and Business Opportunity Investment Act·Ch. 672a Uniform Securities Act
Each application for registration under sections 36b-2 to 36b-34, inclusive, shall be accompanied by a photograph as defined by the commissioner, unless the commissioner waives the requirement of such photograph. If the applicant for registration as a broker-dealer or investment adviser is a sole proprietorship, the photograph shall be of the sole proprietor; if the application is for a partnership, it shall be accompanied by a photograph of each general partner; if the application is for a corporation, it shall be accompanied by a photograph of each principal officer or director as determined by the commissioner.
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Connecticut § 36b-11 ((Formerly Sec. 36-479). Photograph to accompany each application for registration.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.
Legislative History
(P.A. 77-482, S. 10; P.A. 87-375, S. 3; P.A. 10-141, S. 8.) History: P.A. 87-375 amended the section to authorize the commissioner to waive the requirement of a photograph; Sec. 36-479 transferred to Sec. 36b-11 in 1995; P.A. 10-141 replaced reference to Sec. 36b-33 with reference to Sec. 36b-34, effective June 7, 2010.