Connecticut § 36b-11 (Formerly Sec. 36-479). Photograph to accompany each application for registration.

Connecticut Statutes

§ 36b-11 — (Formerly Sec. 36-479). Photograph to accompany each application for registration.

Connecticut § 36b-11

Title 36bConnecticut Securities Law and Business Opportunity Investment Act

Ch. 672aUniform Securities Act

This text of Connecticut § 36b-11 ((Formerly Sec. 36-479). Photograph to accompany each application for registration.) is published on Counsel Stack Legal Research, covering Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook

Conn. Gen. Stat. § 36b-11 (2026).

Text

Each application for registration under sections 36b-2 to 36b-34, inclusive, shall be accompanied by a photograph as defined by the commissioner, unless the commissioner waives the requirement of such photograph. If the applicant for registration as a broker-dealer or investment adviser is a sole proprietorship, the photograph shall be of the sole proprietor; if the application is for a partnership, it shall be accompanied by a photograph of each general partner; if the application is for a corporation, it shall be accompanied by a photograph of each principal officer or director as determined by the commissioner.

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Each application for registration under sections 36b-2 to 36b-34, inclusive, shall be accompanied by a photograph as defined by the commissioner, unless the commissioner waives the requirement of such photograph. If the applicant for registration as a broker-dealer or investment adviser is a sole proprietorship, the photograph shall be of the sole proprietor; if the application is for a partnership, it shall be accompanied by a photograph of each general partner; if the application is for a corporation, it shall be accompanied by a photograph of each principal officer or director as determined by the commissioner.

Legislative History

(P.A. 77-482, S. 10; P.A. 87-375, S. 3; P.A. 10-141, S. 8.) History: P.A. 87-375 amended the section to authorize the commissioner to waive the requirement of a photograph; Sec. 36-479 transferred to Sec. 36b-11 in 1995; P.A. 10-141 replaced reference to Sec. 36b-33 with reference to Sec. 36b-34, effective June 7, 2010.